UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 5
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
[ ] Check box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
[ ] Form 3 Holdings Reported
[ ] Form 4 Transactions Reported
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1. Name and Address of Reporting Person*
O'Toole, Terence M.
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(Last) (First) (Middle)
c/o Goldman, Sachs & Co.
85 Broad Street
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(Street)
New York, New York 10004
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(City) (State) (Zip)
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2. Issuer Name and Ticker or Trading Symbol
VoiceStream Wireless Corporation
(VSTR)
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3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary)
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4. Statement for Month/Year
FYE December 31, 2000
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5. If Amendment, Date of Original (Month/Year)
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6. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
[ X ] Director [ ] 10% Owner
[ ] Officer (give title below) [ ] Other (specify below)
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7. Individual or Joint/Group Reporting
(Check applicable line)
[ X ] Form Filed by One Reporting Person
[ ] Form Filed by More than One Reporting Person
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Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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| | | | | | |
| | | |5. |6. | |
| | |4. |Amount of |Owner- | |
| | |Securities Acquired (A) or |Securities |ship | |
| | |Disposed of (D) |Beneficially |Form: |7. |
| | |(Instr. 3, 4 and 5) |Owned at end |Direct |Nature of |
|2. | 3. |-------------------------------|of Issuer's |(D) or |Indirect |
1. |Transaction |Transaction | | (A) | |Fiscal Year |Indirect |Beneficial|
Title of Security |Date |Code | Amount | or | Price |(Instr. 3 |(I) |Ownership |
(Instr. 3) |(Month/Day/Year) |(Instr. 8) | | (D) | |and 4) |(Instr.4)|(Instr. 4)|
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| | | | | | | | |
Common Stock | | | | | |9,807,774(02)| I | 01,02 |
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| | | | | | | | |
Common Stock | | | | | 762 | I | 01,03 |
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Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
* If the form is filed by more than one Reporting Person, see Instruction
4(b)(v).
FORM 5 (continued)
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Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned |
(e.g., puts, calls, warrants, options, convertible securities) |
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| | | | | | | |9. |10. | |
| | | | | | | |Number |Owner-| |
| | | | | | | |of |ship | |
|2. | | | | | | |Deriv- |of | |
|Conver- | | | 5. | |7. | |ative |Deriv-|11. |
|sion | | | Number of | |Title and Amount | |Secur- |ative |Nature|
|or | | | Derivative |6. |of Underlying |8. |ities |Secur-|of |
|Exer- | |4. | Securities |Date |Securities |Price |Bene- |ity: |In- |
|cise |3. |Trans- | Acquired (A) |Exercisable and |(Instr. 3 and 4) |of |ficially|Direct|direct|
|Price |Trans- |action | or Disposed |Expiration Date |----------------------|Deriv- |Owned |(D) or|Bene- |
1. |of |action |Code | of (D) |(Month/Day/Year) | |Amount |ative |at End |In- |ficial|
Title of |Deriv- |Date |(Instr | (Instr. 3, |-----------------| |or |Secur- |of |direct|Owner-|
Derivative |ative |(Month/|8) | 4 and 5) |Date |Expira- | |Number |ity |Month |(I) |ship |
Security |Secur- |Day/ |------ | ------------ |Exer- |tion | |of |(Instr. |(Instr. |(Instr|(Instr|
(Instr. 3) |ity |Year) |Code |V| (A) | (D) |cisable |Date |Title |Shares |5) |4) |4) |4) |
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Omnipoint Corp.| | | | | | | | | | | | | | |
7% Cumulative | | | | | | | | | | | | | | |
Convertible | | | | | | | | | | | | | | |
Preferred Stock| 04 | | | | | | Immed.|N/A |Common Stock | 186 | | 140 |01,05 |01,05 |
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Stock Option | | | | | | | | | | | | | | |
(right to buy) |$112.6875| | | | | | 06 |1/14/10 |Common Stock | 1,000 | | 1,000 |01,06 |01,06 |
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Stock Option | | | | | | | | | | | | | | |
(right to buy) | $11.32 | | | | | | 07 |12/31/09|Common Stock | 939 | | 939 |01,07 |01,07 |
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Stock Option | | | | | | | | | | | | | | |
(right to buy) | $9.25 | | | | | | Immed.|1/1/08 |Common Stock | 250 | | 250 |01,08 |01,08 |
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Stock Option | | | | | | | | | | | | | | |
(right to buy) | $9.25 | | | | | | 09 |1/1/08 |Common Stock | 704 | | 704 |01,09 |01,09 |
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Explanation of Responses:
01: The Reporting Person is a managing director of Goldman, Sachs & Co.
("Goldman Sachs"). Goldman Sachs is an indirect wholly-owned subsidiary of The
Goldman Sachs Group, Inc. ("GS Group"). The Reporting Person disclaims
beneficial ownership of the securities reported herein except to the extent of
his pecuniary interest therein, if any.
02: Includes an exempt acquisition of 600 shares of Common Stock in connection
with a basket transaction.
Goldman Sachs may be deemed to own beneficially and directly and GS Group may be
deemed to own beneficially and indirectly 8,745 shares of Common Stock. GS Group
may be deemed to own beneficially and directly 68,821 shares of Common Stock.
Goldman Sachs and GS Group may be deemed to own beneficially and indirectly in
the aggregate 9,730,208 shares of Common Stock through certain investment
partnerships (the "Limited Partnerships") of which affiliates of Goldman Sachs
and GS Group are the general partner or managing general partner. Goldman Sachs
is the investment manager of one of the Limited Partnerships.
03: The securities reported herein may be deemed to be beneficially owned
directly by The Hull Group, L.L.C. ("Hull"). Hull is a wholly-owned subsidiary
of GS Group.
04: Each share of Omnipoint Corp. 7% Cumulative Convertible Preferred Stock
("Omnipoint Convertible Stock") converts into 1.3257 shares of VoiceStream
Wireless Corporation Common Stock and $12.8552 in cash, at any time, at the
option of the holder.
05: Goldman Sachs may be deemed to own beneficially and directly and GS Group
may be deemed to own beneficially and indirectly 140 shares of Omnipoint
Convertible Stock.
06: These options were granted pursuant to the VoiceStream Wireless Corporation
2000 Management Incentive Stock Option Plan to the Reporting Person. The
Reporting Person has an understanding with GS Group pursuant to which he holds
the stock options for the benefit of GS Group. The options are exercisable in
four equal annual installments, beginning January 14, 2001.
07: These options were granted pursuant to the VoiceStream Wireless Corporation
2000 Management Incentive Stock Option Plan to the Reporting Person. The
Reporting Person has an understanding with GS Group pursuant to which he holds
the stock options for the benefit of GS Group. The options are exercisable in
four equal annual installments, beginning January 1, 2000.
08: These options were granted pursuant to the VoiceStream Wireless Corporation
2000 Management Incentive Stock Option Plan to the Reporting Person. The
Reporting Person has an understanding with GS Group pursuant to which he holds
the stock options for the benefit of GS Group.
09: These options were granted pursuant to the VoiceStream Wireless Corporation
2000 Management Incentive Stock Option Plan to the Reporting Person. The
Reporting Person has an understanding with GS Group pursuant to which he holds
the stock options for the benefit of GS Group. These options vest in three equal
annual installments, beginning January 1, 2000.
By: s/ Roger S. Begelman February 14, 2001
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**Signature of Reporting Person Date
Attorney-in-fact
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
Alternatively, this Form is permitted to be submitted to the Commission in
electronic format at the option of the Reporting Person pursuant to Rule
101(b)(4) of Regulation S-T.