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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: 9/30/12
CHECK HERE IF AMENDMENT [_]; AMENDMENT NUMBER:
THIS AMENDMENT (CHECK ONLY ONE.): [_] IS A RESTATEMENT.
[_] ADDS NEW HOLDINGS ENTRIES
INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT:
NAME: Peapack Gladstone Financial Corp
ADDRESS: 500 Hills Drive Suite 300
P O Box 700
Bedminster, NJ 07921
13F FILE NUMBER: 001-16197
THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM
IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED
TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND
COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS
SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS FORM.
PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER:
NAME: Michael Pylypyshyn
TITLE: First VP & Senior Trust OPS Of
PHONE: (908)719-3306
SIGNATURE,PLACE,AND DATE OF SIGNING:
Michael Pylypyshyn Gladstone, NJ 9/30/12
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REPORT TYPE (CHECK ONLY ONE.):
[X] 13F HOLDINGS REPORT
[_] 13F NOTICE
[_] 13F COMBINATION REPORT
LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER:
NONE
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/5/12 AS OF 9/28/12 DEPT ID# 233 PAGE 1
SEC USE ONLY ___________
ITEM 6
INVEST AUTH ITEM 8
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES)
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE
A. COMMON STOCK
DOMESTIC COMMON STOCKS
----------------------
ABBOTT LABS 002824100 10739787 156648 X 154998 0 1650
ABBOTT LABS 002824100 3966333 57852 X 55422 1430 1000
ADOBE SYS INC 00724F101 3081195 94996 X 94196 0 800
ADOBE SYS INC 00724F101 1604138 49457 X 47657 0 1800
AIR PRODUCTS & CHEMICALS INC 009158106 6325310 76485 X 75885 0 600
AIR PRODUCTS & CHEMICALS INC 009158106 2635980 31874 X 30279 1080 515
ALEXION PHARMACEUTICALS INC 015351109 212212 1855 X 1855 0 0
ALTERA CORP 021441100 109650 3225 X 2525 0 700
ALTERA CORP 021441100 158270 4655 X 3655 0 1000
ALTRIA GROUP INC 02209S103 237837 7123 X 7123 0 0
ALTRIA GROUP INC 02209S103 84143 2520 X 2520 0 0
AMAZON.COM INC 023135106 303404 1193 X 1193 0 0
AMERICAN ELEC PWR INC 025537101 278052 6328 X 6328 0 0
AMERICAN ELEC PWR INC 025537101 209506 4768 X 4768 0 0
AMERICAN EXPRESS CO 025816109 488427 8590 X 8590 0 0
AMERICAN EXPRESS CO 025816109 364757 6415 X 6415 0 0
AMGEN INC 031162100 1617441 19189 X 18589 0 600
AMGEN INC 031162100 413864 4910 X 4410 500 0
ANADARKO PETROLEUM CORPORATION 032511107 225492 3225 X 3225 0 0
ANADARKO PETROLEUM CORPORATION 032511107 627182 8970 X 8970 0 0
APPLE INC 037833100 6750435 10119 X 9869 0 250
APPLE INC 037833100 3315512 4970 X 3370 1600 0
ASHLAND INC 044209104 585688 8180 X 8180 0 0
ASHLAND INC 044209104 143701 2007 X 2007 0 0
ASTEX PHARMACEUTICALS INC 04624B103 154000 50000 X 50000 0 0
AT&T INC 00206R102 7187580 190652 X 187278 0 3374
AT&T INC 00206R102 3949527 104762 X 75829 27252 1681
AUTOMATIC DATA PROCESSING INC 053015103 5764987 98278 X 97613 0 665
AUTOMATIC DATA PROCESSING INC 053015103 2660290 45351 X 42756 1795 800
BANK OF AMERICA CORP 060505104 362251 41025 X 38675 0 2350
BANK OF AMERICA CORP 060505104 213306 24157 X 23507 0 650
BARD CR INC 067383109 355810 3400 X 3400 0 0
BAXTER INTL INC 071813109 292249 4849 X 4849 0 0
BAXTER INTL INC 071813109 104870 1740 X 1740 0 0
BECTON DICKINSON 075887109 906975 11545 X 11295 0 250
BECTON DICKINSON 075887109 966288 12300 X 11800 0 500
BERKSHIRE HATHAWAY INC CLASS A 084670108 265400 2 X 2 0 0
BERKSHIRE HATHAWAY INC-CL B 084670702 923366 10469 X 9948 0 521
BERKSHIRE HATHAWAY INC-CL B 084670702 264600 3000 X 3000 0 0
BIOGEN IDEC INC 09062X103 544467 3649 X 3649 0 0
BLACKROCK INC CL A 09247X101 4633304 25986 X 25811 0 175
BLACKROCK INC CL A 09247X101 1968432 11040 X 6590 4450 0
BOEING CO 097023105 297240 4271 X 3471 0 800
BOEING CO 097023105 83514 1200 X 1200 0 0
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SUBTOTALS FOR THIS PAGE 76376772 1223230 1164442 38107 20681
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/5/12 AS OF 9/28/12 DEPT ID# 233 PAGE 2
SEC USE ONLY ___________
ITEM 6
INVEST AUTH ITEM 8
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES)
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE
A. COMMON STOCK
DOMESTIC COMMON STOCKS
----------------------
BRISTOL MYERS SQUIBB CO 110122108 1844606 54655 X 54655 0 0
BRISTOL MYERS SQUIBB CO 110122108 1340044 39705 X 39465 240 0
BUCKEYE PARTNERS LP 118230101 774716 16150 X 16150 0 0
BUCKEYE PARTNERS LP 118230101 486896 10150 X 8625 1125 400
CATERPILLAR INC 149123101 2316627 26925 X 26925 0 0
CATERPILLAR INC 149123101 2005678 23311 X 18811 4500 0
CBS CORPORATION CLASS B 124857202 1417415 39015 X 38890 0 125
