UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(B) OR (G) OF THE
SECURITIES EXCHANGE ACT OF 1934
ANNALY MORTGAGE MANAGEMENT, INC.
------------------------------------------------------
(Exact name of registrant as specified in its charter)
Maryland 22-3479661
-------- ----------
(State of incorporation or organization) (I.R.S. Employer Identification No.)
1211 Avenue of the Americas, Suite 2902, New York, New York 10036
----------------------------------------------------------- -----
(Address of principal executive offices) (Zip Code)
If this form relates to the registration of a class of securities pursuant to
Section 12(b) of the Exchange Act and is effective pursuant to General
Instruction A.(c), check the following box. |X|
If this form relates to the registration of a class of securities pursuant to
Section 12(g) of the Exchange Act and is effective pursuant to General
Instruction A.(d), check the following box. [ ]
Securities to be registered pursuant to Section 12 (b) of the Act:
Title of Each Class to be so Registered: Name of Each Exchange on which
Each Class is to be Registered:
7.875% Series A Cumulative Redeemable
Preferred Stock, Par Value $0.01 Per Share. New York Stock Exchange.
------------------------------------------- ------------------------
Securities Act registration statement file number
to which this form relates: 333-105987.
-----------
Securities to be registered pursuant to Section 12 (g) of the Act: None.
-----
INFORMATION REQUIRED IN REGISTRATION STATEMENT
ITEM 1. DESCRIPTION OF REGISTRANT'S SECURITIES TO BE REGISTERED.
The information required by this Item 1 is set forth under the caption
"Description of the Series A Preferred Stock" in the Registrant's prospectus
supplement dated March 31, 2004, to the prospectus, dated June 25, 2003,
included as part of the Registration Statement on Form S-3 (File No.
333-105987), of the Registrant, filed with the Securities and Exchange
Commission on June 10, 2003. The prospectus supplement is hereby incorporated by
reference into this registration statement.
ITEM 2. EXHIBITS.
The exhibits to this registration statement are listed in the Exhibit
Index, which appears after the signature page and is incorporated herein by
reference.
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange
Act of 1934, the registrant has duly caused this registration statement to be
signed on its behalf by the undersigned, thereto duly authorized.
ANNALY MORTGAGE MANAGEMENT, INC.
By: /s/ Michael A.J. Farrell
------------------------------------
Michael A.J. Farrell
Chairman of the Board, Chief Executive
Officer and President
Date: March 31, 2004
EXHIBIT INDEX
Exhibit Number Description
3.1 Articles of Amendment and Restatement of the Articles of
Incorporation of the Registrant (incorporated by reference to
Exhibit 3.2 to our Registration Statement on Form S-11
(Registration No. 333-32913) filed with the Securities and
Exchange Commission on August 5, 1997).
3.2 Articles of Amendment of the Articles of Incorporation of the
Registrant (incorporated to Exhibit 3.1 of the Registrant's
Registration Statement on Form S-3 (Registration Statement
333-74618) filed with the Securities and Exchange Commission on
June 12, 2002).
3.3 Form of Articles Supplementary designating the Company's 7.875%
Series A Cumulative Redeemable Preferred Stock, liquidation
preference $25.00 per share, par value $0.01 per share.
4.1 Specimen certificate representing the 7.875% Series A Cumulative
Redeemable Preferred Stock.