1.
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Name of Reporting Persons
Estate of Alyn R. Holt |
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2.
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Check the appropriate box if a member of a group (see instructions)
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(a) ý
(b) ☐
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3.
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SEC use only
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4.
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Source of Funds (see instructions)
PF |
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5.
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Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
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☐
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6.
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Citizen or Place of Organization
U.S.A. |
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Number of Shares Beneficially Owned By Each Reporting Person With |
7.
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Sole Voting Power
-0- |
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8.
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Shared Voting Power
-0- |
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9.
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Sole Dispositive Power
-0- |
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10.
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Shared Dispositive Power
-0- |
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11.
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Aggregate Amount Beneficially Owned by Each Reporting Person
-0- |
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12.
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Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions)
☐ |
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13.
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Percent of Class Represented by amount in Row (11)
0.0% |
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14.
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Type of Reporting Person*
IN |
1.
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Name of Reporting Persons
Connie Holt GST Exempt Residuary Trust u/a dated 12/10/14 |
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2.
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Check the appropriate box if a member of a group (see instructions)
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(a) ý
(b) ☐
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3.
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SEC use only
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4.
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Source of Funds (see instructions)
OO |
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5.
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Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e) ☐
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☐
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6.
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Citizen or Place of Organization
New Jersey |
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Number of Shares Beneficially Owned By Each Reporting Person With |
7.
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Sole Voting Power
-0- |
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8.
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Shared Voting Power
-0- |
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9.
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Sole Dispositive Power
-0- |
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10.
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Shared Dispositive Power
-0- |
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11.
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Aggregate Amount Beneficially Owned by Each Reporting Person
-0- |
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12.
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Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions)
☐ |
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13.
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Percent of Class Represented by amount in Row (11)
0.0% |
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14.
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Type of Reporting Person*
OO |
1.
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Name of Reporting Persons
Kristen Holt Thompson |
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2.
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Check the appropriate box if a member of a group (see instructions)
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(a) ý
(b) ☐
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3.
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SEC use only
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4.
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Source of Funds (see instructions)
OO |
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5.
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Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
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☐
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6.
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Citizen or Place of Organization
U.S.A. |
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Number of Shares Beneficially Owned By Each Reporting Person With |
7.
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Sole Voting Power
-0- |
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8.
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Shared Voting Power
115,000 |
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9.
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Sole Dispositive Power
-0- |
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10.
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Shared Dispositive Power
115,000 |
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11.
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Aggregate Amount Beneficially Owned by Each Reporting Person
115,000 |
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12.
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Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions)
☐ |
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13.
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Percent of Class Represented by amount in Row (11)
1.1% |
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14.
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Type of Reporting Person*
IN |
1.
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Name of Reporting Persons
Holt Charitable Remainder Unitrust u/a Dated 5/22/00 |
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2.
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Check the appropriate box if a member of a group (see instructions)
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(a) ý
(b) ☐
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3.
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SEC use only
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4.
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Source of Funds (see instructions)
OO |
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5.
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Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
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☐
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6.
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Citizen or Place of Organization
New Jersey |
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Number of Shares Beneficially Owned By Each Reporting Person With |
7.
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Sole Voting Power
-0- |
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8.
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Shared Voting Power
115,000 |
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9.
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Sole Dispositive Power
-0- |
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10.
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Shared Dispositive Power
115,000 |
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11.
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Aggregate Amount Beneficially Owned by Each Reporting Person
115,000 |
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12.
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Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions)
☐ |
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13.
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Percent of Class Represented by amount in Row (11)
1.1% |
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14.
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Type of Reporting Person*
OO |
1.
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Name of Reporting Persons
Alyn R. Holt Trust fbo Kristen Holt Thompson u/a Dated 4/14/03 |
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2.
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Check the appropriate box if a member of a group (see instructions)
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(a) ý
(b) ☐
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3.
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SEC use only
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4.
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Source of Funds (see instructions)
OO |
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5.
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Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)
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☐
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6.
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Citizen or Place of Organization
New Jersey |
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Number of Shares Beneficially Owned By Each Reporting Person With |
7.
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Sole Voting Power
-0- |
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8.
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Shared Voting Power
-0- |
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9.
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Sole Dispositive Power
-0- |
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10.
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Shared Dispositive Power
-0- |
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11.
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Aggregate Amount Beneficially Owned by Each Reporting Person
-0- |
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12.
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Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (see instructions)
☐ |
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13.
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Percent of Class Represented by amount in Row (11)
0.0% |
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14.