CBS CORPORATION CLASS B 124857202 664294 18285 X 8285 10000 0
CELGENE CORP 151020104 249064 3260 X 3260 0 0
CENTER BANCORP INC 151408101 187323 15715 X 15715 0 0
CENTER BANCORP INC 151408101 35760 3000 X 3000 0 0
CHEVRON CORPORATION 166764100 17181527 147405 X 146522 0 883
CHEVRON CORPORATION 166764100 8177500 70157 X 60397 8690 1070
CHUBB CORP 171232101 3610104 47327 X 47132 0 195
CHUBB CORP 171232101 2619837 34345 X 32040 455 1850
CHURCH & DWIGHT INC 171340102 210831 3905 X 3655 0 250
CHURCH & DWIGHT INC 171340102 75586 1400 X 0 700 700
CISCO SYSTEMS INC 17275R102 1190325 62337 X 61687 0 650
CISCO SYSTEMS INC 17275R102 1230768 64455 X 63555 0 900
CITRIX SYSTEMS INC 177376100 1382493 18065 X 17965 0 100
CITRIX SYSTEMS INC 177376100 351650 4595 X 4495 0 100
COCA COLA CO 191216100 2387694 62950 X 62950 0 0
COCA COLA CO 191216100 121376 3200 X 3200 0 0
COGNIZANT TECHNOLOGY SOLUTIONS CORP 192446102 125243 1792 X 1792 0 0
COGNIZANT TECHNOLOGY SOLUTIONS CORP 192446102 76320 1092 X 1092 0 0
COLGATE PALMOLIVE CO 194162103 3079787 28724 X 28276 0 448
COLGATE PALMOLIVE CO 194162103 880491 8212 X 7862 0 350
COMCAST CORP-CL A 20030N101 515371 14418 X 14268 0 150
COMCAST CORP-CL A 20030N101 118423 3313 X 3313 0 0
COMCAST CORP-SPECIAL CL A 20030N200 825206 23706 X 23706 0 0
CONOCOPHILLIPS 20825C104 1024494 17917 X 16062 0 1855
CONOCOPHILLIPS 20825C104 736021 12872 X 12872 0 0
CONSOLIDATED EDISON INC 209115104 921408 15385 X 14335 0 1050
CONSOLIDATED EDISON INC 209115104 25453 425 X 425 0 0
COSTCO WHOLESALE CORP NEW 22160K105 4262810 42560 X 42560 0 0
COSTCO WHOLESALE CORP NEW 22160K105 3831120 38250 X 37050 300 900
CSX CORP 126408103 217751 10494 X 9594 0 900
CSX CORP 126408103 124500 6000 X 6000 0 0
CUMMINS INC 231021106 542287 5881 X 5881 0 0
CUMMINS INC 231021106 313514 3400 X 3400 0 0
CVS CAREMARK CORP 126650100 1757791 36303 X 36114 0 189
CVS CAREMARK CORP 126650100 1372804 28352 X 21072 6000 1280
DANAHER CORP 235851102 4631552 83981 X 83981 0 0
DANAHER CORP 235851102 1779801 32272 X 31872 0 400
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SUBTOTALS FOR THIS PAGE 77024261 1185661 1138906 32010 14745
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/5/12 AS OF 9/28/12 DEPT ID# 233 PAGE 3
SEC USE ONLY ___________
ITEM 6
INVEST AUTH ITEM 8
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES)
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE
A. COMMON STOCK
DOMESTIC COMMON STOCKS
----------------------
DARDEN RESTAURANTS INC 237194105 311754 5592 X 5592 0 0
DARDEN RESTAURANTS INC 237194105 26481 475 X 475 0 0
DEERE & CO 244199105 1721561 20875 X 20875 0 0
DEERE & CO 244199105 700995 8500 X 8500 0 0
DEVON ENERGY CORPORATION 25179M103 1498283 24765 X 24325 0 440
DEVON ENERGY CORPORATION 25179M103 571725 9450 X 9450 0 0
DISNEY WALT CO NEW 254687106 8322401 159189 X 157639 0 1550
DISNEY WALT CO NEW 254687106 3753652 71799 X 68899 1075 1825
DOMINION RESOURCES INC 25746U109 2476057 46771 X 45371 0 1400
DOMINION RESOURCES INC 25746U109 1999438 37768 X 36766 0 1002
DOVER CORP 260003108 328087 5515 X 5515 0 0
DOVER CORP 260003108 118980 2000 X 2000 0 0
DOW CHEMICAL COMPANY 260543103 124043 4284 X 4284 0 0
DOW CHEMICAL COMPANY 260543103 253791 8765 X 8765 0 0
DU PONT E I DE NEMOURS & CO 263534109 8007408 159288 X 156863 0 2425
DU PONT E I DE NEMOURS & CO 263534109 3804936 75690 X 56015 19525 150
DUKE ENERGY CORP 26441C204 1004763 15508 X 15037 0 471
DUKE ENERGY CORP 26441C204 705822 10894 X 10250 0 644
ECOLAB INC 278865100 529498 8170 X 7870 0 300
ECOLAB INC 278865100 906886 13993 X 5493 8500 0
EMC CORP MASS 268648102 947605 34749 X 34749 0 0
EMC CORP MASS 268648102 778559 28550 X 13550 15000 0
EMERSON ELEC CO 291011104 1902321 39410 X 38930 0 480
EMERSON ELEC CO 291011104 1226830 25416 X 24296 1120 0
ENBRIDGE ENERGY PARTNERS LP 29250R106 557152 18925 X 18925 0 0
ENBRIDGE ENERGY PARTNERS LP 29250R106 245824 8350 X 8350 0 0
ENTERGY CORP 29364G103 174290 2515 X 2515 0 0
ENTERGY CORP 29364G103 207900 3000 X 3000 0 0
ENTERPRISE PRODS PARTNERS LP 293792107 372145 6943 X 6943 0 0
ENTERPRISE PRODS PARTNERS LP 293792107 53600 1000 X 700 0 300
EOG RES INC 26875P101 246622 2201 X 2201 0 0
EOG RES INC 26875P101 223428 1994 X 1714 0 280
EXELON CORP 30161N101 1047867 29451 X 28791 0 660
EXELON CORP 30161N101 306878 8625 X 8625 0 0
EXPRESS SCRIPTS HLDG 30219G108 3194005 50998 X 50748 0 250
EXPRESS SCRIPTS HLDG 30219G108 1689883 26982 X 14882 11000 1100
EXXONMOBIL CORP 30231G102 34439430 376593 X 375106 0 1487
EXXONMOBIL CORP 30231G102 16210793 177264 X 161335 13550 2379
FIDELITY NATL INFORMATION SVCS 31620M106 14049000 450000 X 450000 0 0
FIDELITY NATL INFORMATION SVCS 31620M106 14361 460 X 460 0 0
FLOWERS FOODS INC 343498101 15095 748 X 748 0 0
