Form 10-K/A
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-K/A
AMENDMENT NO. 1 TO
ANNUAL REPORT PURSUANT TO SECTIONS 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2008
Commission file number 1-11071
UGI CORPORATION
(Exact name of registrant as specified in its charter)
     
Pennsylvania
(State or Other Jurisdiction of
Incorporation or Organization) 		  23-2668356
(I.R.S. Employer Identification No.)
460 North Gulph Road, King of Prussia, PA 19406
(Address of Principal Executive Offices) (Zip Code)
(610) 337-1000
(Registrant’s telephone number, including area code)
Securities registered pursuant to Section 12(b) of the Act:
     
    Name of each Exchange
Title of Each Class   on Which Registered
     
Common Stock, without par value   New York Stock Exchange, Inc.
Securities registered pursuant to Section 12(g) of the Act: None
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes þ No o.
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act. Yes o No þ.
Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes þ No o
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes o No o
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. þ
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
             
Large accelerated filer þ   Accelerated filer o   Non-accelerated filer o   Smaller reporting company o
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act). Yes o No þ
The aggregate market value of UGI Corporation Common Stock held by non-affiliates of the registrant on March 31, 2008 was $2,663,499,789.
At November 1, 2008 there were 107,890,145 shares of UGI Corporation Common Stock issued and outstanding.
Documents Incorporated By Reference: Portions of the Proxy Statement for the Annual Meeting of Shareholders to be held on January 27, 2009 are incorporated by reference into Part III of this Form 10-K.
 
 

 

 

 

The undersigned registrant hereby amends Item 15 of its Annual Report on Form 10-K for the fiscal year ended September 30, 2008 to include the financial statements required by Form 11-K with respect to the UGI HVAC Enterprises, Inc. Savings Plan, the UGI Utilities, Inc. Savings Plan and the AmeriGas Propane, Inc. Savings Plan, as set forth in Exhibit No. 99.1.
PART IV:
ITEM 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES
(a) Documents filed as part of this report:
(1) Financial Statements:
Included under Item 8 are the following financial statements and supplementary data:
Management’s Report on Internal Control over Financial Reporting
Report of Independent Registered Public Accounting Firm
Consolidated Balance Sheets as of September 30, 2008 and 2007
Consolidated Statements of Income for the years ended September 30, 2008, 2007 and 2006
Consolidated Statements of Cash Flows for the years ended September 30, 2008, 2007 and 2006
Consolidated Statements of Stockholders’ Equity for the years ended September 30, 2008, 2007 and 2006
Notes to Consolidated Financial Statements
(2) Financial Statement Schedules:
I — Condensed Financial Information of Registrant (Parent Company)
II — Valuation and Qualifying Accounts for the years ended September 30, 2008, 2007 and 2006
We have omitted all other financial statement schedules because the required information is (1) not present; (2) not present in amounts sufficient to require submission of the schedule; or (3) included elsewhere in the financial statements or related notes.
(3) List of Exhibits:
The exhibits filed as part of this report are as follows (exhibits incorporated by reference are set forth with the name of the registrant, the type of report and registration number or last date of the period for which it was filed, and the exhibit number in such filing):
                         
Incorporation by Reference
Exhibit No.   Exhibit   Registrant   Filing   Exhibit
       
 
                
  3.1    
(Second) Amended and Restated Articles of Incorporation of the Company as amended through June 6, 2005
  UGI   Form 10-Q (6/30/05)     3.1  
       
 
                
  3.2    
Bylaws of UGI as amended through September 28, 2004
  UGI   Form 8-K (9/28/04)     3.2  
       
 
                
  4    
Instruments defining the rights of security holders, including indentures. (The Company agrees to furnish to the Commission upon request a copy of any instrument defining the rights of holders of long-term debt not required to be filed pursuant to Item 601(b)(4) of Regulation S-K)
                
       
 
                
  4.1    
[Intentionally Omitted]
                
       
 
                
  4.2    
The description of the Company’s Common Stock contained in the Company’s registration statement filed under the Securities Exchange Act of 1934, as amended
  UGI   Form 8-B/A (4/17/96)     3. (4)
       
 
                
  4.3    
UGI’s (Second) Amended and Restated Articles of Incorporation and Bylaws referred to in 3.1 and 3.2 above
                

 

 

 

                         
Incorporation by Reference
Exhibit No.   Exhibit   Registrant   Filing   Exhibit
       
 
                
  4.4    
Third Amended and Restated Agreement of Limited Partnership of AmeriGas Partners, L.P. dated as of December 1, 2004, and Amendment No. 1 effective October 15, 2007 thereto
  AmeriGas Partners, L.P.   Form 10-K (9/30/08)     3.1  
       
 
                
  4.5    
Indenture, dated May 3, 2005, by and among AmeriGas Partners, L.P., a Delaware limited partnership, AmeriGas Finance Corp., a Delaware corporation, and Wachovia Bank, National Association, as trustee
  AmeriGas Partners, L.P.   Form 8-K (5/3/05)     4.1  
       
