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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SAGANSKY JEFFREY 6100 CENTER DRIVE SUITE 1020 LOS ANGELES, CA 90045 |
X |
/s/ Colleen A. Brooks, Attorney-in-Fact | 06/11/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This transaction was executed in multiple trades at prices ranging from $2.37 to $2.38. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range. |
(2) | This Form 4/A amends the Form 4 previously filed for the Reporting Person on June 5, 2018 (the "Original Form 4"). In footnote 2 of the Original Form 4, the aggregate number of shares beneficially owned by the Reporting Person reported in Column 5 reflected a reduction of 32,451 shares to correct a previously identified calculation error. However, the figure included in Column 5 of the Original Form 4 incorrectly omitted 31,152 unvested restricted stock units and the shares underlying such units which should have been reported as beneficially owned by the Reporting Person. The figure reported in Column 5 of this Form 4/A corrects the error contained in the Original Form 4 by increasing the aggregate number of shares beneficially owned by the Reporting Person by 31,152. (cont'd in FN 3) |
(3) | (cont'd from FN 2) After giving effect to this Form 4/A, the Original Form 4 reflects a reduction in the aggregate number of shares reported as beneficially owned by the Reporting Person by 1,299 (which represents shares the Reporting Person donated to a third party in a transaction reported in a Form 4 filed on May 1, 2015), but the amount of securities beneficially owned by the Reporting Person had not been updated to reflect this donation. |