FLOWERS FOODS INC 343498101 212798 10545 X 10545 0 0
FORD MOTOR CO DEL 345370860 102988 10445 X 10445 0 0
FORD MOTOR CO DEL 345370860 155295 15750 X 15250 0 500
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SUBTOTALS FOR THIS PAGE 115541230 2020205 1932792 69770 17643
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/5/12 AS OF 9/28/12 DEPT ID# 233 PAGE 4
SEC USE ONLY ___________
ITEM 6
INVEST AUTH ITEM 8
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES)
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE
A. COMMON STOCK
DOMESTIC COMMON STOCKS
----------------------
FRANKLIN RESOURCES INC 354613101 1066222 8525 X 8525 0 0
FREEPORT-MCMORAN COPPER AND GOLD INC 35671D857 66099 1670 X 1670 0 0
FREEPORT-MCMORAN COPPER AND GOLD INC 35671D857 162278 4100 X 3700 0 400
GENERAL ELECTRIC CORP 369604103 15324504 674791 X 670677 0 4114
GENERAL ELECTRIC CORP 369604103 8016698 353003 X 305953 44500 2550
GENERAL MLS INC 370334104 1229811 30861 X 29861 0 1000
GENERAL MLS INC 370334104 489956 12295 X 11065 990 240
GLOWPOINT INC 379887201 22048 10400 X 10400 0 0
GOLDMAN SACHS GROUP INC 38141G104 1339150 11780 X 11580 0 200
GOLDMAN SACHS GROUP INC 38141G104 478593 4210 X 4110 100 0
GOOGLE INC CL A 38259P508 891819 1182 X 1182 0 0
GOOGLE INC CL A 38259P508 125247 166 X 166 0 0
HEINZ H J CO 423074103 940799 16815 X 16815 0 0
HEINZ H J CO 423074103 50355 900 X 500 400 0
HEWLETT PACKARD CO 428236103 111112 6513 X 5913 0 600
HEWLETT PACKARD CO 428236103 64777 3797 X 3797 0 0
HOME DEPOT INC 437076102 5046570 83594 X 81169 0 2425
HOME DEPOT INC 437076102 3783207 62667 X 40927 20740 1000
HONEYWELL INTERNATIONAL INC 438516106 624567 10453 X 10300 0 153
HONEYWELL INTERNATIONAL INC 438516106 119739 2004 X 2004 0 0
ILLINOIS TOOL WKS INC 452308109 4030817 67779 X 67154 0 625
ILLINOIS TOOL WKS INC 452308109 1810683 30447 X 22802 7145 500
INGREDION INC 457187102 5516 100 X 100 0 0
INGREDION INC 457187102 204092 3700 X 3700 0 0
INTEL CORP 458140100 6223804 274721 X 267446 0 7275
INTEL CORP 458140100 3102262 136935 X 96850 37345 2740
INTERNATIONAL PAPER CO 460146103 1795770 49443 X 48663 0 780
INTERNATIONAL PAPER CO 460146103 428576 11800 X 9200 2300 300
INTL. BUSINESS MACHINES CORP 459200101 17194908 82887 X 80012 0 2875
INTL. BUSINESS MACHINES CORP 459200101 8437821 40674 X 37704 2405 565
JM SMUCKER CO 832696405 449348 5205 X 5205 0 0
JM SMUCKER CO 832696405 86157 998 X 998 0 0
JOHNSON & JOHNSON 478160104 9951293 144410 X 141189 0 3221
JOHNSON & JOHNSON 478160104 7625029 110652 X 97032 11120 2500
JOHNSON CONTROLS INC 478366107 560741 20465 X 20465 0 0
JOHNSON CONTROLS INC 478366107 150700 5500 X 5500 0 0
JP MORGAN CHASE & CO 46625H100 7738724 191174 X 187599 0 3575
JP MORGAN CHASE & CO 46625H100 4349981 107460 X 83960 22075 1425
KANSAS CITY SOUTHERN 485170302 1142005 15070 X 15070 0 0
KANSAS CITY SOUTHERN 485170302 162927 2150 X 1750 0 400
KELLOGG CO 487836108 254167 4920 X 4520 0 400
KELLOGG CO 487836108 15498 300 X 300 0 0
KIMBERLY CLARK CORP 494368103 609038 7100 X 6700 0 400
KIMBERLY CLARK CORP 494368103 169416 1975 X 1325 300 350
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SUBTOTALS FOR THIS PAGE 116452824 2615591 2425558 149420 40613
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/5/12 AS OF 9/28/12 DEPT ID# 233 PAGE 5
SEC USE ONLY ___________
ITEM 6
INVEST AUTH ITEM 8
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES)
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE
A. COMMON STOCK
DOMESTIC COMMON STOCKS
----------------------
KINDER MORGAN ENERGY PARTNERS LP 494550106 272250 3300 X 3300 0 0
KINDER MORGAN ENERGY PARTNERS LP 494550106 548625 6650 X 6650 0 0
KINDER MORGAN INC 49456B101 127623 3593 X 3593 0 0
KINDER MORGAN INC 49456B101 135473 3814 X 3814 0 0
KOHLS CORP 500255104 549847 10735 X 10735 0 0
KOHLS CORP 500255104 87074 1700 X 950 750 0
KRAFT FOODS INC CL A 50075N104 1412681 34164 X 34039 0 125
KRAFT FOODS INC CL A 50075N104 245784 5944 X 5719 225 0
LILLY ELI & CO 532457108 1734969 36595 X 34075 0 2520
LILLY ELI & CO 532457108 814741 17185 X 17005 180 0
LOWES COS INC 548661107 1021054 33765 X 33765 0 0
LOWES COS INC 548661107 665431 22005 X 22005 0 0
L3 COMMUNICATIONS HOLDINGS INC 502424104 82467 1150 X 1150 0 0
L3 COMMUNICATIONS HOLDINGS INC 502424104 136608 1905 X 1905 0 0
MARATHON OIL CORP 565849106 43764 1480 X 1480 0 0
MARATHON OIL CORP 565849106 186291 6300 X 6300 0 0
MARATHON PETROLEUM CORPORATION 56585A102 36848 675 X 675 0 0
MARATHON PETROLEUM CORPORATION 56585A102 171959 3150 X 3150 0 0
MARRIOTT INTERNATIONAL INC 571903202 29560 756 X 403 0 353
MARRIOTT INTERNATIONAL INC 571903202 381225 9750 X 9749 0 1
MATTEL INC 577081102 375982 10600 X 10600 0 0
MCCORMICK & CO INC 579780206 1321824 21306 X 21031 0 275