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Type of Reporting Person*
OO |
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Item 5.
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Interest in Securities of the Issuer.
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a.
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See Items 11 and 13 on the cover page.
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b.
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See Items 7 through 10 on the cover page.
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c.
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See Annex A.
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d.
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No person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the securities reported on herein, other than the direct owner of such shares.
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e.
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On October 20, 2017, Kristen Holt Thompson ceased to be the beneficial owner of more than five percent of the inTEST Corporation’s Common Stock.
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By:
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/s/ David A. Sirignano*
Kristen Holt Thompson, Executor Estate of Alyn R. Holt
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By:
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/s/ David A. Sirignano*
Kristen Holt Thompson, Trustee Holt Charitable Remainder Unitrust u/a Dated 5/22/00 |
By:
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/s/ David A. Sirignano*
Kristen Holt Thompson |
By:
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/s/ David A. Sirignano*
Kristen Holt Thompson, Trustee Alyn R. Holt Trust fbo Kristen Holt Thompson u/a Dated 4/14/03 |
By:
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/s/ David A. Sirignano*
Kristen Holt Thompson, Trustee Connie Holt GST Exempt Residuary Trust u/a Dated 12/10/14 * Pursuant to Power of Attorney filed as Exhibit 99.1 to the Schedule13D/A, filed on June 19, 2017.
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Transaction Date
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Shares Acquired
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Shares Disposed
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Price Per Share
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Description of Transaction
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July 14, 2017
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0
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13,534
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$6.8899
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Open market sale of shares of Common stock held by the Estate of Alyn R. Holt
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October 12, 2017
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0
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43,847
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$9.8448
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Open market sale of shares of Common stock held by the Estate of Alyn R. Holt
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October 13, 2017
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0
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86,524
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$9.7940
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Open market sale of shares of Common stock held by the Estate of Alyn R. Holt
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October 16, 2017
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0
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136,200
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$9.7231
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Open market sale of shares of Common stock held by the Estate of Alyn R. Holt
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October 17, 2017
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0
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67,672
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$9.7057
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Open market sale of shares of Common stock held by the Estate of Alyn R. Holt
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October 18, 2017
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0
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14,953
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$9.7000
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Open market sale of shares of Common stock held by the Estate of Alyn R. Holt
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October 19, 2017
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0
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481
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$9.7000
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Open market sale of shares of Common stock held by the Estate of Alyn R. Holt
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October 20, 2017
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0
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90,061
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$9.1427
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Open market sale of shares of Common stock held by the Estate of Alyn R. Holt
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October 23, 2017
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0
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14,505
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$9.1918
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Open market sale of shares of Common stock held by the Estate of Alyn R. Holt
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October 23, 2017
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0
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73,377
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$9.1078
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Open market sale of shares of Common stock held by Alyn R. Holt Trust fbo Kristen Holt Thompson u/a Dated 4/14/03
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October 24, 2017
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0
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30,372
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$8.8466
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Open market sale of shares of Common stock held by Alyn R. Holt Trust fbo Kristen Holt Thompson u/a Dated 4/14/03
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October 25, 2017
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0
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114,816
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$8.6056
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Open market sale of shares of Common stock held by Alyn R. Holt Trust fbo Kristen Holt Thompson u/a Dated 4/14/03
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October 26, 2017
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0
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41,435
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$8.6577
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Open market sale of shares of Common stock held by Alyn R. Holt Trust fbo Kristen Holt Thompson u/a Dated 4/14/03
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October 30, 2017
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0
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24,223
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$8.6908
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Open market sale of shares of Connie Holt GST Exempt Residuary Trust u/a dated 12/10/14
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October 31, 2017
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0
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81,767
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$8.6161
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Open market sale of shares of Connie Holt GST Exempt Residuary Trust u/a dated 12/10/14
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November 1, 2017
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0
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9,789
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$8.6000
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Open market sale of shares of Connie Holt GST Exempt Residuary Trust u/a dated 12/10/14
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November 2, 2017
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0
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100
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$8.6000
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Open market sale of shares of Connie Holt GST Exempt Residuary Trust u/a dated 12/10/14
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November 6, 2017
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0
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12,152
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$8.2029
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Open market sale of shares of Connie Holt GST Exempt Residuary Trust u/a dated 12/10/14
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November 7, 2017
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0
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22,396
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$8.4651
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Open market sale of shares of Connie Holt GST Exempt Residuary Trust u/a dated 12/10/14
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