Ownership Submission
FORM 3
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
  Goris Patrick P.
2. Date of Event Requiring Statement (Month/Day/Year)
02/07/2017
3. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION INC [ROK]
(Last)
(First)
(Middle)
1201 SOUTH SECOND STREET
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
Sr. VP and CFO
5. If Amendment, Date Original Filed(Month/Day/Year)
(Street)

MILWAUKEE, WI 53204
6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 4,188.96 (1)
D
 
Common Stock 1,405.3193
I
By Savings Plan

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. SEC 1473 (7-02)
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(Month/Day/Year)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock Share Equivalents   (3)   (3) Common Stock 326.8836 $ (2) I Nonqualified savings plan
Employee Stock Option (Right to Buy) 12/01/2012(4) 12/01/2021 Common Stock 4,900 $ 74.14 D  
Employee Stock Option (Right to Buy) 12/06/2013(4) 12/06/2022 Common Stock 3,400 $ 80.11 D  
Employee Stock Option (Right to Buy) 12/04/2014(4) 12/04/2023 Common Stock 2,600 $ 108.89 D  
Employee Stock Option (Right to Buy) 12/02/2015(4) 12/02/2024 Common Stock 3,300 $ 115.69 D  
Employee Stock Option (Right to Buy) 12/03/2016(4) 12/03/2025 Common Stock 3,700 $ 104.08 D  
Employee Stock Option (Right to Buy) 12/06/2017(4) 12/06/2026 Common Stock 3,100 $ 136.4 D  

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Goris Patrick P.
1201 SOUTH SECOND STREET
MILWAUKEE, WI 53204
      Sr. VP and CFO  

Signatures

Karen A. Balistreri, Attorney-in-fact for Patrick P. Goris 02/08/2017
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Includes 630 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
(2) Each unit is the economic equivalent of one share of Company common stock.
(3) The share equivalents are payable in cash upon retirement or after termination of employment.
(4) The option vests in three substantially equal annual installments beginning on the date exercisable.

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