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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 15.5 | 10/07/2003 | 10/07/2012 | Common Stock | 83,600 | 83,600 | D | ||||||||
Employee Stock Option (Right to Buy) | $ 27.75 | 10/06/2004(3) | 10/06/2013 | Common Stock | 87,600 | 87,600 | D | ||||||||
Employee Stock Option (Right to Buy) | $ 43.9 | 11/08/2005(4) | 11/08/2014 | Common Stock | 79,267 | 79,267 | D | ||||||||
Employee Stock Option (Right to Buy) | $ 56.36 | 11/07/2006(5) | 11/07/2015 | Common Stock | 36,300 | 36,300 | D | ||||||||
Common Stock Share Equivalents | (6) | (7) | (8) | Common Stock | 5,648.13 | 5,648.13 | I | Nonqual. Savings Plan (9) | |||||||
Employee Stock Option (Right to Buy) | $ 60 | 12/06/2007 | 12/06/2016 | Common Stock | 100 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SWANN JOSEPH D 1201 SOUTH SECOND STREET MILWAUKEE, WI 53204 |
Sr. Vice President |
Karen A. Balistreri, Attorney-in-Fact for Joseph D. Swann | 05/14/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This report is being filed to indicate that the reporting person is no longer subject to Section 16 as of 1/31/2007 and the reported holdings reflect his ownership as of that date. |
(2) | Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date of the last ownership report for this person, based on information furnished by the Plan Administrator as of 1/31/2007. |
(3) | 57,600 shares are currently exercisable and 30,000 shares vest on 10/06/06. |
(4) | 25,933 shares are currently exercisable, 26,666 shares vest on 11/08/06 and 26,667 shares vest on 11/08/07. |
(5) | The option vests in three substantially equal annual installments beginning on the date exercisable. |
(6) | Each unit is the economic equivalent of one share of Company common stock. |
(7) | The share equivalents are payable in cash upon retirement or after termination of employment. |
(8) | The share equivalents are payable in cash upon retirement or after termination of employment. |
(9) | Includes share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the date of the last ownership report for this person, based on information furnished by the Plan Administrator as of 1/31/2007. The number of share equivalents represented by a prior balance plus additions due to variances in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the plan. |