SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 14A INFORMATION
Proxy Statement Pursuant to Section 14(a) of
the Securities Exchange Act of 1934 (Amendment No. )
Filed by the Registrant |X|
Filed by a Party other than the Registrant |_|
Check the appropriate box:
|_| Preliminary Proxy Statement
|_| Confidential, for Use of the Commission Only
(as permitted by Rule 14a-6(e)(2)
|_| Definitive Proxy Statement
|X| Definitive Additional Materials
|_| Soliciting Material Pursuant to ss.240.14a-11(c) or ss.240.14a-12
International Business Machines Corporation
________________________________________________________________________________
(Name of Registrant as Specified In Its Charter)
________________________________________________________________________________
(Name of Person(s) Filing Proxy Statement, if other than the Registrant)
Payment of Filing Fee (Check the appropriate box):
|X| No Fee Required
|_| Fee computed on table below per Exchange Act Rules 14a-6(i)(4) and 0-11.
1. Title of each class of securities to which transaction applies:
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2. Aggregate number of securities to which transaction applies:
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3. Per unit price or other underlying value of transaction computed
pursuant to Exchange Act Rule 0-11 (set forth the amount on which
the filing fee is calculated and state how it was determined):
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4. Proposed maximum aggregate value transaction:
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5. Total fee paid:
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|_| Fee paid previously with preliminary materials.
|_| Check box if any part of the fee is offset as provided by Exchange Act
Rule 0-11(a)(2) and identify the filing for which the offsetting fee was
paid previously. Identify the previous filing by registration number, or
the Form or Schedule and the date of its filing.
1. Amount previously paid:
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2. Form, Schedule or Registration Statement No.:
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3. Filing Party:
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4. Date Filed:
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Voting and Consent Enclosure
[IBM Logo]
TWO EASY WAYS TO VOTE
Vote by Internet
1. Read the accompanying proxy statement and Proxy/Voting Instruction Card.
2. Go to website www.ibm.com/investor/vote
3. Enter your numeric control number that is located in the box below the
perforated line on your Proxy/Voting Instruction Card.
4. Follow the simple instructions.
5. Your vote will be immediately confirmed and posted.
Vote by Telephone
1. Read the accompanying Proxy Statement and Proxy/Voting Instruction Card.
2. Call the toll-free number, 877-779-8683. Stockholders residing outside the
United States, Canada and Puerto Rico should call 201-536-8073.
3. Enter your numeric control number that is located in the box below the
perforated line on your Proxy/Voting Instruction Card.
4. Follow the simple instructions.
5. Your vote will be immediately confirmed and posted.
E-CONSENT FOR FUTURE DELIVERY OF PROXY MATERIAL ONLINE
IBM Stockholders can sign-up to receive future Annual Reports And Proxy
materials online by following these instructions:
Go to webstie www.ibm.com/investor/vote and proceed to the page to select the
option for "Electronic Mail" delivery before voting online.
- or -
Go to www.econsent.com/ibm and follow the instructions. (Your IBM account number
is required to consent.)
Prior to the next IBM Stockholder Meeting, you will receive an e-mail providing
information ton where to locate the IBM Annual Report and Proxy Statement
online.
If you vote through the Internet or by telephone, please do not return your
proxy card.
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Internet Voting Screen No. 1
[IBM logo]
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Proxy vote
Vote your IBM proxy online
Thank you for choosing to participate in the program to vote your
proxy through the Internet. Please read this page and click on the
"proceed" button below to fill out and submit your proxy.
To vote online you must use the control number that appears in the
box on your proxy card. The proxy voter control number is located in
the box on the card, just below the perforation.
Your online vote authorizes the named proxies in the same manner as
if you marked, signed, dated and returned the proxy card. If you
choose to vote your shares online, there is no need for you to mail
back your proxy card.
When you click on "proceed" you will leave the IBM web site and
enter the secure EquiServe proxy voting site.
-> Proceed
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Internet Voting Screen No. 2
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EquiServe Vote By Net
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Vote By Net
[IBM logo]
International Business Machines Corporation
|Step 1| |Step 2| |Step 3|
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Welcome to the EquiServe online voting wizard!
Just follow a few simple steps to complete the secure online voting process:
Authentication: Login using your voter control number and
last four digits of your SSN
Delivery Preference: Setup future delivery of your annual meeting
materials
Voting: Cast your vote and receive your confirmation
online
Finish: Update your address and review other options
If you have more than one proxy card or voting instruction card or ballot,
please vote them one card at a time. To get started now, login below and click
"Continue".
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Step 1: Authentication
Enter the voter control number as it appears on your |____________________|
proxy card, instruction card or ballot
Enter the last 4 digits of the U.S. social security |________|
number (SSN) or the U.S. taxpayer
identification number (TIN) for this account.*
CONTINUE >>
* If you do not have a SSN or TIN for this account, please leave this box
blank.
