Document



 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
 Washington, DC 20549
 
FORM SD
 
Specialized Disclosure Report
 
NRG Energy, Inc.
(Exact name of registrant as specified in its charter)
 
Delaware
 
 
 
001-15891
 
 
 
41-1724239
 
(State or other jurisdiction of
incorporation)
 
 
 
(Commission File Number)
 
 
 
(I.R.S. Employer Identification
Number)
 
 
 
804 Carnegie Center, Princeton, New Jersey
 
 
 
08540
 
(Address of principal executive offices)
 
 
 
(Zip Code)
 
 
 
Name and telephone number, including area code, of
person to contact in connection with this report:
 
 
 
Michael Bramnick
Chief Compliance Officer
(609) 524-4500
 
 
 
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
 
x Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2017.
 
 



 


 
Section 1 — Conflict Minerals Disclosure
 
Item 1.01 Conflict Minerals Disclosure and Report
 
NRG Energy, Inc. (“NRG” or the “Company”) has evaluated its current product lines and determined that certain products it manufactures or contracts to manufacture contain tin, tungsten, tantalum and/or gold (“3TGs”). On the basis of the responses to the Company’s reasonable country of origin inquiries, the Company is unable to determine that the 3TGs necessary to the functionality or production of its products did not originate in the Democratic Republic of Congo or any of the other Covered Countries as defined under Rule 13p-1 of the Securities Exchange Act of 1934, as amended. As a result, the Company has prepared a conflict minerals report, which is attached as Exhibit 1.01 to this Form SD and available on the Company’s website at http://investors.nrg.com/phoenix.zhtml?c=121544&p=irol-sec.
 
Item 1.02 Exhibit
 
See Item 1.01 and Item 2.01.
 
Section 2 — Exhibits
 
Item 2.01 Exhibits
 
Exhibit 1.01 — Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.
 

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SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
NRG Energy, Inc.
 
(Registrant)
 
 
 
By:
/s/ Michael Bramnick
 
 
Michael Bramnick
 
 
Chief Compliance Officer
 
 
 
Dated: May 25, 2018
 
 

 
 

 


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