 
                
  4.6    
Indenture, dated January 26, 2006, by and among AmeriGas Partners, L.P., a Delaware limited partnership, AP Eagle Finance Corp., a Delaware corporation, and U.S. Bank National Association, as trustee
  AmeriGas Partners, L.P.   Form 8-K (1/26/06)     4.1  
       
 
                
  4.7    
Indenture, dated as of August 1, 1993, by and between UGI Utilities, Inc., as Issuer, and U.S. Bank National Association, as successor trustee, incorporated by reference to the Registration Statement on Form S-3 filed on April 8, 1994
  Utilities   Registration Statement No. 33-77514 (4/8/94)     4 (c)
       
 
                
  4.8    
Supplemental Indenture, dated as of September 15, 2006, by and between UGI Utilities, Inc., as Issuer, and U.S. Bank National Association, successor trustee to Wachovia Bank, National Association
  Utilities   Form 8-K (9/12/06)     4.2  
       
 
                
  4.9    
Form of Fixed Rate Medium-Term Note
  Utilities   Form 8-K (8/26/94)     4 (i)
       
 
                
  4.10    
Form of Fixed Rate Series B Medium-Term Note
  Utilities   Form 8-K (8/1/96)     4 (i)
       
 
                
  4.11    
Form of Floating Rate Series B Medium-Term Note
  Utilities   Form 8-K (8/1/96)   4(ii)
       
 
                
  4.12    
Officer’s Certificate establishing Medium-Term Notes Series
  Utilities   Form 8-K (8/26/94)   4(iv)
       
 
                
  4.13    
Form of Officer’s Certificate establishing Series B Medium-Term Notes under the Indenture
  Utilities   Form 8-K (8/1/96)   4(iv)
       
 
                
  4.14    
Form of Officers’ Certificate establishing Series C Medium-Term Notes under the Indenture
  Utilities   Form 8-K (5/21/02)     4.2  
       
 
                
  10.1    
Service Agreement (Rate FSS) dated as of November 1, 1989 between Utilities and Columbia, as modified pursuant to the orders of the Federal Energy Regulatory Commission at Docket No. RS92-5-000 reported at Columbia Gas Transmission Corp., 64 FERC ¶61,060 (1993), order on rehearing, 64 FERC ¶61,365 (1993)
  UGI   Form 10-K (9/30/95)     10.5  
       
 
                
  10.2 **  
UGI Corporation 2004 Omnibus Equity Compensation Plan Directors Stock Unit Grant Letter dated as of January 2006
  UGI   Form 8-K (12/6/05)     10.2  
       
 
                
  10.3 **  
UGI Corporation 2004 Omnibus Equity Compensation Plan Directors Nonqualified Stock Option Grant Letter dated as of January 1, 2006
  UGI   Form 8-K (12/6/05)     10.3  

 

 

 

                         
Incorporation by Reference
Exhibit No.   Exhibit   Registrant   Filing   Exhibit
       
 
                
  10.4    
Credit Agreement dated as of November 14, 2008 among AmeriGas Propane, L.P., as Borrower, AmeriGas Propane, Inc., as Guarantor, Petrolane Incorporated, as Guarantor, Citizens Bank of Pennsylvania, as Syndication Agent, and Wachovia Bank, National Association, as Administrative Agent
  AmeriGas Partners, L.P.   Form 8-K (11/14/08)     10.1  
       
 
                
  *10.5 **  
UGI Corporation 2004 Omnibus Equity Compensation Plan UGI Employees Stock Unit Grant Letter dated as of January 1, 2008
                
       
 
                
  10.6 **  
UGI Corporation Directors Deferred Compensation Plan Amended and Restated as of January 1, 2000
  UGI   Form 10-K
(9/30/00) 		    10.6  
       
 
                
  10.7 **  
UGI Corporation 2004 Omnibus Equity Compensation Plan UGI Employees Performance Unit Grant Letter dated as of January 1, 2006
  UGI   Form 10-K
(9/30/06) 		    10.7  
       
 
                
  10.8 **  
UGI Corporation Executive Annual Bonus Plan effective as of October 1, 2006
  UGI   Form 10-K
(9/30/07) 		    10.8  
       
 
                
  10.9 **  
UGI Corporation 2004 Omnibus Equity Compensation Plan AmeriGas Employees Nonqualified Stock Option Grant Letter dated as of January 1, 2006
  UGI   Form 8-K
(12/6/05) 		    10.6  
       
 
                
  10.10 **  
UGI Corporation 1997 Stock Option and Dividend Equivalent Plan Amended and Restated as of May 24, 2005
  UGI   Form 10-K
(9/30/06) 		    10.10  
       
 
                
  10.11 **  
AmeriGas Propane, Inc. Executive Employee Severance Plan, as in effect January 1, 2008
  AmeriGas Partners, L.P.   Form 10-K
(9/30/08) 		    10.4  
       
 
                