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Internet Voting Screen No. 3
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EquiServe Vote By Net
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Vote By Net
IBM logo
International Business Machines Corporation
|Step 1| |Step 2| |Step 3|
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Welcome
Name Line
Address Line
City, State Zip Line
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Delivery Preference
Select how you would like to receive your future annual meeting materials:
|__| Postal mail -or-
|__| Electronically
TERMS AND CONDITIONS FOR YOUR ELECTRONIC DELIVERY PREFERENCE
E-mail address (e.g., name@xyz.com) |__________________|
Enter your e-mail address again for validation |__________________|
Continue >>
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Internet Voting Screen No. 4
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EquiServe Vote By Net
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Vote by Net
[IBM Logo]
International Business Machines Corporation
|Step 1| |Step 2| |Step 3|
International Business Machines Corporation 2002 Annual Meeting of
Stockholders
PROXY SOLICITED BY THE BOARD OF DIRECTORS FOR THE ANNUAL MEETING OF STOCKHOLDERS
APRIL 30, 2002
Louis V. Gerstner, Jr., Lawrence R. Ricciardi, and Daniel E. O'Donnell, or any
of them individually and each of them with the power of substitution, are hereby
appointed Proxies of the undersigned to vote all common stock of International
Business Machines Corporation owned on the record date by the undersigned at the
Annual Meeting of Stockholders to be held at the Kentucky International
Convention Center, 221 Fourth Street, Louisville, Kentucky, at 10 a.m. on
Tuesday, April 30, 2002, or any adjournment thereof.
THE PROXIES WILL VOTE USING THE DIRECTIONS PROVIDED BELOW. IF NO DIRECTION IS
PROVIDED, THIS PROXY WILL BE VOTED AS RECOMMENDED BY THE BOARD OF DIRECTORS. THE
PROXIES ARE ALSO AUTHORIZED TO VOTE UPON ALL OTHER MATTERS AS MAY PROPERLY COME
BEFORE THE MEETING, OR ANY ADJOURNMENT THEREOF, UTILIZING THEIR OWN DISCRETION
AS SET FORTH IN THE NOTICE OF 2002 ANNUAL MEETING AND PROXY STATEMENT.
This Proxy Card will also be used to provide voting instructions to the Trustee
for any shares of common stock of International Business Machines Corporation
held in the IBM Stock Fund investment alternative under the IBM Tax Deferred
Savings Plan on the record date, as set forth in the Notice of 2002 Annual
Meeting and Proxy Statement.
IBM's Directors recommend a vote:
"FOR" all Nominees for Director
"FOR" Proposal 2
"AGAINST" Proposal 3
"AGAINST" Proposal 4
"AGAINST" Proposal 5
"AGAINST" Proposal 6
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Check this box to cast your vote in accordance with the recommendations of IBM's
Directors: |_|
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IBM's Directors recommend a vote "FOR" all Nominees for Director.
1. Election of Directors
|_] FOR ALL NOMINEES, except as noted below |_| WITHHOLD AS TO ALL NOMINEES
|_| C. Black |_| K.I. Chenault |_| J. Dormann |_| L. V. Gerstner, Jr.
|_| N. O. Keohane |_| C. F. Knight |_| M. Makihara |_| L. A. Noto
|_| S. J. Palmisano |_| J. B.Slaughter |_| S. Taurel |_| J. M. Thompson
|_| A. Trotman |_| C. M. Vest
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IBM's Directors recommend a vote "FOR" Proposal 2.
2. Ratification of Appointment of Independent |_| FOR |_| AGAINST |_| ABSTAIN
Accountants
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IBM's Directors recommend a vote "AGAINST" Proposal 3.
3. Stockholder Proposal on Board Service |_| FOR |_| AGAINST |_| ABSTAIN
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IBM's Directors recommend a vote "AGAINST" Proposal 4.
4. Stockholder Proposal on Pension and |_| FOR |_| AGAINST |_| ABSTAIN
Retirement Medical
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IBM's Directors recommend a vote "AGAINST" Proposal 5.
5. Stockholder Proposal on Executive |_| FOR |_| AGAINST |_| ABSTAIN
Compensation
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IBM's Directors recommend a vote "AGAINST" Proposal 6.
6. Stockholder Proposal on Poison Pills |_| FOR |_| AGAINST |_| ABSTAIN
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If applicable, |_| Will attend Annual Meeting - Use admission ticket
click the option box: attached to your proxy card.
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To cast your vote please click "submit". |SUBMIT >>||
(NOTE: Your vote will not be counted until you click "Submit".)
