|
||||||
1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attached:
|
Pearson plc
|
|||||
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X"
if appropriate)
|
||||||
Non-UK issuer
|
|
|||||
2. Reason for the notification (please mark the appropriate box or boxes with an
"X")
|
||||||
An acquisition or disposal of voting rights
|
X
|
|||||
An acquisition or disposal of financial instruments
|
|
|||||
An event changing the breakdown of voting rights
|
|
|||||
Other (please specify)iii:
i. Type 3 Disclosure as per the Transparency Directive II
Regulation
|
X
|
|||||
3. Details of person subject to the notification
obligationiv
|
||||||
Name
|
Schroders plc
|
|||||
City and country of registered office (if applicable)
|
London, UK
|
|||||
4. Full name of shareholder(s) (if different from 3.)v
|
||||||
Name
|
|
|||||
City and country of registered office (if applicable)
|
|
|||||
5. Date on which the threshold was crossed or
reachedvi:
|
23/10/2018
|
|||||
6. Date on which issuer notified (DD/MM/YYYY):
|
24/10/2018
|
|||||
7. Total positions of person(s) subject to the notification
obligation
|
||||||
|
% of voting rights attached to shares (total of 8. A)
|
% of voting rights through financial instruments(total of
8.B 1 + 8.B 2)
|
Total of both in % (8.A + 8.B)
|
Total number of voting rights of issuervii
|
||
Resulting situation on the date on which threshold was crossed or
reached
|
12.986%
|
0.028%
|
13.015%
|
781,064,746
|
||
Position of previous notification (if applicable)
|
12.910%
|
0.004%
|
12.914%
|
|
||
|
|
|
|
|
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reachedviii
|
|
|
||||||||||
A: Voting rights attached to shares
|
|
|
||||||||||
Class/type ofshares
ISIN code (if possible)
|
Number of voting rightsix
|
% of voting rights
|
|
|
||||||||
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
|
|
|||||||
GB0006776081
|
|
101,431,883
|
|
12.986%
|
|
|
||||||
|
|
|
|
|
|
|
||||||
|
|
|
|
|
|
|
||||||
SUBTOTAL 8. A
|
101,431,883
|
12.986%
|
|
|
||||||||
|
|
|
||||||||||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
|
|
|
||||||||||
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Periodxi
|
Number of voting rights that may be acquired if the instrument
is
exercised/converted.
|
% of voting rights
|
|
|||||||
CFD
|
N/A
|
N/A
|
221,174
|
0.028%
|
|
|||||||
|
|
|
|
|
|
|||||||
|
|
|
|
|
|
|||||||
|
|
SUBTOTAL 8. B 1
|
221,174
|
0.028%
|
|
|||||||
|
|
|
||||||||||
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b)) (Note
that holdings held via indices, baskets and ETFs would be displayed
here as asset class "Equity" or "PreferredEquity" so please update
this to the correct name accordingly)
|
|
|
||||||||||
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Period xi
|
Physical or cash settlementxii
|
Number of voting rights
|
% of voting rights
|
|
|
|||||
N/A
|
|
|
N/A
|
|
N/A
|
|
|
|||||
|
|
|
|
|
|
|
|
|||||
|
|
|
|
|
|
|
|
|||||
|
|
|
SUBTOTAL 8.B.2
|
|
|
|
|
|||||
|
|
|
||||||||||
|
|
|
|
|
|
|
|
|
|
|
|
9. Information in relation to the person subject to the
notification obligation (please mark the applicable
box with an "X")
|
||||
Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii
|
|
|||
Full chain of controlled
undertakings through which the voting rights and/or thefinancial
instruments are effectively held starting with the ultimate
controlling natural person or legal entityxiv (please
add additional rows as necessary)
|
X
|
|||
Namexv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
|
Schroders plc
|
|
|
|
|
Schroder Administration Limited
|
|
|
|
|
Schroder Wealth Holdings Limited
|
|
|
|
|
Schroder & Co. Limited
|
|
|
|
|
|
|
|
|
|
Schroders plc
|
|
|
|
|
Schroder Administration Limited
|
|
|
|
|
Schroder Wealth Holdings Limited
|
|
|
|
|
Schroders (C.I.) Limited
|
|
|
|
|
|
|
|
|
|
Schroders plc
|
|
|
|
|
Schroder Administration Limited
|
|
|
|
|
Schroder International Holdings Limited
|
|
|
|
|
Schroder Investment Management Limited
|
12.547%
|
N/A
|
12.568%
|
|
Schroder Investment Management Limited North America
Limited
|
|
|
|
|
|
|
|
|
|
|
||||
10. In case of proxy voting, please identify:
|
||||
Name of the proxy holder
|
N/A
|
|||
The number and % of voting rights held
|
N/A
|
|||
The date until which the voting rights will be held
|
N/A
|
|||
|
||||
11. Additional informationxvi
|
||||
|
||||
|
|
|
|
|
Place of completion
|
London
|
Date of completion
|
24/10/2018
|
|
PEARSON
plc
|
|
|
Date: 25
October 2018
|
|
|
By: /s/
NATALIE WHITE
|
|
|
|
------------------------------------
|
|
Natalie
White
|
|
Deputy
Company Secretary
|