Issuer Free Writing Prospectus
Filed pursuant to Rule 433
Registration Nos. 333-203534 and 333-214234
B. Riley Financial, Inc.
US$25,000,0000 7.50% Senior Notes Due 2021
Final Term Sheet
Issuer: | B. Riley Financial, Inc. |
Securities: | 7.50% Senior Notes Due 2021 |
Type: | SEC Registered |
Trade Date | October 28, 2016 |
Settlement Date | November 2, 2016 |
Listing: | Expected NASDAQ “RILYL” |
Size: | $25,000,000 |
Maturity Date: | October 31, 2021 |
Annual Coupon: | 7.50%, paid quarterly in arrears |
Interest Payment Dates: | January 31, April 30, July 31 and October 31, commencing January 31, 2017 |
Price to the Public | 100% |
Day Count: | 30/360 |
Optional Redemption: | October 31, 2018, in whole or in part and anytime thereafter |
Minimum Denomination / Multiples: | $25.00/$25.00 |
CUSIP/ISIN: | 05580M 207/US05580M2070 |
Bookrunning Managers | Wunderlich Securities, Inc. Compass Point Research & Trading LLC |
This communication is intended for the sole use of the person to whom it is provided by the issuer.
The issuer has filed a registration statement (including a prospectus) with the Securities and Exchange Commission (“SEC”) for the offering to which this communication relates. Before you invest, you should read the prospectus in that registration statement and other documents the issuer has filed with the SEC for more complete information about the issuer and this offering.
You may get these documents for free by visiting EDGAR on the SEC Web site at www.sec.gov. Alternatively, the issuer, any underwriter or any dealer participating in the offering will arrange to send you the prospectus if you request it by calling 1-888-295-0155.
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