Complete
Genomics, Inc.
|
(Name
of Issuer)
|
Common
Shares, $0.001 par value per share
|
(Title
of Class of Securities)
|
20454K104
|
(CUSIP
Number)
|
December
31, 2010
|
(Date
of Event Which Requires Filing of this
Statement)
|
o
|
Rule
13d-1(b)
|
x
|
Rule
13d-1(d)
|
CUSIP
# 20454K104
|
Page
2 of
11
|
1
|
NAME
OF REPORTING
PERSONS OVP
Venture Partners VI, L.P. (“OVP VI”)
|
||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) o (b)
x
|
||
3
|
SEC
USE ONLY
|
||
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY EACH REPORTING
PERSON
WITH
|
5
|
SOLE
VOTING POWER
2,858,144
shares (which includes 188,674 shares that may be acquired pursuant to the
exercise of warrants), except that OVMC VI, L.L.C. (“OVMC VI”), the
general partner of OVP VI, may be deemed to have sole power to vote these
shares, and Gerard H. Langeler (“Langeler”) and Charles P. Waite, Jr.
(“Waite”), the managing members of OVMC VI, may be deemed to have shared
power to vote these shares.
|
|
6
|
SHARED
VOTING POWER
See
response to row 5.
|
||
7
|
SOLE
DISPOSITIVE POWER
2,858,144
shares (which includes 188,674 shares that may be acquired pursuant to the
exercise of warrants), except that OVMC VI, the general partner of OVP VI,
may be deemed to have sole power to dispose of these shares, and Langeler
and Waite, the managing members of OVMC VI, may be deemed to have shared
power to dispose of these shares.
|
||
8
|
SHARED
DISPOSITIVE POWER
See
response to row 7.
|
||
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
2,858,144
|
||
10
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES
CERTAIN SHARES*
o
|
||
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9
10.9%
|
||
12
|
TYPE
OF REPORTING PERSON*
PN
|
CUSIP
# 20454K104
|
Page 3
of 11
|
1
|
NAME
OF REPORTING
PERSONS OVP
VI Entrepreneurs Fund, L.P. (“OVP EF VI”)
|
||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) o (b)
x
|
||
3
|
SEC
USE ONLY
|
||
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY EACH REPORTING
PERSON
WITH
|
5
|
SOLE
VOTING POWER
35,246
shares (which includes 3,167 shares that may be acquired pursuant to the
exercise of warrants), except that OVMC VI, the general partner of OVP EF
VI, may be deemed to have sole power to vote these shares, and Langeler
and Waite, the managing members of OVMC VI, may be deemed to have shared
power to vote these shares.
|
|
6
|
SHARED
VOTING POWER
See
response to row 5.
|
||
7
|
SOLE
DISPOSITIVE POWER
35,246
shares (which includes 3,167 shares that may be acquired pursuant to the
exercise of warrants), except that OVMC VI, the general partner of OVP EF
VI, may be deemed to have sole power to dispose of these shares, and
Langeler and Waite, the managing members of OVMC VI, may be deemed to have
shared power to dispose of these shares.
|
||
8
|
SHARED
DISPOSITIVE POWER
See
response to row 7.
|
||
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
35,246
|
||
10
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES*
o
|
||
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.1%
|
||
12
|
TYPE
OF REPORTING PERSON*
PN
|
CUSIP
# 20454K104
|
Page 4
of 11
|
1
|
NAME
OF REPORTING
PERSONS OVMC
VI, L.L.C.
|
||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) o (b) x
|
||
3
|
SEC
USE ONLY
|
||
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY EACH REPORTING
PERSON
WITH
|
5
|
SOLE
VOTING POWER
2,893,390
shares, of which 2,858,144 (which includes 188,674 shares that may be
acquired pursuant to the exercise of warrants) are directly owned by OVP
VI and 35,246 (which includes 3,167 shares that may be acquired pursuant
to the exercise of warrants) are directly owned by OVP EF
VI. OVMC VI, the general partner of OVP VI and OVP EF VI, may
be deemed to have sole power to vote these shares, and Langeler and Waite,
the managing members of OVMC VI, may be deemed to have shared power to
vote these shares.
|
|
6
|
SHARED
VOTING POWER
See
response to row 5.
|
||
7
|
SOLE
DISPOSITIVE POWER
2,893,390
shares, of which 2,858,144 (which includes 188,674 shares that may be
acquired pursuant to the exercise of warrants) are directly owned by OVP
VI and 35,246 (which includes 3,167 shares that may be acquired pursuant
to the exercise of warrants) are directly owned by OVP EF
VI. OVMC VI, the general partner of OVP VI and OVP EF VI, may
be deemed to have sole power to dispose of these shares, and Langeler and
Waite, the managing members of OVMC VI, may be deemed to have shared power
to dispose of these shares.
