UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Zheng Nanyan PLATENO GROUP PLAZA, 300 XINJIAOXI ROAD HAIZU DISTRICT GUANGZHOU, F4 510310 |
 X |  X |  |  |
Ahwanova Ltd PLATENO GROUP PLAZA, 300 XINJIAOXI ROAD HAIZU DISTRICT GUANGZHOU, F4 510310 |
 |  X |  |  |
Wisdom Sail Ltd PLATENO GROUP PLAZA, 300 XINJIAOXI ROAD HAIZU DISTRICT GUANGZHOU, F4 510310 |
 |  X |  |  |
Audrey & Aaron Holdings Ltd PLATENO GROUP PLAZA, 300 XINJIAOXI ROAD HAIZU DISTRICT GUANGZHOU, F4 510310 |
 |  X |  |  |
/s/ Nanyan Zheng | 05/22/2018 | |
**Signature of Reporting Person | Date | |
/s/ Nanyan Zheng, Director, on behalf of Ahwanova Limited | 05/22/2018 | |
**Signature of Reporting Person | Date | |
/s/ Nanyan Zheng, Director, on behalf of Wisdom Sail Limited | 05/22/2018 | |
**Signature of Reporting Person | Date | |
/s/ Nanyan Zheng, Director, on behalf of Audrey & Aaron Holdings Limited | 05/22/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This Form 3 is filed jointly by (a) Mr. Zheng, Nanyan ("Mr. Zheng"), (b) Ahwanova Limited ("Ahwanova"), (c) Wisdom Sail Limited ("Wisdom Sail") and (d) Audrey & Aaron Holdings Limited ("Audrey & Aaron Holdings," together with Mr. Zheng, Ahwanova, Wisdom Sail, collectively, the "Reporting Persons"). |
(2) | Ahwanova is the beneficial owner of the 2,651,261 shares of Common Stock it beneficially holds. Ahwanova is wholly-owned by Wisdom Sail, which in turn is wholly-owned by Audrey & Aaron Holdings, which, then, in turn, is wholly owned by Equity Trustee Limited as trustee of The Happy Family Trust. Mr. Zheng is the sole director of each of Ahwanova, Wisdom Sail and Audrey & Aaron Holdings, and is the sole settlor of The Happy Family Trust. The beneficiaries of The Happy Family Trust are Mr. Zheng, Mr. Zheng's wife (namely, Li, Sha), and Mr. Zheng's two children (namely, Zheng, Ruida and Zheng, Ruixi). Therefore, pursuant to Section 13(d) of the Act and the rules promulgated thereunder, Audrey & Aaron Holdings, Wisdom Sail, and Mr. Zheng may each be deemed to beneficially own the 2,651,261 shares of Common Stock held by Ahwanova. |