UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Cristal Inorganic Chemicals Netherlands Cooperatief W.A. WORLD TRADE CENTER TOWER C, 15TH FLOOR STRAWINSKYLAAN 1543 1077 XX AMSTERDAM, P7 |
 |  |  | Director by Deputization* |
National Titanium Dioxide Co Ltd SARI STREET, AL RABWAH DISTRICT 4284 JEDDAH, T0 23446-6762 |
 |  |  |  |
National Industrialization Co Ltd. BUSINESS GATE, BLDG. C3 AIRPORT ROAD, P.O. BOX 26707 RIYADH, T0 11496 |
 |  |  |  |
Cristal Inorganic Chemicals Netherlands Cooperatief W.A., By: /s/ Moazzam A. Khan, Director | 04/19/2019 | |
**Signature of Reporting Person | Date | |
National Titanium Dioxide Co. Ltd., By: /s/ Dr. Talal Al-Shair, Chairman of the Board | 04/19/2019 | |
**Signature of Reporting Person | Date | |
National Industrialization Company, By: /s/ Mutlaq H. Al-Morished, Chief Executive Officer | 04/19/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Ordinary Shares are beneficially owned directly by Cristal Inorganic Chemicals Netherlands Cooperatief W.A. ("CIC Coop") through its ownership of depositary receipts issued by Computershare Trust Company, N.A. and held on CIC Coop's behalf by GTU Ops Inc., in its capacity as custodian and nominee of CIC Coop. National Titanium Dioxide Co. Ltd. ("Cristal") is the sole member of CIC Coop. National Industrialization Company ("TASNEE") is a seventy-nine percent (79%) shareholder of Cristal. As such, each of the reporting persons may be deemed to beneficially own the shares of the Issuer owned directly by CIC Coop. |
(2) | Each reporting person disclaims beneficial ownership of such shares, and this report may not be deemed an admission either the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein. |
 Remarks: * CIC Coop has the right to appoint directors to the board and may be deemed to be a director by deputization. |