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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Costamagna Claudio 555 12TH STREET NW SUITE 700 WASHINGTON, DC 20004 |
X |
By: Joanne Catanese, Attorney-in-Fact For: Claudio Costamagna | 07/05/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares were withheld for taxes for the issuance of shares of common stock upon the vesting of restricted stock units on June 5, 2014 and were inadvertently omitted from the Form 4 filed on June 6, 2014. These shares were also inadvertently omitted from subsequent Forms 4 filed by the reporting person on June 5, 2015, June 3, 2016, and June 7, 2016. |
(2) | The 12,586 of securities beneficially owned by the reporting person are comprised of the 8,403 restricted stock units granted on June 6, 2012 that vested and converted to common shares on June 6, 2013, minus the 1,344 shares withheld for taxes upon the vesting of restricted stock units, which were reported on the Form 4 filed on July 12, 2013. The securities are also comprised of the 6,740 restricted stock units granted on June 5, 2013 that vested and converted to common shares on June 5, 2014, which were reported on the Form 4 filed on June 6, 2014, minus the 1,213 shares withheld for taxes upon the vesting of restricted stock units reported on this amended Form 4 filed on July 5, 2017. |