MCCORMICK & CO INC 579780206 1203700 19402 X 19292 110 0
MCDONALDS CORP 580135101 7421658 80890 X 80090 0 800
MCDONALDS CORP 580135101 3409338 37159 X 36529 355 275
MCGRAW HILL COMPANIES INC 580645109 202911 3717 X 3717 0 0
MCGRAW HILL COMPANIES INC 580645109 30843 565 X 565 0 0
MCKESSON CORP 58155Q103 259380 3015 X 3015 0 0
MCKESSON CORP 58155Q103 19357 225 X 225 0 0
MEAD JOHNSON NUTRITION CO 582839106 7328 100 X 100 0 0
MEAD JOHNSON NUTRITION CO 582839106 380323 5190 X 5190 0 0
MEDTRONIC INC 585055106 222930 5170 X 5170 0 0
MEDTRONIC INC 585055106 34496 800 X 800 0 0
MERCK & CO INC 58933Y105 6034387 133815 X 132655 0 1160
MERCK & CO INC 58933Y105 4431260 98265 X 73689 22000 2576
MERRIMACK PHARMACEUTICALS INC 590328100 317438 33842 X 33842 0 0
MERRIMACK PHARMACEUTICALS INC 590328100 93819 10002 X 10002 0 0
METLIFE INC 59156R108 3145853 91290 X 91290 0 0
METLIFE INC 59156R108 1818627 52775 X 34375 18000 400
MICROSOFT CORP 594918104 4628960 155543 X 153493 0 2050
MICROSOFT CORP 594918104 2344909 78794 X 56194 18400 4200
MONSANTO CO 61166W101 448000 4922 X 4752 0 170
MONSANTO CO 61166W101 388200 4265 X 4265 0 0
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SUBTOTALS FOR THIS PAGE 47225797 1056268 981343 60020 14905
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/5/12 AS OF 9/28/12 DEPT ID# 233 PAGE 6
SEC USE ONLY ___________
ITEM 6
INVEST AUTH ITEM 8
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES)
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE
A. COMMON STOCK
DOMESTIC COMMON STOCKS
----------------------
NATIONAL FUEL GAS CO 636180101 281008 5200 X 5200 0 0
NATIONAL-OILWELL INC 637071101 1122982 14018 X 13243 0 775
NATIONAL-OILWELL INC 637071101 1221678 15250 X 9500 5750 0
NEW JERSEY RES CORP 646025106 224942 4920 X 4320 0 600
NEXTERA ENERGY INC 65339F101 1426925 20289 X 20289 0 0
NEXTERA ENERGY INC 65339F101 1079566 15350 X 14975 0 375
NIKE INC-CLASS B 654106103 509477 5368 X 5368 0 0
NIKE INC-CLASS B 654106103 213548 2250 X 2250 0 0
NORDSTROM INC 655664100 324845 5887 X 5887 0 0
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NUCOR CORP 670346105 287907 7525 X 5775 1510 240
OCCIDENTAL PETE CORP 674599105 846744 9839 X 9839 0 0
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ORACLE CORPORATION 68389X105 384001 12206 X 12206 0 0
ORACLE CORPORATION 68389X105 160792 5111 X 5111 0 0
PEABODY ENERGY CORP 704549104 81916 3675 X 3675 0 0
PEABODY ENERGY CORP 704549104 306153 13735 X 13735 0 0
PEAPACK-GLADSTONE FINL CORP 704699107 7928511 485221 X 481696 0 3525
PEAPACK-GLADSTONE FINL CORP 704699107 6639563 406338 X 406338 0 0
PEPSICO INC 713448108 12724517 179801 X 174718 0 5083
PEPSICO INC 713448108 5641997 79723 X 64153 14520 1050
PFIZER INC 717081103 1573850 63334 X 59265 0 4069
PFIZER INC 717081103 1305917 52552 X 34352 18200 0
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PNC FINANCIAL SERVICES GROUP 693475105 1530932 24262 X 24262 0 0
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PPG INDUSTRIES INC 693506107 511038 4450 X 4450 0 0
PPG INDUSTRIES INC 693506107 419166 3650 X 3650 0 0
PPL CORPORATION 69351T106 1671973 57555 X 54430 0 3125
PPL CORPORATION 69351T106 566766 19510 X 19510 0 0
PRAXAIR INC 74005P104 381343 3671 X 3671 0 0
PRAXAIR INC 74005P104 51940 500 X 500 0 0
PROCTER & GAMBLE CO 742718109 9911752 142903 X 139483 0 3420
PROCTER & GAMBLE CO 742718109 6643093 95777 X 79667 15120 990
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SUBTOTALS FOR THIS PAGE 71440997 1916162 1830338 58650 27174
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/5/12 AS OF 9/28/12 DEPT ID# 233 PAGE 7
SEC USE ONLY ___________
ITEM 6
INVEST AUTH ITEM 8
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES)
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE
A. COMMON STOCK
DOMESTIC COMMON STOCKS
----------------------
PROVIDENT FINL SVCS INC 74386T105 252640 16000 X 16000 0 0
PUBLIC SVC ENTERPRISE GROUP INC 744573106 2235191 69459 X 64989 0 4470
PUBLIC SVC ENTERPRISE GROUP INC 744573106 955102 29680 X 28005 175 1500
PVR PARTNERS LP 693665101 845789 33325 X 33325 0 0
PVR PARTNERS LP 693665101 569781 22450 X 19900 2550 0
QUALCOMM INC 747525103 7006385 112156 X 110631 0 1525
QUALCOMM INC 747525103 3368320 53919 X 39524 13695 700
QUEST DIAGNOSTICS INC 74834L100 667284 10520 X 10520 0 0
QUEST DIAGNOSTICS INC 74834L100 740545 11675 X 11475 0 200
ROCKWELL AUTOMATION INC 773903109 307967 4428 X 4428 0 0
ROCKWELL AUTOMATION INC 773903109 91667 1318 X 518 550 250
RUTH'S HOSPITALITY GROUP INC 783332109 64827 10146 X 10146 0 0
SCANA CORP 80589M102 28962 600 X 600 0 0
SCANA CORP 80589M102 173772 3600 X 3600 0 0
SELECTIVE INS GROUP INC 816300107 275497 14500 X 14500 0 0
SEMPRA ENERGY 816851109 13543 210 X 210 0 0
