Schedule 13G

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No.     )*

 

 

 

Kopin Corporation

(Name of Issuer)

 

 

 

Common Stock

(Title of Class of Securities)

 

500600101

(CUSIP Number)

 

December 31, 2011

(Date of Event which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

x Rule 13d-1(c)

¨ Rule 13d-1(d)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. Beneficial ownership information contained herein is given as of the date listed above.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

(Continued on following pages(s))

CUSIP No. 500600101   Page 2 of 5

 

  1   

Names of Reporting Persons.

 

John C.C. Fan

  2  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨        (b)  ¨

 

  3  

SEC Use Only

 

  4  

Citizenship or Place of Organization.

 

    USA

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    5    

Sole Voting Power

 

    3,468,995* shares

   6   

Shared Voting Power

 

    None

   7   

Sole Dispositive Power

 

    3,468,995* shares

   8   

Shared Dispositive Power

 

    None

  9

  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    3,468,995* shares

10

  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

    Not Applicable

11

  

Percent of Class Represented by Amount in Row (9)

 

    5.087 %

12

  

Type of Reporting Person (See Instructions)

 

    IN

 

* Includes 800,000 shares issuable upon exercise of currently outstanding stock options.

SCHEDULE 13G

 

CUSIP No. 500600101   Page 3 of 5

 

Item 1  

(a)

    Name of Issuer      
     Kopin Corporation      
 

(b)

    Address of Issuer’s Principal Executive Offices      
     200 John Hancock Road, Taunton, MA 02780      
Item 2  

(a)

    Name of Person Filing      
     John C.C. Fan      
 

(b)

    Address of Principal Business Office or, if none, Residence      
     c/o Kopin Corporation, 200 John Hancock Road, Taunton, MA 02780      
 

(c)

    Citizenship      
     USA      
 

(d)

    Title of Class of Securities      
     Common Stock      
 

(e)

    CUSIP Number      
     500600101      
Item 3   If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
  (a)    ¨    Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
  (b)    ¨    Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
  (c)    ¨    Insurance Company as defined in Section 3(a)(19) of the Act;
  (d)    ¨    Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);
  (e)    ¨    An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
  (f)    ¨    An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
  (g)    ¨    A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
  (h)    ¨    A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
  (i)    ¨    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
  (j)    ¨    A non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J);
  (k)    ¨    Group, in accordance with §240.13d-1(b)(1)(ii)(K).
     If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:

CUSIP No. 500600101   Page 4 of 5

 

Item 4    Ownership:      
        
Item 4    (a)    Amount Beneficially Owned:      
      3,468,995*      
     

*  Includes 800,000 shares issuable upon exercise of currently outstanding stock options.

      
Item 4    (b)    Percent of Class:      
      5.087%      
Item 4    (c)    Number of shares as to which each such person has voting and dispositive power:      
      3,468,995*      
     

*  Includes 800,000 shares issuable upon exercise of currently outstanding stock options.

      
Item 5      

Ownershipof Five Percent or Less of a Class

      
      Not applicable.      
Item 6    Ownership of More than Five Percent on Behalf of Another Person      
   Not applicable.      
Item 7    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
   Not applicable.
Item 8    Identification and Classification of Members of the Group      
   Not applicable.      
Item 9    Notice of Dissolution of Group      
   Not applicable.      
Item 10    Certification      
  

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

      

CUSIP No. 500600101   Page 5 of 5

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 13, 2012

 

/s/ John C.C. Fan

John C.C. Fan