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Internet Voting Screen No. 5
|Step 1| |Step 2| |Step 3|
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EquiServe Vote By Net
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Vote By Net
[IBM logo]
International Business Machines Corporation
Name Line <> Print this page <> E-mail a copy
Address Line
City, State Zip Line
Control Number:
Confirmation Number:
Date:
Thank you for using EquiServe's Vote-By-Net facility.
Step 3: Summary of your vote
Your vote was recorded by EquiServe as follows:
1. Election of Directors
[stockholder's vote inserted here]
2. Ratification of Appointment of Independent Accountants
[stockholder's vote inserted here]
3. Stockholder Proposal on Board Service
[stockholder's vote inserted here]
4. Stockholder Proposal on Pension and Retirement Medical
[stockholder's vote inserted here]
5. Stockholder Proposal on Executive Compensation
[stockholder's vote inserted here]
6. Stockholder Proposal on Poison Pills
[stockholder's vote inserted here]
Please keep a copy for your records. To change your vote click "Back". To change
your address or provide comment on online voting, click "Options". You can now
vote another ballot or go to IBM's Homepage or click "Finish" to exit to
Equiserve Homepage.
<> BACK <> OPTIONS <> FINISH
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(C)2002 EquiServe(R). All rights reserved.
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[TELEPHONE VOTING SCRIPT) Toll Free: 1-877-PRX-VOTE or 1-877-779-8683
Stockholders residing outside the Untied States, Canada and Puerto Rico should
call 201-536-8073
Welcome to the electronic voting system. Please have your proxy card or voting
instruction sheet or ballot available before voting.
Enter the Voter Control Number as it appears on the card followed by the pound
sign.
One moment please while we verify your information.
Enter the last four digits of the U.S. Social Security number or the U.S.
taxpayer identification number for this account followed by the pound sign.
The company that you are voting is IBM Corporation
Your vote is subject to the same terms and authorizations as indicated on the
proxy card. It also authorizes the named proxies to vote according to the
instructions at the meeting of the stockholders.
To vote all proposals in accordance with the recommendations of the Board of
Directors, press 1. If you wish to vote on one proposal at a time, press 2.
If 1, go to 12.
If 2, go to 7.
Item # 1. To vote for all nominees press 1. To withhold from all nominees press
2. To withhold from individual nominees press 3.
If 1, go to 8.
If 2, go to 8.
If 3, go to Director Exception.
Director Exception
Enter the 2-digit number next to the nominee from whom you would
like to withhold your vote, followed by the pound key. Or if you
have completed voting on directors, press the pound key again.
If pound key entered, go to 8. If valid Nominee number, go to Next
Nominee.
Next Nominee
To withhold your vote from another nominee, enter the 2-digit number
next to the nominee followed by the pound key, or if you have
completed voting on directors press the pound key again.
If pound key entered, go to 8.
If valid nominee number, go to Next Nominee.
Invalid Nominee Number
You have entered an invalid nominee number.
{Go to Next Nominee.}
Item # 2. To vote for, press 1; against, press 2; to abstain, press 3.
If 1, go to 9.
If 2, go to 9.
If 3, go to 9.
Item # 3. To vote for, press 1; against, press 2; to abstain, press 3.
If 1, go to 10.
If 2, go to 10.
If 3, go to 10.
Item # 4. To vote for, press 1; against, press 2; to abstain, press 3.
If 1, go to 11.
If 2, go to 11.
If 3, go to 11.
Item # 5. To vote for, press 1; against, press 2; to abstain, press 3.
If 1, go to 12.
If 2, go to 12.
If 3, go to 12
Item # 6. To vote for, press 1; against, press 2; to abstain, press 3.
If 1, go to 13.
If 2, go to 13.
If 3, go to 13.
If you would like to attend the annual meeting, press 1. If not, press 2.
If 1, go to 14.
If 2, go to 14.
You have cast your vote as follows:
Playback {Playback the appropriate vote for this proxy card.}
Default Playback
You have voted in the manner recommended by the Board of Directors.
Director Proposal Playback
For all nominees
Or
For all nominees except for the following nominee numbers
Or
Withhold For all nominees.
For/Against/Abstain Proposal Playback
Item # {For | Against | Abstain}
To confirm your vote, press 1. To cancel your vote, press 2.
If 1, go to 17.
If 2, go to 16.
Your vote has been canceled. If you wish to vote this card or another card,
press 1. Otherwise, please hang up and mark, sign, and return your card in the
envelope provided. Thank you for calling.
Your vote has been successfully recorded. It is not necessary for you to mail in
your card. If you wish to vote another card or change your vote, press 1.
Otherwise, please hang up. Thank you for voting.
No Key Pressed
Go to the same item (repeat three times); otherwise, go to Error.
Invalid Number
Go to the same item (repeat three times); otherwise, go to Error.
Error
We are unable to process your request at this time. Thank you for
calling.
{Call ends.}