o | Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer |
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| SUMMARY TERM SHEET AND QUESTIONS AND ANSWERS | ||
| SPECIAL FACTORS Section 1. Background of the Transactions | ||
| THE OFFER Section 1. Number of Warrants; Purchase Price |
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| SPECIAL FACTORS Section 2. Purposes of and Reasons for the Offer; Certain Effects of the Offer | ||
| SPECIAL FACTORS Section 4. Interests of Directors and Executive Officers and Filing Persons |
| SUMMARY TERM SHEET Interests of Certain Persons in the Merger | ||
| SPECIAL FACTORS Interests of Certain Persons in the Merger | ||
| DESCRIPTIONS OF OTHER TRANSACTION AGREEMENTS Share Exchange Agreement | ||
| DESCRIPTIONS OF OTHER TRANSACTION AGREEMENTS Voting and Support Agreement | ||
| DESCRIPTIONS OF OTHER TRANSACTION AGREEMENTS Employment and Service Agreements | ||
| DESCRIPTIONS OF OTHER TRANSACTION AGREEMENTS Restrictive Covenant Agreements |
| SUMMARY TERM SHEET AND QUESTIONS AND ANSWERS | ||
| SPECIAL FACTORS Section 2. Purposes of and Reasons for the Offer; Certain Effects of the Offer | ||
| SPECIAL FACTORS Section 3. Fairness of the Offer |
| SUMMARY TERM SHEET AND QUESTIONS AND ANSWERS | ||
| SPECIAL FACTORS Section 2. Purposes of and Reasons for the Offer; Certain Effects of the Offer | ||
| SPECIAL FACTORS Section 3. Fairness of the Offer |
| SUMMARY TERM SHEET AND QUESTIONS AND ANSWERS | ||
| SPECIAL FACTORS Section 2. Purposes of and Reasons for the Offer; Certain Effects of the Offer | ||
| SPECIAL FACTORS Section 4. Interests of Directors and Executive Officers and Filing Persons |
| SUMMARY TERM SHEET AND QUESTIONS AND ANSWERS | ||
| THE OFFER Section 13. Fees and Expenses |
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| SPECIAL FACTORS Section 4. Interests of Directors and Executive Officers and Filing Persons |
| SUMMARY TERM SHEET AND QUESTIONS AND ANSWERS | ||
| SPECIAL FACTORS Section 1. Background of the Transactions | ||
| SPECIAL FACTORS Section 2. Purposes of and Reasons for the Offer; Certain Effects of the Offer | ||
| SPECIAL FACTORS Section 3. Fairness of the Offer |
| SUMMARY TERM SHEET AND QUESTIONS AND ANSWERS | ||
| SPECIAL FACTORS Section 5. Material U.S. Federal Income Tax Consequences | ||
| THE OFFER Section 2. Procedures for Tendering Warrants | ||
| THE OFFER Section 3. Withdrawal Rights | ||
| THE OFFER Section 4. Purchase of Warrants and Payment of Purchase Price | ||
| THE OFFER Section 5. Conditions of the Offer | ||
| THE OFFER Section 6. Price Range of Common Stock, Public Warrants and Units | ||
| THE OFFER Section 7. Source and Amount of Funds | ||
| THE OFFER Section 8. Important Information Concerning GLG | ||
| THE OFFER Section 9. Important Information Concerning the Principals | ||
| THE OFFER Section 10. Important Information Concerning Man, Holdco and Merger Sub | ||
| THE OFFER Section 11. Certain Legal Matters; Regulatory Approvals | ||
| THE OFFER Section 12. Extension of the Offer; Termination; Amendment | ||
| THE OFFER Section 14. Miscellaneous |
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Exhibit | ||
Number | Description | |
99(a)(1)(A) |
Offer to Purchase dated September 13, 2010, filed as Exhibit 99(a)(1)(A) to the Companys Schedule TO filed on September 13, 2010, is incorporated herein by reference. | |
99(a)(1)(B) |
Letter of Transmittal (including Substitute Form W-9), filed as Exhibit 99(a)(1)(B) to the Companys Schedule TO filed on September 13, 2010, is incorporated herein by reference. | |
99(a)(1)(C) |
Notice of Guaranteed Delivery, filed as Exhibit 99(a)(1)(C) to the Companys Schedule TO filed on September 13, 2010, is incorporated herein by reference. | |
99(a)(1)(D) |
Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees, filed as Exhibit 99(a)(1)(D) to the Companys Schedule TO filed on September 13, 2010, is incorporated herein by reference. | |
99(a)(1)(E) |
Letter to Clients for use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees, filed as Exhibit 99(a)(1)(E) to the Companys Schedule TO filed on September 13, 2010, is incorporated herein by reference. | |
