UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES
EXCHANGE ACT OF 1934
JEFFERIES GROUP LLC
(Exact Name of Registrant as Specified in its Charter)
Delaware | 95-4719745 | |
(State of Incorporation or Organization) |
(I.R.S. Employer Identification No.) |
520 Madison Avenue,
New York, NY 10022
(Address of Principal Executive Offices)
Securities to be registered pursuant to Section 12(b) of the Exchange Act:
Title of Each Class |
Name of Each Exchange on Which Each Class is to be Registered | |
5.125% Senior Notes Due 2023 | New York Stock Exchange |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Securities Exchange Act of 1934, as amended, and is effective pursuant to General Instruction A.(c), please check the following box. x | If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended, and is effective pursuant to General Instruction A.(d), please check the following box. ¨ |
Securities Act registration statement file number to which this form relates: 333-181596 |
Securities to be registered pursuant to Section 12(g) of the Exchange Act: None |
Item 1. | Description of Registrants Securities to be Registered |
The securities to be registered hereby at the 5.125% Senior Notes due 2023 issued by Jefferies Group, Inc. A description of the 5.125% Senior Notes due 2023 is set forth under the heading Description of the Notes in the Prospectus Supplement dated January 15, 2013, filed by Jefferies Group, Inc. with the Securities and Exchange Commission (the Commission) on January 17, 2013 pursuant to Rule 424(b)(2) under the Securities Act of 1933 (the Act), together with the Prospectus Addendum dated April 8, 2013, filed by Jefferies Group LLC with the Commission on April 8, 2013 pursuant to Rule 424(b)(3) under the Securities Act, each of which supplements (and to the extent inconsistent, supersedes) the description of the general terms and provisions of the debt securities set forth under the heading Description of Securities We May Offer Debt Securities in the Prospectus included in the Registration Statement on Form S-3 (File No. 333-187653), filed by Jefferies Group LLC with the Commission on April 1, 2013, which descriptions are incorporated herein by reference.
On March 1, 2013, Jefferies Group, Inc. and Leucadia National Corporation completed a series of transactions pursuant to which Jefferies Group, Inc. converted from a Delaware corporation into a Delaware limited liability company, was renamed Jefferies Group LLC and became a wholly owned subsidiary of Leucadia National Corporation. Jefferies Group LLC then assumed all of the covenants and obligations of Jefferies Group Inc. on its outstanding senior debt securities, including the 5.125% Senior Notes due 2023, in the Third Supplemental Indenture, dated as of March 1, 2013, to the Indenture dated as of March 12, 2002, between Jefferies Group LLC and The Bank of New York Mellon, as Trustee.
Item 2. | Exhibits |
Exhibit |
Exhibit Description | |
4.1 | Indenture (Senior Securities), dated as of March 12, 2002, by and between Jefferies Group, Inc. and The Bank of New York Mellon, as Trustee, is incorporated herein by reference to Exhibit 4.3 to the Registrants Annual Report on Form 10-K filed on March 28, 2003. | |
4.2 | First Supplemental Indenture, dated as of July 15, 2003, to the Indenture dated as of March 12, 2002, by and between Jefferies Group, Inc. and The Bank of New York Mellon, as Trustee, is incorporated herein by reference to Exhibit 4.1 to the Registrants Registration Statement on Form S-3 (No. 333-107032) filed on July 15, 2003. | |
4.3 | Second Supplemental Indenture, dated as of December 19, 2012, to the Indenture dated as of March 12, 2002, between Jefferies Group, Inc. and The Bank of New York Mellon, as Trustee is incorporated herein by reference to Exhibit 4.2 of the Registrants Current Report on Form 8-K filed on December 20, 2012. |
Exhibit |
Exhibit Description | |
4.4 | Third Supplemental Indenture, dated as of March 1, 2013, to the Indenture dated as of March 12, 2002, between Jefferies Group LLC and The Bank of New York Mellon, as Trustee is incorporated herein by reference to Exhibit 4.3 of the Registrants Current Report on Form 8-K filed on March 1, 2013. | |
4.5 | Form of Global Note (2023 Notes) is incorporated herein by reference to Exhibit 4.1 of the Registrants Current Report on Form 8-K filed on January 18, 2013. |
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
JEFFERIES GROUP LLC | ||||||
Date: April 11, 2013 | By: | /s/ Roland T. Kelly | ||||
Roland T. Kelly Assistant Secretary |
Exhibit Index
Exhibit |
Exhibit Description | |
4.1 | Indenture (Senior Securities), dated as of March 12, 2002, by and between Jefferies Group, Inc. and The Bank of New York Mellon, as Trustee, is incorporated herein by reference to Exhibit 4.3 to the Registrants Annual Report on Form 10-K filed on March 28, 2003. | |
4.2 | First Supplemental Indenture, dated as of July 15, 2003, to the Indenture dated as of March 12, 2002, by and between Jefferies Group, Inc. and The Bank of New York Mellon, as Trustee, is incorporated herein by reference to Exhibit 4.2 to the Registrants Registration Statement on Form S-3 (No. 333-107032) filed on July 15, 2003. | |
4.3 | Second Supplemental Indenture, dated as of December 19, 2012, to the Indenture dated as of March 12, 2002, between Jefferies Group, Inc. and The Bank of New York Mellon, as Trustee is incorporated herein by reference to Exhibit 4.1 of the Registrants Current Report on Form 8-K filed on December 20, 2012. | |
4.4 | Third Supplemental Indenture, dated as of March 1, 2013, to the Indenture dated as of March 12, 2002, between Jefferies Group LLC and The Bank of New York Mellon, as Trustee is incorporated herein by reference to Exhibit 4.3 of the Registrants Current Report on Form 8-K filed on March 1, 2013. | |
4.5 | Form of Global Note (2023 Notes) is incorporated herein by reference to Exhibit 4.1 of the Registrants Current Report on Form 8-K filed on January 18, 2013. |