SEMPRA ENERGY 816851109 232164 3600 X 3600 0 0
SOUTHERN COMPANY 842587107 2829926 61400 X 60407 0 993
SOUTHERN COMPANY 842587107 2114148 45870 X 32570 12000 1300
SPECTRA ENERGY CORP 847560109 608750 20734 X 20734 0 0
SPECTRA ENERGY CORP 847560109 89665 3054 X 2454 0 600
STARBUCKS CORP 855244109 29412 580 X 580 0 0
STARBUCKS CORP 855244109 387932 7650 X 7650 0 0
STRYKER CORPORATION 863667101 467544 8400 X 8400 0 0
STRYKER CORPORATION 863667101 18646 335 X 335 0 0
SUBURBAN PROPANE PARTNERS LP 864482104 99595 2408 X 2408 0 0
SUBURBAN PROPANE PARTNERS LP 864482104 165440 4000 X 4000 0 0
SYSCO CORP 871829107 3797585 121445 X 119645 0 1800
SYSCO CORP 871829107 1550992 49600 X 47225 1360 1015
TARGET CORP 87612E106 4164267 65610 X 65160 0 450
TARGET CORP 87612E106 2345597 36956 X 31956 5000 0
TEXAS INSTRUMENTS INC 882508104 546002 19815 X 19815 0 0
TEXAS INSTRUMENTS INC 882508104 207351 7525 X 7525 0 0
THE HERSHEY COMPANY 427866108 262860 3708 X 3308 0 400
THERMO FISHER SCIENTIFIC INC 883556102 208847 3550 X 3550 0 0
TIME WARNER INC 887317303 200925 4432 X 4432 0 0
TIME WARNER INC 887317303 9067 200 X 200 0 0
TJX COS INC 872540109 80219 1791 X 1791 0 0
TJX COS INC 872540109 230221 5140 X 5140 0 0
TRAVELERS COMPANIES INC 89417E109 1923089 28173 X 28173 0 0
TRAVELERS COMPANIES INC 89417E109 332290 4868 X 4460 0 408
UGI CORP 902681105 319881 10075 X 7275 0 2800
UGI CORP 902681105 592773 18670 X 4350 13820 500
-------- ------- ---- ------ ----- -------- -------- -----
SUBTOTALS FOR THIS PAGE 41412460 933575 865514 49150 18911
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/5/12 AS OF 9/28/12 DEPT ID# 233 PAGE 8
SEC USE ONLY ___________
ITEM 6
INVEST AUTH ITEM 8
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES)
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE
A. COMMON STOCK
DOMESTIC COMMON STOCKS
----------------------
UNION PAC CORP 907818108 4942312 41637 X 40962 0 675
UNION PAC CORP 907818108 2404269 20255 X 14555 5000 700
UNITED PARCEL SERVICE CL B 911312106 2953909 41273 X 41273 0 0
UNITED PARCEL SERVICE CL B 911312106 135983 1900 X 1900 0 0
UNITED TECHNOLOGIES CORP 913017109 6941661 88666 X 87736 0 930
UNITED TECHNOLOGIES CORP 913017109 4787355 61149 X 58221 200 2728
US BANCORP NEW 902973304 3685295 107443 X 104415 0 3028
US BANCORP NEW 902973304 1988851 57984 X 57184 0 800
V.F. CORP 918204108 2377970 14922 X 14772 0 150
V.F. CORP 918204108 2626412 16481 X 14481 1800 200
VECTREN CORP 92240G101 1608321 56235 X 56235 0 0
VECTREN CORP 92240G101 1484197 51895 X 32355 18540 1000
VERIZON COMMUNICATIONS 92343V104 5210383 114338 X 108782 0 5556
VERIZON COMMUNICATIONS 92343V104 2209689 48490 X 46850 1140 500
VISA INC CL A 92826C839 1806066 13450 X 13450 0 0
VISA INC CL A 92826C839 674757 5025 X 4725 300 0
WAL MART STORES INC 931142103 1806107 24473 X 24473 0 0
WAL MART STORES INC 931142103 324720 4400 X 4400 0 0
WALGREEN CO 931422109 121163 3325 X 3325 0 0
WALGREEN CO 931422109 117701 3230 X 3230 0 0
WASTE MANAGEMENT INC 94106L109 3535761 110217 X 107797 0 2420
WASTE MANAGEMENT INC 94106L109 2005321 62510 X 41205 20705 600
WELLS FARGO & CO 949746101 2936362 85038 X 82751 0 2287
WELLS FARGO & CO 949746101 2151668 62313 X 41313 21000 0
WILLIAMS-SONOMA INC 969904101 211056 4800 X 4800 0 0
WISCONSIN ENERGY CORP 976657106 306935 8148 X 7348 0 800
YUM! BRANDS INC 988498101 826994 12466 X 12466 0 0
YUM! BRANDS INC 988498101 16917 255 X 255 0 0
ZIMMER HLDGS INC 98956P102 118470 1752 X 1752 0 0
ZIMMER HLDGS INC 98956P102 94668 1400 X 1400 0 0
3M CO 88579Y101 2843486 30767 X 30517 0 250
3M CO 88579Y101 751559 8132 X 8132 0 0
-------- -------- ---- ------ ----- -------- -------- ------
SUBTOTALS FOR DOMESTIC COMMON STOCKS 609480659 12115061 11411953 525812 177296
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/5/12 AS OF 9/28/12 DEPT ID# 233 PAGE 9
SEC USE ONLY ___________
ITEM 6
INVEST AUTH ITEM 8
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES)
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE
A. COMMON STOCK
DOMESTIC COMMON STOCKS
----------------------
ANHEUSER-BUSCH INBEV SPONS ADR 03524A108 1335901 15550 X 15000 0 550
BHP BILLITON LTD SPONS ADR 088606108 1079235 15730 X 15455 0 275
BHP BILLITON LTD SPONS ADR 088606108 176328 2570 X 2570 0 0
BP PLC SPONS ADR 055622104 837627 19774 X 19174 0 600
BP PLC SPONS ADR 055622104 194517 4592 X 3792 0 800
GLAXO SMITHKLINE SPONS ADR 37733W105 287058 6208 X 5583 0 625
GLAXO SMITHKLINE SPONS ADR 37733W105 405941 8779 X 8779 0 0
NOVARTIS AG SPONS ADR 66987V109 955962 15605 X 15605 0 0
NOVARTIS AG SPONS ADR 66987V109 650581 10620 X 10295 0 325
PETROLEO BRASILEIRO SA SPONS ADR 71654V408 157816 6881 X 6381 0 500
PETROLEO BRASILEIRO SA SPONS ADR 71654V408 92887 4050 X 3550 0 500