99(a)(1)(F) |
Definitive Proxy Statement on Schedule 14A, filed by the Company on September 13, 2010, is incorporated herein by reference. | |
99(d)(1) |
Agreement and Plan of Merger dated as of May 17, 2010 among GLG Partners, Inc., Man Group plc and Escalator Sub 1 Inc., filed as Exhibit 2.1 to the Companys Current Report on Form 8-K filed on May 19, 2010, is incorporated herein by reference. | |
99(d)(2) |
Amendment No. 1 dated as of August 19, 2010 to the Agreement and Plan of Merger dated as of May 17, 2010 among the Company, Man Group plc and Escalator Sub 1 Inc., filed as Exhibit 2.1 to the Companys Current Report on Form 8-K, filed on August 20, 2010, is incorporated herein by reference. | |
99(d)(3) |
Share Exchange Agreement dated May 17, 2010 by and among Man Group plc and the stockholders of the Company party thereto, filed as Exhibit 2.2 to the Companys Current Report on Form 8-K filed on May 19, 2010, is incorporated herein by reference. | |
99(d)(4) |
Voting and Support Agreement dated May 17, 2010 by and among Man Group plc, Escalator Sub 1 Inc. and the stockholders of the Company party thereto, filed as Exhibit 10.1 to the Companys Current Report on Form 8-K filed on May 19, 2010, is incorporated herein by reference. | |
99(d)(5) |
Second Amended and Restated Employment Agreement between the Company and Jeffrey M. Rojek, dated May 16, 2010, filed as Exhibit 10.2 to the Companys Current Report on Form 8-K filed on May 19, 2010, is incorporated herein by reference. | |
99(d)(6) |
Second Amended and Restated Employment Agreement between the Company and Alejandro San Miguel, dated May 16, 2010, filed as Exhibit 10.3 to the Companys Current Report on Form 8-K filed on May 19, 2010, is incorporated herein by reference. | |
99(d)(7) |
Amendment to Amended and Restated Employment Agreement between the Company and Simon White, dated May 16, 2010, filed as Exhibit 10.4 to the Companys Current Report on Form 8-K filed on May 19, 2010, is incorporated herein by reference. | |
99(d)(8) |
Joinder Agreement dated as of June 21, 2010 by and among Man Group plc, Escalator Sub 1 Inc., the Company, Sage Summit LP, Lavender Heights Capital LP and Ogier Fiduciary Services (Cayman) Limited, in its capacity as trustee of each of Blue Hill Trust and Green Hill Trust, filed as Exhibit 10.1 to the Companys Current Report on Form 8-K filed on June 25, 2010, is incorporated herein by reference. |
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Exhibit | ||
Number | Description | |
99(d)(9) |
Purchase Agreement dated as of June 21, 2010 between Sage Summit LP and Ogier Fiduciary Services (Cayman) Limited, acting solely in its capacity as trustee of the Blue Hill Trust, filed as Exhibit 4 to the Statement of Beneficial Ownership on Schedule 13D of Blue Hill Trust and Green Hill Trust on June 28, 2010, is incorporated herein by reference. | |
99(d)(10) |
Purchase Agreement dated as of June 21, 2010 between Lavender Heights Capital LP and Ogier Fiduciary Services (Cayman) Limited, acting solely in its capacity as trustee of the Green Hill Trust, filed as Exhibit 5 to the Statement of Beneficial Ownership on Schedule 13D of Blue Hill Trust and Green Hill Trust on June 28, 2010, is incorporated herein by reference. | |
99(d)(11) |
Amended and Restated Warrant Agreement dated as of December 21, 2006 between Continental Stock Transfer & Trust Company and the Company, filed as Exhibit 4.8 to the Companys Annual Report on Form 10-K for the year ended December 31, 2006, is incorporated herein by reference. | |
99(d)(12) |
Amendment No. 1 to Amended and Restated Warrant Agreement, dated as of December 19, 2007, between Continental Stock Transfer & Trust Company and the Company, filed as Exhibit 4.7 to the Companys Registration Statement on Form S-1 (Registration No. 333-147865), is incorporated herein by reference. | |
99(d)(13) |
