Edgar Filing: Knowles Corp

KNOWLES CORPORATION

Date: June 28, 2018

/s/ Thomas G. Jackson

Thomas G. Jackson

Senior Vice President, General Counsel & Secretary

Form 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 22, 2018

Knowles Corporation

(Exact name of registrant as specified in its charter)

Delaware

001-36102

90-1002689

(State or other jurisdiction

of incorporation)

(Commission

File Number)

(IRS Employer

Identification No.)

1151 Maplewood Drive,

Itasca, Illinois

60143

(Address of principal executive offices)

(Zip Code)

Registrant’s telephone number, including area code: (630) 250-5100

Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.02.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

(c) On June 22, 2018, Knowles Corporation (the “Company”) announced that Air A. Bastarrica, Jr. would succeed Bryan Mittelman as Controller of the Company effective July 6, 2018. As previously reported on a Form 8-K on June 19, 2018, Mr. Mittelman is resigning, effective July 6, 2018, to pursue other opportunities.

Mr. Bastarrica has been with the Company since 2012 and has held numerous financial leadership roles including Director, Finance-Performance Audio (MCE and HHT) (2016-2018), Director, Finance-Hearing Health Technologies (2015-2016), and Manager, Corporate Financial Planning and Analysis (2012-2015). Previously, Mr. Bastarrica held several financial positions at Navistar Inc. from 2000 to 2012 in Brazil and the United States. Mr. Bastarrica holds a Bachelor of Science degree in Accounting from Brazil’s Federal University of Rio Grande do Sul and received a Masters of Business Administration from Northern Illinois University.

There are no material arrangements or understandings between Mr. Bastarrica and any other person pursuant to which he was appointed as Controller of the Company. Mr. Bastarrica does not have any family relationship with any director or officer of the Company or any person nominated or chosen by the Company to become a director or executive officer, and there are no transactions in which Mr. Bastarrica has an interest requiring disclosure under Item 404(a) of Regulation S-K.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.