ROYAL DUTCH SHELL PLC SPONS ADR 780259107 484697 6798 X 6798 0 0
ROYAL DUTCH SHELL SPONS ADR 780259206 810431 11676 X 11676 0 0
ROYAL DUTCH SHELL SPONS ADR 780259206 430481 6202 X 6202 0 0
TEVA PHARMACEUTICAL INDS SPONS ADR 881624209 582722 14072 X 14072 0 0
TEVA PHARMACEUTICAL INDS SPONS ADR 881624209 455717 11005 X 10505 0 500
TOTAL S.A. SPONS ADR 89151E109 1435315 28649 X 28124 0 525
TOTAL S.A. SPONS ADR 89151E109 749997 14970 X 1850 13120 0
UNILEVER PLC SPONS ADR 904767704 155831 4267 X 4267 0 0
UNILEVER PLC SPONS ADR 904767704 73040 2000 X 2000 0 0
VODAFONE GROUP SPONS ADR 92857W209 609587 21389 X 21389 0 0
VODAFONE GROUP SPONS ADR 92857W209 133409 4681 X 4681 0 0
-------- ------- ---- ------ ----- -------- -------- -----
SUBTOTALS FOR ADR SECURITIES 12095080 236068 217748 13120 5200
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/5/12 AS OF 9/28/12 DEPT ID# 233 PAGE 10
*SUMMARY PAGE FOR A. COMMON STOCK *
MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES)
--------------------------------- --------- --------- ---- ------ ----- ---------- ------- -------
43 DOMESTIC COMMON STOCKS 609480659 12115061 11411953 525812 177296
44 ADR SECURITIES 12095080 236068 217748 13120 5200
--------- --------- ---- ------ ----- ---------- ------- -------
*SUBTOTALS* 621575739 12351129 11629701 538932 182496
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/5/12 AS OF 9/28/12 DEPT ID# 233 PAGE 11
*SUMMARY PAGE FOR B. PREFERRED STOCK *
MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES)
--------------------------------- --------- --------- ---- ------ ----- ---------- ------- -------
**NONE**
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/5/12 AS OF 9/28/12 DEPT ID# 233 PAGE 12
SEC USE ONLY ___________
ITEM 6
INVEST AUTH ITEM 8
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES)
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE
C. OTHER
REAL ESTATE INVESTMENT TRUSTS
-----------------------------
ANNALY CAPITAL MANAGEMENT REIT * 035710409 439524 26100 X N.A. N.A. N.A.
ANNALY CAPITAL MANAGEMENT REIT * 035710409 159980 9500 X N.A. N.A. N.A.
CYS INVESTMENTS INC REIT * 12673A108 281800 20000 X N.A. N.A. N.A.
SIMON PROPERTY GROUP INC REIT * 828806109 79852 526 X N.A. N.A. N.A.
SIMON PROPERTY GROUP INC REIT * 828806109 379980 2503 X N.A. N.A. N.A.
--------- -------- ---- ----- ------- ----- ----- -----
SUBTOTALS FOR REAL ESTATE INVESTMENT TRUSTS 1341136 58629 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/5/12 AS OF 9/28/12 DEPT ID# 233 PAGE 13
SEC USE ONLY ___________
ITEM 6
INVEST AUTH ITEM 8
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES)
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE
C. OTHER
FOREIGN SECURITIES
------------------
BCE INC * 05534B760 542659 12350 X 12350 0 0
BCE INC * 05534B760 391549 8911 X 791 7900 220
COVIDIEN PLC * G2554F113 774896 13041 X 12641 0 400
COVIDIEN PLC * G2554F113 434360 7310 X 7310 0 0
INGERSOLL-RAND PLC * G47791101 147906 3300 X 3300 0 0
INGERSOLL-RAND PLC * G47791101 366762 8183 X 8183 0 0
INVESCO LIMITED * G491BT108 815924 32650 X 32020 0 630
INVESCO LIMITED * G491BT108 109206 4370 X 4370 0 0
NOBLE CORP * H5833N103 209707 5861 X 5861 0 0
NOBLE CORP * H5833N103 93028 2600 X 2600 0 0
SCHLUMBERGER LTD * 806857108 6868601 94962 X 92837 0 2125
SCHLUMBERGER LTD * 806857108 3383091 46773 X 45323 750 700
TE CONNECTIVITY LIMITED * H84989104 222800 6551 X 6551 0 0
TRANSOCEAN LTD * H8817H100 45429 1012 X 1012 0 0
TRANSOCEAN LTD * H8817H100 166183 3702 X 3498 0 204
WEATHERFORD INTNTL LTD * H27013103 861796 67965 X 65965 0 2000
WEATHERFORD INTNTL LTD * H27013103 190200 15000 X 11600 2000 1400
--------- -------- ---- ------- ----- ---------- ------- ------
SUBTOTALS FOR FOREIGN SECURITIES 15624097 334541 316212 10650 7679
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/5/12 AS OF 9/28/12 DEPT ID# 233 PAGE 14
SEC USE ONLY ___________
ITEM 6
INVEST AUTH ITEM 8
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES)
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE
C. OTHER
CLOSED END EQUITY MUTUAL FUND
-----------------------------
ALERIAN MLP ETF * 00162Q866 638111 38510 X N.A. N.A. N.A.
ALERIAN MLP ETF * 00162Q866 153687 9275 X N.A. N.A. N.A.
FIRST TR SMALL CAP CORE ALPHADEX-A * 33734Y109 302130 9000 X N.A. N.A. N.A.
FIRST TRUST LARGE CAP CORE A * 33734K109 241120 8000 X N.A. N.A. N.A.
GUGGENHEIM S&P 500 EQUAL WEIGHT ETF * 78355W106 1205619 23105 X N.A. N.A. N.A.
GUGGENHEIM S&P 500 EQUAL WEIGHT ETF * 78355W106 236115 4525 X N.A. N.A. N.A.
ISHARES DJ SELECT DIVIDEND INDEX FD * 464287168 1284649 22272 X N.A. N.A. N.A.
ISHARES DJ SELECT DIVIDEND INDEX FD * 464287168 118475 2054 X N.A. N.A. N.A.
ISHARES MSCI CANADA INDEX FUND * 464286509 282478 9915 X N.A. N.A. N.A.