  10.12 **  
UGI Corporation Senior Executive Employee Severance Plan as in effect as of January 1, 2008
  UGI   Form 10-Q
(3/31/08) 		    10.1  
       
 
                
  10.13 **  
UGI Corporation 2000 Directors’ Stock Option Plan Amended and Restated as of May 24, 2005
  UGI   Form 10-K
(9/30/06) 		    10.13  
       
 
                
  10.14 **  
UGI Corporation 2000 Stock Incentive Plan Amended and Restated as of May 24, 2005
  UGI   Form 10-K
(9/30/06) 		    10.14  
       
 
                
  10.15 **  
Letter Agreement dated May 15, 2002 regarding severance arrangement for Mr. Varagne
  UGI   Form 10-K
(9/30/05) 		    10.15  
       
 
                
  10.16 **  
UGI Corporation Supplemental Executive Retirement Plan and Supplemental Savings Plan, as Amended and Restated on July 31, 2007
  UGI   Form 10-K
(9/30/07) 		    10.16  
       
 
                
  10.17 **  
UGI Corporation 2004 Omnibus Equity Compensation Plan Amended and Restated as of December 5, 2006
  UGI   Form 8-K
(3/27/07) 		    10.1  
       
 
                
  10.17 (a)**  
UGI Corporation 2004 Omnibus Equity Compensation Plan, as amended December 7, 2004 — Terms and Conditions as amended December 6, 2005
  UGI   Form 8-K
(12/6/05) 		    10.10  
       
 
                
  10.18    
Credit Agreement dated as of November 6, 2006 among AmeriGas Propane, L.P., as Borrower, AmeriGas Propane, Inc., as Guarantor, Petrolane Incorporated, as Guarantor, Citigroup Global Markets Inc., as Syndication Agent, J.P. Morgan Securities Inc. and Credit Suisse Securities (USA) LLC, as Co-Documentation Agents, Wachovia Bank, National Association, as Agent, Issuing Bank and Swing Line Bank, and the other financial institutions party thereto
  AmeriGas
Partners, L.P. 		  Form 8-K
(11/6/06) 		    10.1  

 

 

 

                         
Incorporation by Reference
Exhibit No.   Exhibit   Registrant   Filing   Exhibit
       
 
                
  10.19    
Credit Agreement, dated as of August 11, 2006, among UGI Utilities, Inc., as borrower, and Citibank, N.A., as agent, Wachovia Bank, National Association, as syndication agent, and Citizens Bank of Pennsylvania, Credit Suisse, Cayman Islands Branch, Deutsche Bank AG New York Branch, JPMorgan Chase Bank, N.A., Mellon Bank, N.A., PNC Bank, National Association, and the other financial institutions from time to time parties thereto
  Utilities   Form 8-K (8/11/06)     10.1  
       
 
                
  10.20 **  
Form of Confidentiality and Post-Employment Activities Agreement with AmeriGas Propane, Inc., in its own right and as general partner of AmeriGas Partners, L.P., for Messrs. Bissell, Katz and Knauss
  AmeriGas
Partners, L.P. 		  Form 10-Q (3/31/05)     10.3  
       
 
                
  10.21    
[Intentionally Omitted]
                
       
 
                
  10.22 **  
Summary of Director Compensation as of October 1, 2006
  UGI   Form 10-K (9/30/06)     10.22  
       
 
                
  10.23    
[Intentionally Omitted]
                
       
 
                
  10.24    
Restricted Subsidiary Guarantee by the Restricted Subsidiaries of AmeriGas Propane, L.P., as Guarantors, for the benefit of Wachovia Bank, National Association and the Banks dated as of November 6, 2006
  AmeriGas
Partners, L.P. 		  Form 10-K (9/30/06)     10.2  
       
 
                
  10.25    
Release of Liens and Termination of Security Documents dated as of November 6, 2006 by and among AmeriGas Propane, Inc., Petrolane Incorporated, AmeriGas Propane, L.P., AmeriGas Propane Parts & Service, Inc. and Wachovia Bank, National Association, as Collateral Agent for the Secured Creditors, pursuant to the Intercreditor and Agency Agreement dated as of April 19, 1995
  AmeriGas
Partners, L.P. 		  Form 10-K (9/30/06)     10.3  
       
 
                
  10.26    
Purchase Agreement dated January 30, 2001 and Amended and Restated on August 7, 2001 by and among Columbia Energy Group, Columbia Propane Corporation, Columbia Propane, L.P., CP Holdings, Inc., AmeriGas Propane, L.P., AmeriGas Partners, L.P., and AmeriGas Propane, Inc.
  AmeriGas
Partners, L.P. 		  Form 8-K (8/8/01)     10.1  
       
 
                
  10.27    
Trademark License Agreement dated April 19, 1995 among UGI Corporation, AmeriGas, Inc., AmeriGas Propane, Inc., AmeriGas Partners, L.P. and AmeriGas Propane, L.P.
  AmeriGas
Partners, L.P. 		  Form 10-Q (3/31/95)     10.6  
       
 
                
