UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13G
(Amendment No. 1)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1 (b), (c) and (d) AND AMENDMENTS THERETO
FILED PURSUANT TO RULE 13d-2*
o Rule 13d-1(b)
o Rule 13d-1(c)
þ Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (theAct), or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.
CUSIP No. |
03739T108 |
1 | NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON QUALCOMM Incorporated I.D. No. 95-3685934 |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 5,351,864 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 5,351,864 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
5,351,864 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
5.10% | |||||
12 | TYPE OF REPORTING PERSON | ||||
CO |
(a) | Name of Issuer | ||
The name of the issuer is A123 Systems, Inc. (the Issuer). | |||
(b) | Address of the Issuers Principal Executive Offices | ||
Arsenal on the Charles, 321 Arsenal Street, Watertown, MA 02472 |
(a) | Name of Person Filing | ||
QUALCOMM Incorporated | |||
(b) | Address of Principal Business Office or, if none, Residence | ||
5775 Morehouse Dr., San Diego, California 92121 | |||
(c) | Citizenship | ||
QUALCOMM Incorporated is a Delaware corporation | |||
(d) | Title of Class of Securities | ||
Common Stock, par value $0.001 | |||
(e) | CUSIP Number | ||
03739T108 |
Not Applicable |
(a) | o | Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o). | |
(b) | o | Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c). | |
(c) | o | Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c). | |
(d) | o | Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). | |
(e) | o | An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); | |
(f) | o | An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); | |
(g) | o | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G) | |
(h) | o | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
(i) | o | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
(j) | o | Group, in accordance with § 240.13d-1(b)(1)(ii)(J). |
(a) | Amount beneficially owned: 5,351,864 | ||
(b) | Percent of class: 5.10% | ||
(c) | Number of shares as to which the person has: |
(i) | Sole power to vote or to direct the vote: 5,351,864 | ||
(ii) | Shared power to vote or to direct the vote: 0 |
(iii) | Sole power to dispose or to direct the disposition of: 5,351,864 | ||
(iv) | Shared power to dispose or to direct the disposition of: 0 |
/s/ Richard F. Grannis | ||||
Richard F. Grannis, | ||||
Senior Vice President and Treasurer | ||||