Founders Agreement dated June 22, 2007 among Noam Gottesman, as Sellerss Representative, the Principals, the Trustees, Berggruen Freedom Holdings Ltd. and Marlin Equities II, LLC, filed as Annex E to the Companys Proxy Statement dated October 12, 2007 (File No. 001-33217), is incorporated herein by reference. | |
99(d)(14) |
GLG Shareholders Agreement dated as of June 22, 2007 among the Company and the Persons set forth on the signature pages thereto, filed as Annex D to the Companys Proxy Statement dated October 12, 2007 (File No. 001-33217), is incorporated herein by reference. | |
99(d)(15) |
Voting Agreement dated as of June 22, 2007 among the Principals, the Trustees, Lavender Heights Capital LP, Sage Summit LP and the Company, filed as Annex F to the Companys Proxy Statement dated October 12, 2007 (File No. 001-33217), is incorporated herein by reference. | |
99(d)(16) |
Agreement Among Principals and Trustees dated as of June 22, 2007 among the Principals and the Trustees filed as Annex G to the Companys Proxy Statement dated October 12, 2007 (File No. 001-33217), is incorporated herein by reference. | |
99(d)(17) |
Indenture, dated as of May 15, 2009, between the Company and The Bank of New York Mellon, as trustee, filed as Exhibit 4.1 to the Companys Current Report on Form 8-K (File No. 001-33217), is incorporated herein by reference. | |
99(e)(18) |
Support Agreement dated as of November 2, 2007 between the Company and FA Sub 2 Limited, filed as Annex B to the Companys Proxy Statement dated October 12, 2007 (File No. 001-33217), is incorporated herein by reference. |
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Dated: September 21, 2010 | GLG PARTNERS, INC. | |||||
By: | /s/ Alejandro San Miguel | |||||
Name: | ||||||
Title: | General Counsel and Corporate Secretary |
Exhibit | ||
Number | Description | |
99(a)(1)(A) |
Offer to Purchase dated September 13, 2010, filed as Exhibit 99(a)(1)(A) to the Companys Schedule TO filed on September 13, 2010, is incorporated herein by reference. | |
99(a)(1)(B) |
Letter of Transmittal (including Substitute Form W-9), filed as Exhibit 99(a)(1)(B) to the Companys Schedule TO filed on September 13, 2010, is incorporated herein by reference. | |
99(a)(1)(C) |
Notice of Guaranteed Delivery, filed as Exhibit 99(a)(1)(C) to the Companys Schedule TO filed on September 13, 2010, is incorporated herein by reference. | |
99(a)(1)(D) |
Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees, filed as Exhibit 99(a)(1)(D) to the Companys Schedule TO filed on September 13, 2010, is incorporated herein by reference. | |
99(a)(1)(E) |
Letter to Clients for use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees, filed as Exhibit 99(a)(1)(E) to the Companys Schedule TO filed on September 13, 2010, is incorporated herein by reference. | |
99(a)(1)(F) |
Definitive Proxy Statement on Schedule 14A, filed by the Company on September 13, 2010, is incorporated herein by reference. | |
99(d)(1) |
Agreement and Plan of Merger dated as of May 17, 2010 among GLG Partners, Inc., Man Group plc and Escalator Sub 1 Inc., filed as Exhibit 2.1 to the Companys Current Report on Form 8-K filed on May 19, 2010, is incorporated herein by reference. | |
99(d)(2) |
Amendment No. 1 dated as of August 19, 2010 to the Agreement and Plan of Merger dated as of May 17, 2010 among the Company, Man Group plc and Escalator Sub 1 Inc., filed as Exhibit 2.1 to the Companys Current Report on Form 8-K, filed on August 20, 2010, is incorporated herein by reference. | |
99(d)(3) |
Share Exchange Agreement dated May 17, 2010 by and among Man Group plc and the stockholders of the Company party thereto, filed as Exhibit 2.2 to the Companys Current Report on Form 8-K filed on May 19, 2010, is incorporated herein by reference. | |
99(d)(4) |
Voting and Support Agreement dated May 17, 2010 by and among Man Group plc, Escalator Sub 1 Inc. and the stockholders of the Company party thereto, filed as Exhibit 10.1 to the Companys Current Report on Form 8-K filed on May 19, 2010, is incorporated herein by reference. | |
99(d)(5) |
Second Amended and Restated Employment Agreement between the Company and Jeffrey M. Rojek, dated May 16, 2010, filed as Exhibit 10.2 to the Companys Current Report on Form 8-K filed on May 19, 2010, is incorporated herein by reference. | |