  10.28    
Trademark License Agreement, dated April 19, 1995 among AmeriGas Propane, Inc., AmeriGas Partners, L.P. and AmeriGas Propane, L.P.
  AmeriGas
Partners, L.P. 		  Form 10-Q (3/31/95)     10.7  
       
 
                
  10.29    
Stock Purchase Agreement dated May 27, 1989, as amended and restated July 31, 1989, between Texas Eastern Corporation and QFB Partners
  Petrolane
Incorporated/
AmeriGas
Partners, L.P.
   Registration Statement No. 33-69450     10.16 (a)
       
 
                
  *10.30 **  
Description of oral compensation arrangements for Messrs. Greenberg, Varagne and Walsh
                
       
 
                
  10.31 **  
Description of oral employment at-will arrangement for Mr. Bissell
  AmeriGas
Partners, L.P. 		  Form 10-K (9/30/05)     10.30  

 

 

 

                         
Incorporation by Reference
Exhibit No.   Exhibit   Registrant   Filing   Exhibit
       
 
                
  10.32 **  
AmeriGas Propane, Inc. Supplemental Executive Retirement Plan, as Amended July 30, 2007
  AmeriGas
Partners, L.P. 		  Form 10-K
(9/30/07) 		    10.25  
       
 
                
  10.33 **  
AmeriGas Propane, Inc. Executive Annual Bonus Plan, effective as of October 1, 2006
  AmeriGas
Partners, L.P. 		  Form 10-K
(9/30/07) 		    10.19  
       
 
                
  10.34 **  
Form of Change in Control Agreement Amended and Restated as of May 12, 2008 for Mr. Bissell
  AmeriGas
Partners, L.P. 		  Form 10-Q
(6/30/08) 		    10.1  
       
 
                
  10.35    
[Intentionally Omitted]
                
       
 
                
  10.36 **  
UGI Corporation 2004 Omnibus Equity Compensation Plan UGI Employees Nonqualified Stock Option Grant Letter dated as of January 1, 2006
  UGI   Form 8-K (12/6/05)     10.4  
       
 
                
  10.37 **  
Form of Change in Control Agreement Amended and Restated as of May 12, 2008 for Messrs. Greenberg, Kelly and Walsh
  UGI   Form 10-Q (6/30/08)     10.3  
       
 
                
  10.38 **  
2002 Non-Qualified Stock Option Plan Amended and Restated as of May 24, 2005
  UGI   Form 10-K (9/30/06)     10.38  
       
 
                
  10.39 **  
1992 Non-Qualified Stock Option Plan Amended and Restated as of May 24, 2005
  UGI   Form 10-K (9/30/06)     10.39  
       
 
                
  10.40 **  
AmeriGas Propane, Inc. Discretionary Long-Term Incentive Plan for Non-Executive Key Employees Effective July 1, 2000 and Amended as of January 1, 2005
  AmeriGas
Partners, L.P. 		  Form 10-K (9/30/08)     10.6  
       
 
                
  10.41    
Service Agreement for comprehensive delivery service (Rate CDS) dated February 23, 1999 between UGI Utilities, Inc. and Texas Eastern Transmission Corporation
  UGI   Form 10-K (9/30/00)     10.41  
       
 
                
  10.42 **  
UGI Corporation 2004 Omnibus Equity Compensation Plan Sub-Plan for French Employees effective December 6, 2005
  UGI   Form 10-K (9/30/06)     10.66  
       
 
                
  10.43 **  
Amended and Restated UGI Corporation 2004 Omnibus Equity Compensation Plan Sub-Plan for French Employees and Corporate Officers Stock Option Grant Letter effective May 20, 2008
  UGI   Form 10-Q
(6/30/08) 		    10.3  
       
 
                
  10.44    
Purchase Agreement by and among Columbia Propane, L.P., CP Holdings, Inc., Columbia Propane Corporation, National Propane Partners, L.P., National Propane Corporation, National Propane SPG, Inc., and Triarc Companies, Inc. dated as of April 5, 1999
  National
Propane
Partners, L.P. 		  Form 8-K (4/19/99)     10.5  
       
 
                
  10.45    
Capital Contribution Agreement dated as of August 21, 2001 by and between Columbia Propane, L.P. and AmeriGas Propane, L.P. acknowledged and agreed to by CP Holdings, Inc.
  AmeriGas
Partners, L.P. 		  Form 8-K (8/21/01)     10.2  
       
 
                
  10.46    
Promissory Note by National Propane L.P., a Delaware limited partnership in favor of Columbia Propane Corporation dated July 19, 1999
  AmeriGas
Partners, L.P. 		  Form 10-K (9/30/01)     10.39  
       
 
                
  10.47    
Loan Agreement dated July 19, 1999, between National Propane, L.P. and Columbia Propane Corporation
  AmeriGas
Partners, L.P. 		  Form 10-K (9/30/01)     10.40  
       
 
                
  10.48    
First Amendment dated August 21, 2001 to Loan Agreement dated July 19, 1999 between National Propane, L.P. and Columbia Propane Corporation
  AmeriGas
Partners, L.P. 		  Form 10-K (9/30/01)     10.41  
       
