UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Option to Purchase Common Stock | 10/09/2008 | 10/09/2017 | Common Stock | 416 | $ 114.6 | D | Â |
Option to Purchase Common Stock | 05/05/2009 | 05/05/2018 | Common Stock | 727 | $ 66.4 | D | Â |
Option to Purchase Common Stock | 06/22/2010 | 06/22/2019 | Common Stock | 1,008 | $ 31.5 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MILLER BRADLEY J C/O UNITED COMMUNITY BANKS, INC. PO BOX 398 BLAIRSVILLE, GA 30514 |
 |  |  SVP, CRO & GENERAL COUNSEL |  |
Lois J. Rich as Attorney-in-Fact | 12/03/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Under the United Community Banks, Inc. 2000 Key Employee Stock Option Plan (as Amended and Restated effective as of March 15, 2007), 17,250 Restricted Stock Units ("RSUs") were granted on August 12, 2013, and 15,000 RSUs were granted on December 1, 2014. 2013 RSUs vested at 33.3% on September 12, 2014, with the remaining 2013 RSUs scheduled to vest at 33.3% on August 12, 2015, and August 12, 2016. 2014 RSUs vest at 25% on January 1, 2016, then at 25% on three subsequent anniversaries from the date of grant, commencing December 1, 2016. |
(2) | Acquired pursuant to the United Community Banks Deferred Compensation Plan. The Common Shares Issuable are to be settled in UCBI common stock upon termination of employment. |