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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ALGER EUGENE K 1015 THIRD AVENUE, 12TH FLOOR SEATTLE, WA 98104 |
Executive VP-North America |
Brittany Kelly, Stock Plan Administrator, attorney-in-fact | 11/15/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Balance of Common Stock beneficially owned includes 709.4211 shares purchased on July 31, 2013 under Expeditors International of Washington, Inc.'s 2002 Employee Stock Purchase Plan and 14.3759 shares acquired on June 18,2013 pursuant to the reinvestment of a dividend under Expeditors International of Washington, Inc.'s 2002 Employee Stock Purchase Plan. Also corrects previously reported 7/29/2005 ESPP figure by 0.0940 and adjusts 2006 2-FOR-1 split figure by 0.8830 shares. |
(2) | Gift to the A & E Alger Family Trust of which reporting person is a trustee. |
(3) | Gift to the A & E Alger Family Trust of which reporting person is a trustee. |
(4) | The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.00 to $43.051, inclusive. The reporting person undertakes to provide to any security holder of Expeditors or tothe SEC, upon request, full information regarding the number of shares sold at each separate price within the range stated. |