 
                
  10.49    
Columbia Energy Group Payment Guaranty dated April 5, 1999
  AmeriGas
Partners, L.P. 		  Form 10-K (9/30/01)     10.42  

 

 

 

                         
Incorporation by Reference
Exhibit No.   Exhibit   Registrant   Filing   Exhibit
       
 
                
  10.50    
Keep Well Agreement by and between AmeriGas Propane, L.P. and Columbia Propane Corporation dated August 21, 2001
  AmeriGas
Partners, L.P. 		  Form 10-K (9/30/01)     10.46  
       
 
                
  10.51 **  
AmeriGas Propane, Inc. 2000 Long-Term Incentive Plan on Behalf of AmeriGas Partners, L.P., as amended and restated effective January 1, 2005 (“AmeriGas 2000 Plan”)
  AmeriGas Partners, L.P.   Form 10-K
(9/30/08) 		    10.7  
       
 
                
  10.51 (a)**  
AmeriGas 2000 Plan Restricted Unit Grant Letter dated as of January 1, 2006
  AmeriGas
Partners, L.P. 		  Form 10-K
(9/30/06) 		    10.20  
       
 
                
  10.52    
Storage Transportation Service Agreement (Rate Schedule SST) between Utilities and Columbia dated November 1, 1993, as modified pursuant to orders of the Federal Energy Regulatory Commission
  Utilities   Form 10-K (9/30/02)     10.25  
       
 
                
  10.53    
Gas Service Delivery and Supply Agreement between Utilities and UGI Energy Services, Inc. dated August 1, 2004
  Utilities   Form 10-K (9/30/04)     10.32  
       
 
                
  10.54    
No-Notice Transportation Service Agreement (Rate Schedule CDS) between Utilities and Texas Eastern Transmission dated February 23, 1999, as modified pursuant to various orders of the Federal Energy Regulatory Commission
  Utilities   Form 10-K (9/30/02)     10.27  
       
 
                
  10.55    
No-Notice Transportation Service Agreement (Rate Schedule CDS) between Utilities and Texas Eastern Transmission dated October 31, 2000, as modified pursuant to various orders of the Federal Energy Regulatory Commission
  Utilities   Form 10-K (9/30/02)     10.28  
       
 
                
  10.56    
Firm Transportation Service Agreement (Rate Schedule FT-1) between Utilities and Texas Eastern Transmission dated June 15, 1999, as modified pursuant to various orders of the Federal Energy Regulatory Commission
  Utilities   Form 10-K (9/30/02)     10.29  
       
 
                
  10.57    
Amendment No. 1 dated November 1, 2004, to the Service Agreement (Rate FSS) dated as of November 1, 1989 between Utilities and Columbia, as modified pursuant to the orders of the Federal Energy Regulatory Commission at Docket No. RS92-5-000 reported at Columbia Gas Transmission Corp., 64 FERC ¶61,060 (1993), order on rehearing, 64 FERC ¶61,365 (1993)
  Utilities   Form 10-K (9/30/04)     10.26  
       
 
                
  10.58    
Firm Transportation Service Agreement (Rate Schedule FT) between Utilities and Transcontinental Gas Pipe Line dated October 1, 1996, as modified pursuant to various orders of the Federal Energy Regulatory Commission
  Utilities   Form 10-K (9/30/02)     10.31  
       
 
                
  10.58 (a)  
Amendment dated March 20, 2007 to the Firm Transportation Service Agreement (Rate Schedule FT) dated October 1, 1996 between UGI Utilities and Transcontinental Gas Pipe Line Corporation, as modified pursuant to various orders of the Federal Energy Regulatory Commission
  Utilities   Form 8-K
(3/20/07) 		    10.1  
       
 
                
  10.59    
Amendment No. 1 dated November 1, 2004, to the No-Notice Transportation Service Agreement (Rate Schedule CDS) between Utilities and Texas Eastern Transmission dated February 23, 1999, as modified pursuant to various orders of the Federal Energy Regulatory Commission
  Utilities   Form 10-K
(9/30/04) 		    10.30  
       
 
                
  10.60    
Amendment No. 1 dated November 1, 2004, to the Firm Transportation Service Agreement (Rate Schedule FT-1) between Utilities and Texas Eastern Transmission dated June 15, 1999, as modified pursuant to various orders of the Federal Energy Regulatory Commission
  Utilities   Form 10-K (9/30/04)     10.33  

 

 

 

                         
Incorporation by Reference
Exhibit No.   Exhibit   Registrant   Filing   Exhibit
       
 
                
  10.61    
Firm Transportation Service Agreement (Rate Schedule FTS) between Utilities and Columbia Gas Transmission dated November 1, 2004
  Utilities   Form 10-K (9/30/04)     10.34  
       
 
                
  10.62    
Purchase and Sale Agreement by and between Southern Union Company, as Seller, and UGI Corporation, as Buyer, dated as of January 26, 2006 (See Exhibit No. 10.64)
  UGI   Form 8-K (1/26/06)     10.1  
       
