UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Geyser Investment Pte Ltd C/O GIC SPECIAL INVESTMENTS 168 ROBINSON ROAD #37-01 CAPITAL TOWER SINGAPORE, U0 068912 |
 |  X |  |  |
GOVERNMENT OF SINGAPORE INVESTMENT CORP PTE LTD ET AL 168 ROBINSON ROAD #37-01, CAPITAL TOWER SINGAPORE, U0 068912 |
 |  X |  |  |
GIC Special Investments Pte Ltd 168 ROBINSON ROAD #37-01, CAPITAL TOWER SINGAPORE, U0 068912 |
 |  X |  |  |
Justin MacCarthy, Attorney in fact for Geyser Investment Pte Ltd | 08/05/2009 | |
**Signature of Reporting Person | Date | |
Teh Kok Peng, Director & President of GIC Special Investments Pte Ltd | 08/05/2009 | |
**Signature of Reporting Person | Date | |
Teh Kok Peng, Authorised Officer of Government of Singapore Investment Corporation Pte Ltd | 08/05/2009 | |
**Signature of Reporting Person | Date | |
Ng Kin Sze, Authorised Officer of Government of Singapore Investment Corporation Pte Ltd | 08/05/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The securities ("Securities") constitute 15,113,944, or approximately 7.1%, of the ordinary shares ("Ordinary Shares") of Avago Technologies Limited ("Avago") based on the number of Ordinary Shares reported in Amendment No. 5 to Avago's Form S-1 filed with the Securities and Exchange Commission on July 27, 2009. The Securities are held directly by Geyser Investment Pte Ltd, a Singapore private limited company ("Geyser"). |
(2) | Geyser shares the power to vote and the power to dispose of the Securities with each of GIC Special Investments Pte Ltd and the Government of Singapore Investment corporation Pte. Ltd., each of which is a Singapore private limited company. No individual has beneficial ownership over these securities. Voting and investment decisions relating to these securities are made by the GIC Special Investments Pte. Ltd. investment committee, which is currently comprised of eight members: Teh Kok Peng, Ng Kin Sze, Ang Eng Seng, Kunna Chinniah, Tay Lim Hock, Eugene Wong, John Tang and Mayukh Mitter. The investment committee acts by majority vote and no member may act individually to vote or sell these securities. Beneficial ownership is disclaimed by the investment committee and its members. Each of the reporting persons disclaim beneficial ownership of the Securities, except to the extent of their pecuniary interest therein. |
(3) | Geyser, Seletar Investments Pte Ltd, Bali Investments S.?.r.l., certain affiliates of Kohlberg Kravis Roberts & Co. and certain affiliates of Silver Lake Partners are parties to a shareholders agreement with respect to the Ordinary Shares, and solely as a result of which each such person may be deemed to be a member of a group with respect to the Ordinary Shares of Avago held directly or indirectly by such persons. However, each such person disclaims membership in any such group and disclaims beneficial ownership of the Ordinary Shares, except to the extent of its pecuniary interest therein. |