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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Common share options (right to buy) | $ 0.6802 (1) | 12/14/2018 | A | 50,527 | (2) | 12/14/2023 | Common shares | 50,527 | $ 0 | 529,169 | D | ||||
| Restricted share units (exchange for common stock) | (3) | 12/14/2018 | A | 12,632 | (4) | (4) | Common shares | 12,632 | $ 0 | 88,546 | D | ||||
| Restricted Share Units (exchange for common stock) | (3) | 12/17/2018 | M | 32,000 | (5) | (5) | Common shares | 32,000 | $ 0 | 56,546 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| BOBERG W. WILLIAM 10758 W. CENTENNIAL ROAD, SUITE 200 LITTLETON, CO 80127 |
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| /s/ L. Charles Laursen, L Charles Laursen pursuant to Power of Attorney | 12/18/2018 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The options were priced at $0.91 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7474) as reported by Bank of Canada on its website, www.bankofcanada.ca. |
| (2) | Options vest from this grant and become exercisable as follows: 16,674 on December 14, 2019; 16,674 on December 14, 2020 and 17,179 on December 14, 2021. |
| (3) | Each unit is redeemable upon vesting for one common share |
| (4) | Units vest and become redeemable on December 14, 2020. |
| (5) | On December 16,2016, the reporting person was granted 32,000 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board. |
| (6) | The common shares were priced at $0.92 Canadian dollars per share. $0.6866 is the U.S. dollar equivalent of the share price pursuant to the exchange rate as of the transaction date (CDN$ 1.00 = US$ 0.7463), as reported by the Bank of Canada on its website, www.bankofcanada.ca. |