|
||
8
|
SHARED
DISPOSITIVE POWER
See
response to row 7.
|
||
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
2,893,390
|
||
10
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES*
o
|
||
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9
11.1%
|
||
12
|
TYPE
OF REPORTING PERSON*
OO
|
CUSIP
# 20454K104
|
Page 5
of 11
|
1
|
NAME
OF REPORTING
PERSONS Gerard
H. Langeler
|
||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) o (b) x
|
||
3
|
SEC
USE ONLY
|
||
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
United
States
|
||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY EACH REPORTING
PERSON
WITH
|
5
|
SOLE
VOTING POWER
0
|
|
6
|
SHARED
VOTING POWER
2,893,390
shares, of which 2,858,144 (which includes 188,674 shares that may be
acquired pursuant to the exercise of warrants) are directly owned by OVP
VI and 35,246 (which includes 3,167 shares that may be acquired pursuant
to the exercise of warrants) are directly owned by OVP EF
VI. OVMC VI is the general partner of OVP VI and OVP EF VI, and
Langeler, a managing member of OVMC VI, may be deemed to have shared power
to vote these shares.
|
||
7
|
SOLE
DISPOSITIVE POWER
0
|
||
8
|
SHARED
DISPOSITIVE POWER
2,893,390
shares, of which 2,858,144 (which includes 188,674 shares that may be
acquired pursuant to the exercise of warrants) are directly owned by OVP
VI and 35,246 (which includes 3,167 shares that may be acquired pursuant
to the exercise of warrants) are directly owned by OVP EF
VI. OVMC VI is the general partner of OVP VI and OVP EF VI, and
Langeler, a managing member of OVMC VI, may be deemed to have shared power
to dispose of these shares.
|
||
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING
PERSON
2,893,390
|
||
10
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES*
o
|
||
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9
11.1%
|
||
12
|
TYPE
OF REPORTING PERSON*
IN
|
CUSIP
# 20454K104
|
Page 6
of 11
|
1
|
NAME
OF REPORTING
PERSONS Charles
P. Waite, Jr.
|
||
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) o (b) x
|
||
3
|
SEC
USE ONLY
|
||
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
United
States
|
||
NUMBER
OF
SHARES
BENEFICIALLY
OWNED
BY EACH REPORTING
PERSON
WITH
|
5
|
SOLE
VOTING POWER
0
|
|
6
|
SHARED
VOTING POWER
2,893,390
shares, of which 2,858,144 (which includes 188,674 shares that may be
acquired pursuant to the exercise of warrants) are directly owned by OVP
VI and 35,246 (which includes 3,167 shares that may be acquired pursuant
to the exercise of warrants) are directly owned by OVP EF
VI. OVMC VI is the general partner of OVP VI and OVP EF VI, and
Waite, a managing member of OVMC VI, may be deemed to have shared power to
vote these shares.
|
||
7
|
SOLE
DISPOSITIVE POWER
0
|
||
8
|
SHARED
DISPOSITIVE POWER
2,893,390
shares, of which 2,858,144 (which includes 188,674 shares that may be
acquired pursuant to the exercise of warrants) are directly owned by OVP
VI and 35,246 (which includes 3,167 shares that may be acquired pursuant
to the exercise of warrants) are directly owned by OVP EF
VI. OVMC VI is the general partner of OVP VI and OVP EF VI, and
Waite, a managing member of OVMC VI, may be deemed to have shared power to
dispose of these shares.
|
||
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
2,893,390
|
||
10
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES*
o
|
||
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9
11.1%
|
||
12
|
TYPE
OF REPORTING PERSON*
IN
|
CUSIP
# 20454K104
|
Page 7
of 11
|
ITEM
1(A).
|
NAME OF
ISSUER
|
ITEM
1(B).
|
ADDRESS OF ISSUER’S
PRINCIPAL EXECUTIVE OFFICES
|
|
2071
Stierlin Court
|
|
Mountain
View, California
|
ITEM
2(A).
|
NAME OF PERSONS
FILING
|
|
OVP
VI, OVP EF VI, OVMC VI, Langeler and Waite. The foregoing
entities and individuals are collectively referred to as the “Reporting
Persons.”
|
|
Langeler
and Waite are the managing members of OVMC VI (the sole general partner of
OVP VI and OVP EF VI).
|
ITEM
2(B).