 
                
  10.63    
Employee Agreement by and between Southern Union Company and UGI Corporation dated as of January 26, 2006 (See Exhibit No. 10.64)
  UGI   Form 8-K (1/26/06)     10.2  
       
 
                
  10.64    
First Amendment Agreement, dated August 24, 2006, by and between Southern Union Company, as Seller, and UGI Corporation, as Buyer
  Utilities   Form 8-K (8/24/06)     10.2  
       
 
                
  10.65    
Tax Consolidation Agreement, dated June 18, 2004, entered into by UGI Bordeaux Holding and its Subsidiaries named therein
  UGI   Form 10-Q (6/30/04)     10.8  
       
 
                
  10.65 (a)  
Amendment No. 1 dated as of June 24, 2004, to Tax Consolidation Agreement, dated June 18, 2004, as amended, entered into by UGI Bordeaux Holding and its Subsidiaries named therein
  UGI   Form 10-Q (12/31/05)     10.5  
       
 
                
  10.65 (b)  
Amendment No. 2 dated as of December 7, 2005 to Tax Consolidation Agreement, dated June 18, 2004, as amended, entered into by UGI Bordeaux Holding and its Subsidiaries named therein
  UGI   Form 10-Q (12/31/05)     10.6  
       
 
                
  10.66 **  
UGI Corporation Amended and Restated 2004 Omnibus Equity Compensation Plan Sub-Plan for French Employees and Corporate Officers effective May 20, 2008
  UGI   Form 10-Q
(6/30/08) 		    10.1  
       
 
                
  10.66 (a)**  
Amended and Restated UGI Corporation 2004 Omnibus Equity Compensation Plan Sub-Plan for French Employees and Corporate Officers Performance Unit Grant Letter effective May 20, 2008
  UGI   Form 10-Q (6/30/08)     10.2  
       
 
                
  10.67    
Senior Facilities Agreement dated December 7, 2005 by and among AGZ Holding, as Borrower and Guarantor, Antargaz, as Borrower and Guarantor, Calyon, as Mandated Lead Arranger, Facility Agent and Security Agent and the Financial Institutions named therein
  UGI   Form 10-Q (12/31/05)     10.1  
       
 
                
  *10.67 (a)  
Amendment Agreement dated October 6, 2008 to Senior Facilities Agreement dated December 7, 2005 by and among AGZ Holding, Antargaz, Calyon and the Financial Institutions named therein
                
       
 
                
  10.68    
Pledge of Financial Instruments Account relating to Financial Instruments held by AGZ Holding in Antargaz, dated December 7, 2005, by and among AGZ Holding, as Pledgor, Calyon, as Security Agent, and the Lenders
  UGI   Form 10-Q (12/31/05)     10.2  
       
 
                
  10.69    
Pledge of Financial Instruments Account relating to Financial Instruments held by Antargaz in certain subsidiary companies, dated December 7, 2005, by and among Antargaz, as Pledgor, Calyon, as Security Agent, and the Revolving Lenders
  UGI   Form 10-Q (12/31/05)     10.3  

 

 

 

                         
Incorporation by Reference
Exhibit No.   Exhibit   Registrant   Filing   Exhibit
       
 
                
  10.70    
Letter of Undertakings dated December 7, 2005, by UGI Bordeaux Holding to AGZ Holding, the Parent of Antargaz, and Calyon, the Facility Agent, acting on behalf of the Lenders, (as defined within the Senior Facilities Agreement)
  UGI   Form 10-Q
(12/31/05) 		    10.4  
       
 
                
  10.71    
Seller’s Guarantee dated February 16, 2001 among Elf Antar France, Elf Aquitaine and AGZ Holding
  UGI   Form 10-Q (3/31/04)     10.5  
       
 
                
  10.72    
Security Agreement for the Assignment of Receivables dated as of December 7, 2005 by and among AGZ Holding, as Assignor, Calyon, as Security Agent, and the Lenders named therein
  UGI   Form 10-Q
(12/31/05) 		    10.7  
       
 
                
  10.73    
Security Agreement for the Assignment of Receivables dated as of December 7, 2005 by and among Antargaz, as Assignor, Calyon, as Security Agent, and the Lenders named therein
  UGI   Form 10-Q (12/31/05)     10.8  
       
 
                
  10.74    
Assignment and Assumption Agreement, dated August 24, 2006, by and between UGI Corporation, as Assignor, and UGI Penn Natural Gas, Inc., as Assignee
  Utilities   Form 8-K (8/24/06)     10.1  
       
 
                
  10.75    
Guarantee Agreement, dated July 26, 2006, between UGI Corporation, as Guarantor, and Raiffeisen Zentralbank Österreich Aktiengesellschaft (“RZB”), as Beneficiary, relating to the Working Capital Facility dated July 26, 2006 between Flaga GmbH and RZB
  UGI   Form 10-Q (6/30/06)     10.6  
       
