Edgar Filing: VOLTOLINA FRANK A

Ownership Submission

FORM 4

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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(Print or Type Responses)

1. Name and Address of Reporting Person ^*

VOLTOLINA FRANK A

2. Issuer Name and Ticker or Trading Symbol
JOHNSON CONTROLS INC [JCI]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

_____ Director	_____ 10% Owner
__X__ Officer (give title below)	_____ Other (specify below)
Vice President and Treasurer

(Last)

(First)

(Middle)

5757 N. GREEN BAY AVENUE, P.O. BOX 591

3. Date of Earliest Transaction (Month/Day/Year)
10/05/2012

(Street)

MILWAUKEE, WI 53201-0591

4. If Amendment, Date Original Filed(Month/Day/Year)

6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

(City)

(State)

(Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock								50,208.581 ⁽¹⁾	D
Common Stock								6,885.255 ⁽²⁾	I	By 401(k) Plan Trust

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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security
(Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date (Month/Day/Year)

3A. Deemed Execution Date, if any (Month/Day/Year)

4. Transaction Code
(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)

6. Date Exercisable and Expiration Date
(Month/Day/Year)

7. Title and Amount of Underlying Securities
(Instr. 3 and 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Employee Stock Option (Right to Buy)

$ 27.85

10/05/2012

18,600

10/05/2014⁽³⁾

10/05/2022

Common Stock

18,600

$ 0

18,600

Phantom Stock Units - Restricted Stock Grant

⁽⁴⁾

10/05/2012

6,200

10/05/2014⁽⁵⁾

10/05/2016⁽⁵⁾

Common Stock

6,200

$ 0

35,680.574 ⁽⁶⁾

Phantom Stock Units - Long-Term Incentive Plan

⁽⁴⁾

⁽⁷⁾

Common Stock

5,504.716

5,504.716 ⁽⁸⁾

Phantom Stock Units - Retirement Restoration Plan

⁽⁴⁾

⁽⁹⁾

Common Stock

12,469.876

12,469.876 ⁽¹⁰⁾

Employee Stock Option (Right to Buy)

$ 20.5633

11/17/2006

11/17/2014

Common Stock

24,000

Employee Stock Option (Right to Buy)

$ 22.5617

11/16/2007

11/16/2015

Common Stock

60,000

Employee Stock Option (Right to Buy)

$ 23.965

10/02/2008

10/02/2016

Common Stock

48,000

Employee Stock Option (Right to Buy)

$ 40.21

10/01/2009

10/01/2017

Common Stock

36,000

Employee Stock Option (Right to Buy)

$ 28.79

10/01/2010

10/01/2018

Common Stock

48,000

Employee Stock Option (Right to Buy)

$ 24.87

10/01/2011

10/01/2019

Common Stock

48,000

Employee Stock Option (Right to Buy)

$ 30.54

10/01/2012⁽³⁾

10/01/2020

Common Stock

35,000

Employee Stock Option (Right to Buy)

$ 28.54

10/07/2013⁽³⁾

10/07/2021

Common Stock

32,500

Reporting Owners

Reporting Owner Name / Address	Relationships
Reporting Owner Name / Address	Director	10% Owner	Officer	Other
VOLTOLINA FRANK A 5757 N. GREEN BAY AVENUE P.O. BOX 591 MILWAUKEE, WI 53201-0591			Vice President and Treasurer

Signatures

Angela M. Blair, Attorney-in-fact for Frank A. Voltolina		10/10/2012
^**Signature of Reporting Person		Date

Explanation of Responses:

*	If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**	Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1)	Includes 970.939 shares acquired through the reinvestment of dividends on January 3, April 3, July 3 and October 2, 2012, at prices ranging from $27.38 to $32.78 per share.
(2)	The number of underlying securities is based on the stock fund balance on October 2, 2012. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on an October 2, 2012, stock fund price of $27.55 per share.
(3)	Fifty percent of the options vest after two years and the remaining 50% vests after three years.
(4)	Each share of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
(5)	The restricted stock units accrue under the Johnson Controls Restricted Stock Plan. The balance includes phantom stock and dividend equivalent units that settle 100% in cash and relate to restricted stock awards.
(6)	Includes 920.029 phantom stock units acquired through the reinvestment of dividends on January 3, April 3, July 3 and October 2, 2012, at prices ranging from $27.55 to $32.60 per phantom stock unit.
(7)	The phantom stock units were accrued under the Johnson Controls Long Term Incentive Plan and are to be settled 100% in cash upon the reporting person's termination of employment with the company.
(8)	Includes 130.762 phantom stock units acquired through the reinvestment of dividends on January 3, April 3, July 3 and October 2, 2012, at prices ranging from $27.55 to $32.60 per phantom stock unit.
(9)	The phantom stock units were accrued under the Johnson Controls Retirement Restoration Plan and are to be settled 100% in cash upon the reporting person's termination of employment with the company.
(10)	Includes 296.217 phantom stock units acquired through the reinvestment of dividends on January 3, April 3, July 3 and October 2, 2012, at prices ranging from $27.55 to $32.60 per phantom stock unit.

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