|
ADDRESS OF PRINCIPAL
OFFICE
|
ITEM
2(C).
|
CITIZENSHIP
|
|
Langeler
and Waite are United States citizens. OVP VI and OVP EF VI are
limited partnerships organized under the laws of the State of
Delaware. OVMC VI is a limited liability company organized
under the laws of the State of
Delaware.
|
ITEM
2(D).
|
TITLE OF CLASS OF
SECURITIES
|
|
Common
Shares, $0.001 par value per share
|
ITEM
2(E)
|
CUSIP
NUMBER
|
|
20454K
10 4
|
ITEM
3.
|
Not
Applicable.
|
ITEM
4.
|
OWNERSHIP
|
|
(a)
|
Amount beneficially
owned:
|
|
See
Row 9 of cover page for each Reporting
Person.
|
|
(b)
|
Percent of
Class:
|
|
See
Row 11 of cover page for each Reporting
Person.
|
CUSIP
# 20454K104
|
Page 8
of 11
|
|
(c)
|
Number of shares as to
which such person has:
|
|
(i)
|
Sole power to vote or
to direct the vote:
|
|
See
Row 5 of cover page for each Reporting
Person.
|
|
(ii)
|
Shared power to vote
or to direct the vote:
|
|
(iii)
|
Sole power to dispose
or to direct the disposition
of:
|
|
(iv)
|
Shared power to
dispose or to direct the disposition
of:
|
|
See
Row 8 of cover page for each Reporting
Person.
|
ITEM
5.
|
OWNERSHIP OF FIVE
PERCENT OR LESS OF A CLASS
|
|
Not
applicable.
|
ITEM
6.
|
OWNERSHIP OF MORE THAN
FIVE PERCENT ON BEHALF OF ANOTHER
PERSON.
|
|
Under
certain circumstances set forth in the limited partnership agreements of
OVP VI and OVP EF VI, and the limited liability company agreement of OVMC
VI, the partners or members, as applicable, of each such entity may be
deemed to have the right to receive dividends from, or the proceeds of
sale from, the shares of the Issuer owned by each such entity of which
they are a partner or member, as
applicable.
|
ITEM
7.
|
IDENTIFICATION AND
CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING
REPORTED ON BY THE PARENT HOLDING
COMPANY
|
|
Not
applicable.
|
ITEM
8.
|
IDENTIFICATION AND
CLASSIFICATION OF MEMBERS OF THE
GROUP.
|
|
Not
applicable.
|
ITEM
9.
|
NOTICE OF DISSOLUTION
OF GROUP.
|
|
Not
applicable.
|
ITEM
10.
|
CERTIFICATION.
|
|
Not
applicable.
|
CUSIP
# 20454K104
|
Page 9
of 11
|
OVP VENTURE PARTNERS VI, L.P. | |||
|
By:
|
OVMC VI, L.L.C. | |
By: | /s/ Charles P. Waite, Jr. | ||
Managing Member |
OVP VI ENTREPRENEURS FUND, L.P. | |||
|
By:
|
OVMC VI, L.L.C. | |
By: | /s/ Charles P. Waite, Jr. | ||
Managing Member |
OVMC VI, L.L.C. | |||
By: | /s/ Charles P. Waite, Jr. | ||
Managing Member |
GERARD H. LANGELER | |||
By: | /s/ Gerard H. Langeler | ||
Gerard H. Langeler |
CHARLES P. WAITE, JR. | |||
By: | /s/ Charles P. Waite, Jr. | ||
Charles P. Waite, Jr. |
CUSIP
# 20454K104
|
Page 10
of 11
|
Found
on Sequentially
|
|
Exhibit
|
Numbered
Page
|
Exhibit
A: Agreement of Joint Filing
|
11
|
CUSIP
# 20454K104
|
Page 11
of 11
|
OVP VENTURE PARTNERS VI, L.P. | |||
|
By:
|
OVMC VI, L.L.C. | |
By: | /s/ Charles P. Waite, Jr. | ||
Managing Member |
OVP VI ENTREPRENEURS FUND, L.P. | |||
|
By:
|
OVMC VI, L.L.C. | |
By: | /s/ Charles P. Waite, Jr. | ||
Managing Member |
OVMC VI, L.L.C. | |||
By: | /s/ Charles P. Waite, Jr. | ||
Managing Member |
GERARD H. LANGELER | |||
By: | /s/ Gerard H. Langeler | ||
Gerard H. Langeler |
CHARLES P. WAITE, JR. | |||
By: | /s/ Charles P. Waite, Jr. | ||
Charles P. Waite, Jr. |