 
                
  10.76    
Guarantee Agreement, dated July 26, 2006, between UGI Corporation, as Guarantor, and RZB, as Beneficiary, relating to the Term Loan Agreement dated July 26, 2006 between Flaga GmbH and RZB
  UGI   Form 10-Q (6/30/06)     10.7  
       
 
                
  10.77    
Term Loan Agreement, dated July 26, 2006, between Flaga GmbH, as Borrower, and RZB, as Lender
  UGI   Form 10-Q (6/30/06)     10.8  
       
 
                
  10.78    
Working Capital Facility Agreement, dated July 26, 2006, between Flaga GmbH, as Borrower, and RZB, as Lender
  UGI   Form 10-Q (6/30/06)     10.9  
       
 
                
  *10.79    
Amendment and Extension dated June 10, 2008 to and of the Working Capital Facility Agreement, dated July 26, 2006, between Flaga GmbH, as Borrower, and RZB, as Lender
                
       
 
                
  10.80    
Stock Purchase Agreement by and between PPL Corporation, as Seller, and UGI Utilities, Inc., as Buyer, dated as of March 5, 2008
  Utilities   Form 8-K (3/5/08)     10.1  
       
 
                
  10.81    
Amendment dated May 2, 2008 to the Stock Purchase Agreement by and between PPL Corporation, as Seller, and UGI Utilities, Inc., as Buyer, dated as of March 5, 2008
  Utilities   Form 10-Q (3/31/08)     10.2  
       
 
                
  10.82    
Assignment and Assumption Agreement, dated August 24, 2006, by and between UGI Corporation, as Assignor, and UGI Utilities, Inc., as Assignee with respect to the Southern Union Company Pension
  Utilities   Form 8-K (8/24/06)     10.3  
       
 
                
  10.83    
Service Agreement (Rate FSS) dated August 16, 2004 between Columbia Gas Transmission Corporation and PG Energy
  Utilities   Form 8-K (8/24/06)     10.4  
       
 
                
  10.84    
Service Agreement (Rate SST) dated August 16, 2004 between Columbia Gas Transmission Corporation and PG Energy
  Utilities   Form 8-K (8/24/06)     10.5  

 

 

 

                         
Incorporation by Reference
Exhibit No.   Exhibit   Registrant   Filing   Exhibit
       
 
                
  10.85    
Firm Transportation Service Agreement (Rate FT) dated February 1, 1992 between Transcontinental Gas Pipe Line Corporation and PG Energy (as successor to Pennsylvania Gas and Water Company)
  Utilities   Form 8-K
(8/24/06) 		    10.6  
       
 
                
  10.86    
Firm Transportation Service Agreement (Rate FT) dated July 10, 1997 between Transcontinental Gas Pipe Line Corporation and PG Energy
  Utilities   Form 8-K
(8/24/06) 		    10.7  
       
 
                
  10.87    
Firm Storage and Delivery Service Agreement (Rate GSS) dated July 1, 1996 between Transcontinental Gas Pipe Line Corporation and PG Energy
  Utilities   Form 8-K (8/24/06)     10.8  
       
 
                
  10.88 **  
AmeriGas Propane, Inc. Non-Qualified Deferred Compensation Plan, as amended and restated effective January 1, 2009
  AmeriGas
Partners, L.P. 		  Form 10-K (9/30/08)     10.44  
       
 
                
  10.89 **  
Description of oral employment at-will arrangement with Peter Kelly, Vice President — Finance and CFO
  UGI   Form 8-K (6/21/07)     10.1  
       
 
                
  10.90    
Extension of Guarantee Agreement dated July 26, 2006, between UGI Corporation, as Guarantor, and Raiffeisen Zentralbank Österreich Aktiengesellschaft (“RZB”), as Beneficiary, relating to the extension of the Working Capital Facility Agreement dated July 26, 2006, between RZB and Flaga GmbH
  UGI   Form 10-K (9/30/07)     10.90  
       
 
                
  10.91    
Multi-Currency Facility Offer dated May 21, 2007 between Zentraleuropa LPG Holding GmbH and Raiffeisen Zentralbank Österreich Akteingesellschaft
  UGI   Form 10-Q
(6/30/07) 		    10.1  
       
 
                
  *10.91 (a)  
Amendment and Extension dated July 10, 2008 to and of the Multi-Currency Facility Offer dated May 21, 2007 between Zentraleuropa LPG Holding GmbH and Raiffeisen Zentralbank Österreich Akteingesellschaft
                
       
 
                
  10.92    
Guarantee Agreement, dated May 21, 2007, between UGI Corporation, as Guarantor, and Raiffeisen Zentralbank Österreich Aktiengesellschaft, as Beneficiary, relating to the Multi-Currency Working Capital Facility dated May 21, 2007 between Zentraleuropa LPG Holding GmbH and RZB
  UGI   Form 10-Q (6/30/07)     10.2  
       
 
                
