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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options (Right to buy) | $ 17.75 | 10/06/2005 | A | 300,000 | (3) | 10/06/2015 | Common Stock | 300,000 | (4) | 300,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Juliano Mark C/O TRUMP ENTERTAINMENT RESORTS, INC. 100 BOARDWALK AT VIRGINIA AVENUE ATLANTIC CITY,, NJ 08401 |
Chief Operating Officer |
/s/ Mark Juliano | 10/07/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Pursuant to that certain employment agreement, dated July 19, 2005 (the "Employment Agreement"), by and between Trump Entertainment Resorts, Inc. (the "Company"), Trump Entertainment Resorts Holdings, L.P. and Mark Juliano (the "Reporting Person"), the Reporting Person was awarded 90,000 shares of Common Stock of the Company, vesting in one-third increments on each of July 31, 2006, 2007 and 2008, subject to the terms of the Employment Agreement. |
(2) | N/A |
(3) | Pursuant to the Employment Agreement, the Reporting Person was awarded stock options exercisable for 300,000 shares of Common Stock of the Company under the Company's 2005 Incentive Award Plan, vesting in one-third increments on each of July 31, 2008, 2009 and 2010, and subject to the terms of the Employment Agreement. |
(4) | N/A |