ISHARES MSCI EAFE INDEX FUND * 464287465 2462645 46465 X N.A. N.A. N.A.
ISHARES MSCI EAFE INDEX FUND * 464287465 392412 7404 X N.A. N.A. N.A.
ISHARES MSCI EMERGING MKT IN * 464287234 3263394 78969 X N.A. N.A. N.A.
ISHARES MSCI EMERGING MKT IN * 464287234 633719 15335 X N.A. N.A. N.A.
ISHARES MSCI UNITED KINGDOM * 464286699 252243 14500 X N.A. N.A. N.A.
ISHARES NASDAQ BIOTECH INDX * 464287556 2317800 16255 X N.A. N.A. N.A.
ISHARES NASDAQ BIOTECH INDX * 464287556 1074273 7534 X N.A. N.A. N.A.
ISHARES RUSSELL MIDCAP GRWTH * 464287481 2231434 35904 X N.A. N.A. N.A.
ISHARES RUSSELL MIDCAP GRWTH * 464287481 1319134 21225 X N.A. N.A. N.A.
ISHARES RUSSELL MIDCAP INDEX FUND * 464287499 2101814 18978 X N.A. N.A. N.A.
ISHARES RUSSELL MIDCAP INDEX FUND * 464287499 294041 2655 X N.A. N.A. N.A.
ISHARES RUSSELL MIDCAP VALUE * 464287473 2413150 49531 X N.A. N.A. N.A.
ISHARES RUSSELL MIDCAP VALUE * 464287473 1312517 26940 X N.A. N.A. N.A.
ISHARES RUSSELL 1000 GROWTH INDEX * 464287614 591095 8862 X N.A. N.A. N.A.
ISHARES RUSSELL 1000 GROWTH INDEX * 464287614 4669 70 X N.A. N.A. N.A.
ISHARES RUSSELL 1000 VALUE * 464287598 278037 3852 X N.A. N.A. N.A.
ISHARES S&P SMALLCAP 600 * 464287804 926767 12025 X N.A. N.A. N.A.
ISHARES S&P SMALLCAP 600 * 464287804 44546 578 X N.A. N.A. N.A.
ISHARES S&P SMALLCAP 600/VAL * 464287879 454961 5759 X N.A. N.A. N.A.
ISHARES S&P SMALLCAP 600/VAL * 464287879 15800 200 X N.A. N.A. N.A.
ISHARES S&P 500 GROWTH INDEX FD * 464287309 2899679 37247 X N.A. N.A. N.A.
ISHARES S&P 500 GROWTH INDEX FD * 464287309 536387 6890 X N.A. N.A. N.A.
ISHARES S&P 500 VALUE INDEX FUND * 464287408 2575152 39142 X N.A. N.A. N.A.
ISHARES S&P 500 VALUE INDEX FUND * 464287408 526649 8005 X N.A. N.A. N.A.
ISHARES TR S&P SMALLCAP/600 GROWTH * 464287887 423652 5067 X N.A. N.A. N.A.
ISHARES TR S&P 500 INDEX FUND * 464287200 194651 1348 X N.A. N.A. N.A.
ISHARES TR S&P 500 INDEX FUND * 464287200 18772 130 X N.A. N.A. N.A.
ISHARES TRUST-S&P 400 MIDCAP * 464287507 132527 1343 X N.A. N.A. N.A.
ISHARES TRUST-S&P 400 MIDCAP * 464287507 67596 685 X N.A. N.A. N.A.
POWERSHARES QQQ TRUST * 73935A104 4794346 69919 X N.A. N.A. N.A.
POWERSHARES QQQ TRUST * 73935A104 1604538 23400 X N.A. N.A. N.A.
SPDR GOLD TRUST * 78463V107 203690 1185 X N.A. N.A. N.A.
SPDR GOLD TRUST * 78463V107 137512 800 X N.A. N.A. N.A.
SPDR S&P DIVIDEND ETF * 78464A763 6818616 117360 X N.A. N.A. N.A.
SPDR S&P DIVIDEND ETF * 78464A763 2692354 46340 X N.A. N.A. N.A.
--------- -------- ---- ------- ----- ---------- ------- ------
SUBTOTALS FOR THIS PAGE 50472956 858558 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/5/12 AS OF 9/28/12 DEPT ID# 233 PAGE 15
SEC USE ONLY ___________
ITEM 6
INVEST AUTH ITEM 8
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES)
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE
C. OTHER
CLOSED END EQUITY MUTUAL FUND
-----------------------------
SPDR S&P MIDCAP 400 ETF TRUST * 78467Y107 7956422 44222 X N.A. N.A. N.A.
SPDR S&P MIDCAP 400 ETF TRUST * 78467Y107 1602368 8906 X N.A. N.A. N.A.
SPDR S&P 500 ETF TRUST * 78462F103 11656675 80966 X N.A. N.A. N.A.
SPDR S&P 500 ETF TRUST * 78462F103 1296450 9005 X N.A. N.A. N.A.
TECHNOLOGY SELECT SECT SPDR * 81369Y803 173853 5640 X N.A. N.A. N.A.
TECHNOLOGY SELECT SECT SPDR * 81369Y803 34678 1125 X N.A. N.A. N.A.
UTILITIES SELECT SECTOR SPDR * 81369Y886 913207 25095 X N.A. N.A. N.A.
UTILITIES SELECT SECTOR SPDR * 81369Y886 48217 1325 X N.A. N.A. N.A.
VANGUARD HEALTH CARE ETF * 92204A504 224389 3065 X N.A. N.A. N.A.
VANGUARD IND FD MID-CAP * 922908629 2862757 35273 X N.A. N.A. N.A.
VANGUARD IND FD MID-CAP * 922908629 285115 3513 X N.A. N.A. N.A.
VANGUARD INFO TECH ETF * 92204A702 220200 3000 X N.A. N.A. N.A.
VANGUARD INFO TECH ETF * 92204A702 7340 100 X N.A. N.A. N.A.
VANGUARD LARGE-CAP ETF * 922908637 573474 8730 X N.A. N.A. N.A.
VANGUARD MSCI EAFE ETF * 921943858 648788 19732 X N.A. N.A. N.A.
VANGUARD MSCI EAFE ETF * 921943858 390286 11870 X N.A. N.A. N.A.
VANGUARD MSCI EMERGING MARKETS ETF * 922042858 6936451 166262 X N.A. N.A. N.A.
VANGUARD MSCI EMERGING MARKETS ETF * 922042858 2111783 50618 X N.A. N.A. N.A.
