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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options (Right to buy) | $ 5.49 | 11/15/2007 | M | 17 | 05/07/2001 | 05/07/2008 | Common Stock | 17 | $ 0 | 0 | D | ||||
Stock Options (Right to buy) | $ 8.02 | 11/15/2007 | M | 19 | 05/05/2002 | 05/05/2009 | Common Stock | 19 | $ 0 | 0 | D | ||||
Stock Options (Right to buy) | $ 9.48 | 11/15/2007 | M | 10,440 | 05/03/2004 | 05/03/2010 | Common Stock | 10,440 | $ 0 | 0 | D | ||||
Stock Options (Right to buy) | $ 14.29 | 11/15/2007 | M | 18,532 | 05/08/2006 | 05/08/2012 | Common Stock | 18,532 | $ 0 | 7,468 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ESPOSITO ROSANNE 1015 THIRD AVENUE, 12TH FLOOR SEATTLE, WA 98104 |
Executive VP-Global Customs |
Rosanne Esposito | 11/15/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Beginning balance of Common Stock beneficially owned includes 616.3708 shares purchased on July 31, 2007 under Expeditors International of Washington, Inc.'s 2002 Employee Stock Purchase Plan and 17.6484 shares acquired on June 15, 2007 pursuant to the reinvestment of a dividend under Expeditors International of Washington, Inc.'s 2002 Employee Stock Purchase Plan. |
(2) | Form 1 of 3 related to a stock option exercise on November 15, 2007 resulting in a final balance of shares of Common Stock owned equal to 77,271.0868. |