  10.93    
Transition Services Agreement, dated October 1, 2008, by and between UGI Utilities, Inc. and PPL Corporation
  Utilities   Form 8-K (10/1/08)     10.1  
       
 
                
  10.94    
FSS Service Agreement No. 49789, dated November 20, 1995, by and between Columbia Gas Transmission Corporation and UGI Central Penn Gas, Inc. (as successor to Penn Fuel Gas, Inc.)
  Utilities   Form 8-K (10/1/08)     10.2  
       
 
                
  10.95    
FSS Service Agreement No. 49791, dated November 20, 1995, by and between Columbia Gas Transmission Corporation and UGI Central Penn Gas, Inc. (as successor to Penn Fuel Gas, Inc.)
  Utilities   Form 8-K (10/1/08)     10.3  
       
 
                
  10.96    
FSS Service Agreement No. 80935, dated October 29, 2004, by and between Columbia Gas Transmission Corporation and UGI Central Penn Gas, Inc. (as successor to PPL Gas Utilities Corporation)
  Utilities   Form 8-K (10/1/08)     10.4  
       
 
                
  10.97    
SST Service Agreement No. 49788, dated November 20, 1995, by and between Columbia Gas Transmission Corporation and UGI Central Penn Gas, Inc. (as successor to Penn Fuel Gas, Inc.)
  Utilities   Form 8-K (10/1/08)     10.5  
       
 
                
  10.98    
SST Service Agreement No. 49790, dated November 20, 1995, by and between Columbia Gas Transmission Corporation and UGI Central Penn Gas, Inc. (as successor to Penn Fuel Gas, Inc.)
  Utilities   Form 8-K (10/1/08)     10.6  

 

 

 

                         
Incorporation by Reference
Exhibit No.   Exhibit   Registrant   Filing   Exhibit
       
 
                
  10.99    
SST Service Agreement No. 80934, dated October 29, 2004, by and between Columbia Gas Transmission Corporation and UGI Central Penn Gas, Inc. (as successor to PPL Gas Utilities Corporation)
  Utilities   Form 8-K
(10/1/08) 		    10.7  
       
 
                
  14    
Code of Ethics for principal executive, financial and accounting officers
  UGI   Form 10-K
(9/30/03) 		    14  
       
 
                
  *21    
Subsidiaries of the Registrant
                
       
 
                
  *23    
Consent of PricewaterhouseCoopers LLP
                
       
 
                
  ***23.1    
Consent of Morison Cogen LLP
                
       
 
                
  *31.1    
Certification by the Chief Executive Officer relating to the Registrant’s Report on Form 10-K for the fiscal year ended September 30, 2008 pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
                
       
 
                
  ***31.1 (a)  
Certification by the Chief Executive Officer relating to the Registrant’s Report on Form 10-K for the fiscal year ended September 30, 2008, as amended by Amendment No. 1 on Form 10-K/A, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
                
       
 
                
  *31.2    
Certification by the Chief Financial Officer relating to the Registrant’s Report on Form 10-K for the fiscal year ended September 30, 2008 pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
                
       
 
                
  ***31.2 (a)  
Certification by the Chief Financial Officer relating to the Registrant’s Report on Form 10-K for the fiscal year ended September 30, 2008, as amended by Amendment No. 1 on Form 10-K/A, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
                
       
 
                
  *32    
Certification by the Chief Executive Officer and the Chief Financial Officer relating to the Registrant’s Report on Form 10-K for the fiscal year ended September 30, 2008, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
                
       
 
                
  ***99.1    
Financial Statements and Supplemental Schedule of UGI HVAC Enterprises, Inc. Savings Plan, UGI Utilities, Inc. Savings Plan and AmeriGas Propane, Inc. Savings Plan for the year ended December 31, 2008
                
     
*  
Filed with Annual Report on Form 10-K for the fiscal year 2008 filed on November 21, 2008.
 
**  
As required by Item 14(a)(3), this exhibit is identified as a compensatory plan or arrangement.
 
***  
Filed herewith.

 

 

 

SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
         
  UGI CORPORATION
 		  
Date: June 24, 2009  By:   /s/ Davinder Athwal    
    Davinder Athwal   
    Vice President — Accounting and Financial Control and Chief Risk Officer   

 

 

 

         
EXHIBIT INDEX
         
Exhibit    
No.   Description
       
 
  23.1    
Consent of Morison Cogen LLP
       
 
  31.1 (a)  
Certification by the Chief Executive Officer relating to the Registrant’s Report on Form 10-K for the fiscal year ended September 30, 2008, as amended by Amendment No. 1 on Form 10-K/A, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
       
 
  31.2 (a)  
Certification by the Chief Financial Officer relating to the Registrant’s Report on Form 10-K for the fiscal year ended September 30, 2008, as amended by Amendment No. 1 on Form 10-K/A, pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
       
 
  99.1    
Financial Statements and Supplemental Schedule of UGI HVAC Enterprises, Inc. Savings Plan, UGI Utilities, Inc. Savings Plan and AmeriGas Propane, Inc. Savings Plan for the year ended December 31, 2008