UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of
Report (Date of earliest event reported): December
7, 2006
RITA
Medical Systems, Inc.
(Exact
Name of Registrant as Specified in Charter)
Delaware
|
000-30959
|
94-3199149
|
(State
or Other Jurisdiction of Incorporation)
|
(Commission
File
Number)
|
(IRS
Employer
Identification
No.)
|
|
|
|
46421
Landing Parkway, Fremont
CA
|
94538
|
(Address
of Principal Executive
Offices)
|
(Zip
Code)
|
(510)
771-0400
|
(Registrant’s
telephone number, including area
code)
|
Check
the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
|
x
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
|
|
x
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|
|
o
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2 (b))
|
|
o
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4 (c))
|
Item
1.01 - Entry into a Material Definitive Agreement.
On
December 7, 2006, RITA Medical Systems, Inc., a Delaware corporation (“RITA”),
AngioDynamics, Inc. (“AngioDynamics”), and Royal I, LLC, a Delaware limited
liability company and wholly owned subsidiary of AngioDynamics (“Merger Sub”),
entered into Amendment No. 1 to the Agreement and Plan of Merger dated December
7, 2006 (the “Amendment”). The Amendment clarifies certain portions of the
Agreement and Plan of Merger dated as of November 27, 2006 (the “Merger
Agreement”) by and among AngioDynamics, Merger Sub and RITA pursuant to which
AngioDynamics will acquire RITA.
The
forgoing description of the Amendment and the Merger Agreement and the
transactions contemplated thereby does not purport to be complete and is
qualified in its entirety by reference to each document. The Amendment is
attached as Exhibit 2.1 to this Current Report on Form 8-K and the Merger
Agreement is attached as Exhibit 2.1 to the Current Report on Form 8-K filed
by
RITA with the Securities and Exchange Commission on November 28,
2006.
Additional
Information about the Merger and Where to Find It
In
connection with the proposed merger, RITA and AngioDynamics intend to file
relevant materials with the Securities and Exchange Commission (SEC), and
AngioDynamics has filed a registration statement on Form S-4 that contains
a
prospectus and a joint proxy statement. INVESTORS AND SECURITY HOLDERS OF
ANGIODYNAMICS AND RITA ARE URGED TO READ THE MATERIALS WHEN THEY BECOME
AVAILABLE BECAUSE THEY WILL CONTAIN IMPORTANT INFORMATION ABOUT ANGIODYNAMICS,
RITA AND THE PROPOSED MERGER. The proxy statement, prospectus and other relevant
materials (when they become available), and any other documents filed by
AngioDynamics or RITA with the SEC, may be obtained free of charge at the SEC’s
web site at www.sec.gov. In addition, investors and security holders may obtain
free copies of the documents filed with the SEC by AngioDynamics or RITA by
directing a written request to: AngioDynamics, Inc., 603 Queensbury Avenue,
Queensbury, New York 12804, Attention: Chief Financial Officer or RITA Medical
Systems, Inc., 46421 Landing Parkway, Fremont, California 94538, Attention:
Corporate Secretary. Investors and security holders are urged to read the proxy
statement, prospectus and the other relevant materials when they become
available before making any voting or investment decision with respect to the
proposed merger.
AngioDynamics,
RITA and their respective executive officers and directors may be deemed to
be
participants in the solicitation of proxies from the stockholders of RITA and
AngioDynamics in connection with the proposed merger. Information about those
executive officers and directors of AngioDynamics and their ownership of common
stock of AngioDynamics is set forth in AngioDynamics’ Form 10-K for the fiscal
year ended June 3, 2006 (the “AngioDynamics’ 2006 10-K”), and the proxy
statement for AngioDynamics’ 2006 Annual Meeting of Stockholders, which was
filed with the SEC on September 22, 2006. Information about the executive
officers and directors of RITA and their ownership of RITA common stock is
set
forth in the proxy statement for RITA’s 2006 Annual Meeting of Stockholders,
which was filed with the SEC on April 28, 2006. Investors and security holders
may obtain additional information regarding the direct and indirect interests
of
AngioDynamics, RITA and their respective executive officers and directors in
the
proposed merger by reading the proxy statement and prospectus regarding the
proposed merger when it becomes available.
Forward-Looking
Statements
This
document and its attachments include “forward-looking statements” intended to
qualify for the safe harbor from liability established by the Private Securities
Litigation Reform Act of 1995. Investors can identify these statements by the
fact that they do not relate strictly to historical or current facts. These
statements contain words such as “may,” “will,” “predict,” “project,” “might,”
“expect,” “believe,” “anticipate,” “plan,” “intend,” “potential,” “could,”
“would,” “should,” “estimate,” “seek,” “continue,” “pursue,” or “our future
success depends,” or the negative or other variations thereof or comparable
terminology. In particular, they include statements relating to, among other
things, future actions, strategies, future performance, future financial results
of AngioDynamics and RITA and the proposed merger. These forward-looking
statements are based on current expectations and projections about future
events.
Investors
are cautioned that forward-looking statements are not guarantees of future
performance or results and involve risks and uncertainties that cannot be
predicted or quantified and, consequently, the actual performance or results
of
AngioDynamics and RITA may differ materially from those expressed or implied
by
such forward-looking statements. Such risks and uncertainties include, but
are
not limited to, the following factors as well as other factors described from
time to time in AngioDynamics’ and RITA’s reports filed with the SEC, including
AngioDynamics’ 2006 10-K and RITA’s Form 10-K for the year ended December 31,
2005: financial community and rating agency perceptions of AngioDynamics and
RITA; the effects of economic, credit and capital market conditions on the
economy in general, and on medical device companies in particular; the ability
to timely and cost-effectively integrate RITA into AngioDynamics’ operations;
domestic and foreign health care reforms and governmental laws and regulations;
third-party relations and approvals, technological advances and patents attained
by competitors; and challenges inherent in new product development, including
obtaining regulatory approvals.
Any
forward-looking statements are made pursuant to the Private Securities
Litigation Reform Act of 1995 and, as such, speak only as of the date made.
AngioDynamics and RITA disclaim any obligation to update the forward-looking
statements. Investors are cautioned not to place undue reliance on these
forward-looking statements which speak only as of the date stated, or if no
date
is stated, as of the date of this document.
Item
9.01 - Financial Statements and Exhibits.
Exhibit No.
|
|
Description
|
2.1
|
|
Amendment
No. 1 to Agreement and Plan of Merger, dated as of December 7, 2006,
by
and among AngioDynamics, Inc., Royal I, LLC and RITA Medical Systems,
Inc.
(Incorporated by reference to Annex E of the joint proxy
statement/prospectus filed as part of a Registration Statement on
Form S-4
filed by AngioDynamics, Inc. with the SEC on December 8, 2006 (File
No.
333-139195))
|
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant
has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
|
|
|
|
RITA MEDICAL SYSTEMS, INC. |
|
(Registrant) |
|
|
|
Date: December
8,
2006 |
By: |
/s/ Michael
D.
Angel |
|
Michael D. Angel |
|
Chief Financial Officer |
EXHIBIT
INDEX
Exhibit No.
|
|
Description
|
2.1
|
|
Amendment
No. 1 to Agreement and Plan of Merger, dated as of December 7, 2006,
by
and among AngioDynamics, Inc., Royal I, LLC and RITA Medical Systems,
Inc.
(Incorporated by reference to Annex E of the joint proxy
statement/prospectus filed as part of a Registration Statement on
Form S-4
filed by AngioDynamics, Inc. with the SEC on December 8, 2006 (File
No.
333-139195))
|