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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Employee Stock Option (Right to Buy) | $ 45.26 | 06/30/2006 | Â | G(2) | Â | 18,400 | Â (2) | 05/24/2016 | Common Stock | $ 0 | 0 | Â | ||
Employee Stock Option (Right to Buy) | $ 45.26 | 06/30/2006 | Â | G(2) | 18,400 | Â | Â (2) | 05/24/2016 | Common Stock | $ 0 | 18,400 | By Family Trust |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MEZA FRANCINE D C/O ADVANCED MEDICAL OPTICS, INC. 1700 E. ST. ANDREW PLACE SANTA ANA, CA 92705 |
 |  |  Sr. V.P. - Human Resources |  |
Francine D. Meza, by Aimee S. Weisner, Attorney-in-Fact | 02/07/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person has acquired an aggregate of 4055.2875 shares under the Advanced Medical Optics, Inc. Employee Stock Purchase Plan through December 31, 2006. Of this aggregate amount, 2106 shares are held in the reporting person's family trust, and the balance are held by the reporting person directly. |
(2) | On June 30, 2006, the reporting person transferred to her family trust an employee stock option that had been granted on May 24, 2006. As indicated in the Form 4 filed to report this Rule 16b3 exempt stock option, the option will vest ratably on each of the first four anniversaries of the date of grant, such that the option will be fully vested on May 24, 2010 (provided applicable provisions of such option are complied with). Prior to 2006, the reporting person had transferred to her family trust all other outstanding exempt employee stock options that had been granted by the issuer. |