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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $ 2.72 | 01/06/2006 | M | 5,000 | 10/16/2001 | 10/16/2006 | TRT Common Stock | 5,000 | $ 2.72 | 0 | D | ||||
Stock Option (Right to Buy) | $ 2.25 | 01/06/2006 | M | 5,000 | 07/16/2002 | 07/16/2007 | TRT Common Stock | 5,000 | $ 2.25 | 0 | D | ||||
Stock Option (Right to Buy) | $ 2.66 | 01/06/2006 | M | 5,000 | 07/14/2003 | 07/14/2008 | TRT Common Stock | 5,000 | $ 2.66 | 0 | D | ||||
Stock Option (Right to Buy) | $ 4.4 | 01/06/2006 | M | 5,000 | 07/01/2004 | 07/01/2009 | TRT Common Stock | 5,000 | $ 4.4 | 0 | D | ||||
Stock Option (Right to Buy) | $ 3.75 | 01/06/2006 | M | 5,000 | 07/07/2005 | 07/07/2010 | TRT Common Stock | 5,000 | $ 3.75 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HOROWITZ RICHARD M 9301 WILSHIRE BOULEVARD #615 BEVERLY HILLS, CA 90210 |
X |
Richard Horowitz | 10/17/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Form 4 filed on January 10, 2006 is being amended for the following reasons: (a) the original Form 4 inadvertantly failed to reflect that, while the shares acquired upon exercise of the Rule 16b-3 options (which transactions were timely reported) were directly acquired by the reporting person, the reporting person immediately transferred those shares by gift to his living trust, which trust may be revoked as to such shares only with the consent of both the reporting person and his spouse; and (b) the original Form 4 inadvertantly indicated that 240,701 shares were beneficially owned following the reported transactions directly by the reporting person whne in fact (I) 4,600 shares should have been shown as held indirectly through an individual retirement account of the spouse of the reporting person, (II) 232,101 shares should have been reported as held by the above-described trust and (III) the remaining 4,000 shares were mistakenly taken into account when (footnote 1 of 2) |
(2) | (footnote 2 of 2) such shares had previously been sold (the sale of which had been previously timely reported). Thus, following teh transactions, the Form 4 should have reported that 232,101 shares were held indirectly by the reporting person through his living trust and 4,600 shares were held indirectly by the reporting person in an IRA for his spouse. |
(3) | The reporting person discloses beneficial ownership of the shares held by his spouse's IRA. |