99(d)(6) |
Second Amended and Restated Employment Agreement between the Company and Alejandro San Miguel, dated May 16, 2010, filed as Exhibit 10.3 to the Companys Current Report on Form 8-K filed on May 19, 2010, is incorporated herein by reference. | |
99(d)(7) |
Amendment to Amended and Restated Employment Agreement between the Company and Simon White, dated May 16, 2010, filed as Exhibit 10.4 to the Companys Current Report on Form 8-K filed on May 19, 2010, is incorporated herein by reference. | |
99(d)(8) |
Joinder Agreement dated as of June 21, 2010 by and among Man Group plc, Escalator Sub 1 Inc., the Company, Sage Summit LP, Lavender Heights Capital LP and Ogier Fiduciary Services (Cayman) Limited, in its capacity as trustee of each of Blue Hill Trust and Green Hill Trust, filed as Exhibit 10.1 to the Companys Current Report on Form 8-K filed on June 25, 2010, is incorporated herein by reference. |
Exhibit | ||
Number | Description | |
99(d)(9)
|
Purchase Agreement dated as of June 21, 2010 between Sage Summit LP and Ogier Fiduciary Services (Cayman) Limited, acting solely in its capacity as trustee of the Blue Hill Trust, filed as Exhibit 4 to the Statement of Beneficial Ownership on Schedule 13D of Blue Hill Trust and Green Hill Trust on June 28, 2010, is incorporated herein by reference. | |
99(d)(10)
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Purchase Agreement dated as of June 21, 2010 between Lavender Heights Capital LP and Ogier Fiduciary Services (Cayman) Limited, acting solely in its capacity as trustee of the Green Hill Trust, filed as Exhibit 5 to the Statement of Beneficial Ownership on Schedule 13D of Blue Hill Trust and Green Hill Trust on June 28, 2010, is incorporated herein by reference. | |
99(d)(11)
|
Amended and Restated Warrant Agreement dated as of December 21, 2006 between Continental Stock Transfer & Trust Company and the Company, filed as Exhibit 4.8 to the Companys Annual Report on Form 10-K for the year ended December 31, 2006, is incorporated herein by reference. | |
99(d)(12)
|
Amendment No. 1 to Amended and Restated Warrant Agreement, dated as of December 19, 2007, between Continental Stock Transfer & Trust Company and the Company, filed as Exhibit 4.7 to the Companys Registration Statement on Form S-1 (Registration No. 333-147865), is incorporated herein by reference. | |
99(d)(13)
|
Founders Agreement dated June 22, 2007 among Noam Gottesman, as Sellerss Representative, the Principals, the Trustees, Berggruen Freedom Holdings Ltd. and Marlin Equities II, LLC, filed as Annex E to the Companys Proxy Statement dated October 12, 2007 (File No. 001-33217), is incorporated herein by reference. | |
99(d)(14)
|
GLG Shareholders Agreement dated as of June 22, 2007 among the Company and the Persons set forth on the signature pages thereto, filed as Annex D to the Companys Proxy Statement dated October 12, 2007 (File No. 001-33217), is incorporated herein by reference. | |
99(d)(15)
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Voting Agreement dated as of June 22, 2007 among the Principals, the Trustees, Lavender Heights Capital LP, Sage Summit LP and the Company, filed as Annex F to the Companys Proxy Statement dated October 12, 2007 (File No. 001-33217), is incorporated herein by reference. | |
99(d)(16)
|
Agreement Among Principals and Trustees dated as of June 22, 2007 among the Principals and the Trustees filed as Annex G to the Companys Proxy Statement dated October 12, 2007 (File No. 001-33217), is incorporated herein by reference. | |
99(d)(17)
|
Indenture, dated as of May 15, 2009, between the Company and The Bank of New York Mellon, as trustee, filed as Exhibit 4.1 to the Companys Current Report on Form 8-K (File No. 001-33217), is incorporated herein by reference. | |
99(e)(18)
|
Support Agreement dated as of November 2, 2007 between the Company and FA Sub 2 Limited, filed as Annex B to the Companys Proxy Statement dated October 12, 2007 (File No. 001-33217), is incorporated herein by reference. |