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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to buy) | $ 25.32 | (3) | 02/27/2024 | Common Stock | 12,166 | 12,166 | D | ||||||||
Stock Option (right to buy) (4) | $ 6.5 | (5) | 04/06/2020 | Common Stock | 23,917 | 23,917 | D | ||||||||
Stock Option (right to buy) | $ 10.03 | (6) | 12/16/2021 | Common Stock | 20,000 | 20,000 | D | ||||||||
Stock Option (right to buy) | $ 17.4 | (7) | 02/26/2023 | Common Stock | 9,068 | 9,068 | D | ||||||||
Stock Option (right to buy) | $ 22.76 | (8) | 09/03/2023 | Common Stock | 50,000 | 50,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Shaw Amanda Link 2202 NORTH WEST SHORE BOULEVARD SUITE 500 TAMPA, FL 33607 |
SVP-Technology & CAO |
Kelly Lefferts, as Attorney-in-Fact | 04/15/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted shares. |
(2) | Certain of these shares represent restricted stock issued under a Bloomin' Brands, Inc. stock plan and are subject to a risk of forfeiture. Of such shares, 5,000 continue to be subject to forfeiture under that plan as of the date of this filing. |
(3) | This stock option vests in four equal annual installments beginning on February 27, 2015. |
(4) | On April 6, 2010, the reporting person was granted a replacement stock option with an exercise price of $6.50 per share in exchange for an outstanding stock option with an exercise price of $10.00 per share. The original stock option was cancelled. Under the exchange program, the vested portion of the eligible stock options as of the grant date of the replacement stock options were exchanged for stock options that were fully vested. The unvested portion of the exchanged stock options were exchanged for unvested replacement stock options that vest and become exercisable over a period of time that is equal to the remaining vesting period of the exchanged stock options, plus one year, subject to the participant's continued employment through the new vesting date. |
(5) | This stock option is a replacement stock option and is fully vested. |
(6) | This stock option vests in five equal annual installments beginning on December 16, 2012. |
(7) | This stock option vests in four equal annual installments beginning on February 26, 2014. |
(8) | This stock option vests in four equal annual installments beginning on August 7, 2014. |