VANGUARD S&P 500 ETF * 922908413 320371 4860 X N.A. N.A. N.A.
VANGUARD S&P 500 ETF * 922908413 204352 3100 X N.A. N.A. N.A.
VANGUARD SMALL CAP GROWTH ETF * 922908595 3636282 41209 X N.A. N.A. N.A.
VANGUARD SMALL CAP GROWTH ETF * 922908595 1687237 19121 X N.A. N.A. N.A.
VANGUARD SMALL CAP VALUE ETF * 922908611 3191282 44385 X N.A. N.A. N.A.
VANGUARD SMALL CAP VALUE ETF * 922908611 1582879 22015 X N.A. N.A. N.A.
VANGUARD SMALL-CAP ETF * 922908751 6839308 85342 X N.A. N.A. N.A.
VANGUARD SMALL-CAP ETF * 922908751 1653609 20634 X N.A. N.A. N.A.
WISDOM TREE INTL DIVIDEND EX-FIN FD * 97717W786 341942 8540 X N.A. N.A. N.A.
WISDOM TREE INTL DIVIDEND EX-FIN FD * 97717W786 436436 10900 X N.A. N.A. N.A.
--------- -------- ---- ------- ----- ---------- ------- ------
SUBTOTALS FOR CLOSED END EQUITY MUTUAL FUND 108309107 1597111 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/5/12 AS OF 9/28/12 DEPT ID# 233 PAGE 16
SEC USE ONLY ___________
ITEM 6
INVEST AUTH ITEM 8
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES)
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE
C. OTHER
CLOSED-END FIXED INCOME (TAX)
-----------------------------
ISHARES BARCLAYS TIPS BOND FUND * 464287176 107149 880 X N.A. N.A. N.A.
ISHARES BARCLAYS TIPS BOND FUND * 464287176 121760 1000 X N.A. N.A. N.A.
ISHARES BARCLAYS 1-3 YEAR CR * 464288646 722870 6835 X N.A. N.A. N.A.
ISHARES BARCLAYS 1-3 YEAR CR * 464288646 15864 150 X N.A. N.A. N.A.
ISHARES BARCLAYS 1-3
YEAR TREASURY * 464287457 1548040 18320 X N.A. N.A. N.A.
ISHARES BARCLAYS 1-3
YEAR TREASURY * 464287457 168155 1990 X N.A. N.A. N.A.
ISHARES IBOXX INV GRD CORP BOND FD * 464287242 345218 2835 X N.A. N.A. N.A.
ISHARES S&P PREF STK * 464288687 198304 4975 X N.A. N.A. N.A.
ISHARES S&P PREF STK * 464288687 195912 4915 X N.A. N.A. N.A.
VANGUARD INTERMEDIATE-TERM BOND ETF * 921937819 1507599 16701 X N.A. N.A. N.A.
VANGUARD INTERMEDIATE-TERM BOND ETF * 921937819 431491 4780 X N.A. N.A. N.A.
VANGUARD SHORT TERM BOND ETF * 921937827 4774843 58623 X N.A. N.A. N.A.
VANGUARD SHORT TERM BOND ETF * 921937827 2009372 24670 X N.A. N.A. N.A.
VANGUARD TOTAL BOND MARKET ETF * 921937835 417065 4898 X N.A. N.A. N.A.
VANGUARD TOTAL BOND MARKET ETF * 921937835 21288 250 X N.A. N.A. N.A.
--------- -------- ---- ------- ----- ---------- ------- ------
SUBTOTALS FOR CLOSED-END FIXED INCOME (TAX) 12584930 151822 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/5/12 AS OF 9/28/12 DEPT ID# 233 PAGE 17
SEC USE ONLY ___________
ITEM 6
INVEST AUTH ITEM 8
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 SHRD- SHRD- ITEM 7 VOTING AUTH(SHARES)
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE INSTRV OTHER MNGR SOLE SHARED NONE
C. OTHER
CLOSED END FIXED INC-NON-TAX
----------------------------
BLACKROCK MUNIYIELD NEW JERSEY FUND * 09254Y109 52530 3000 X N.A. N.A. N.A.
BLACKROCK MUNIYIELD NEW JERSEY FUND * 09254Y109 132778 7583 X N.A. N.A. N.A.
ISHARES S&P S/T NATION MUNI * 464288158 781439 7310 X N.A. N.A. N.A.
ISHARES TR S&P NAT MUNI BOND FUND * 464288414 549584 4907 X N.A. N.A. N.A.
NUVEEN NJ DVD ADV MUNI FD * 67069Y102 221076 13800 X N.A. N.A. N.A.
--------- -------- ---- ------- ----- ---------- ------- ------
SUBTOTALS FOR CLOSED END FIXED INC-NON-TAX 1737407 36600 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/5/12 AS OF 9/28/12 DEPT ID# 233 PAGE 18
*SUMMARY PAGE FOR C. OTHER *
MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES)
--------------------------------- --------- --------- ---- ------ ----- ---------- ------- -------
97 CLOSED END FIXED INC-NON-TAX 1737407 36600 N.A. N.A. N.A.
63 CLOSED END EQUITY MUTUAL FUND 108309107 1597111 N.A. N.A. N.A.
68 CLOSED-END FIXED INCOME (TAX) 12584930 151822 N.A. N.A. N.A.
54 FOREIGN SECURITIES 15624097 334541 316212 10650 7679
47 REAL ESTATE INVESTMENT TRUSTS 1341136 58629 N.A. N.A. N.A.
--------- --------- ---- ------ ----- ---------- ------- -------
*SUBTOTALS* 139596677 2178703 316212 10650 7679
*SUBTOTALS* 139596677 2178703 N.A. N.A. N.A.
* THESE ASSETS ARE CODED 13(F) ELIGIBLE, HOWEVER, THE MINOR ASSET TYPE IS NOT
INCLUDED IN THE MAPPING
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/5/12 AS OF 9/28/12 DEPT ID# 233 PAGE 19
**SUMMARY PAGE FOR: PEAPACK-GLADSTONE TRUST & INV **
CATEGORY MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES)
--------------------------------- --------- --------- ---- ------ ----- ---------- ------- -------
A. COMMON STOCK 621575739 12351129 11629701 538932 182496
C. OTHER 139596677 2178703 316212 10650 7679
--------- --------- ---- ------ ----- ---------- ------- -------
**GRAND TOTALS** 761172416 14529832 11945913 549582 190175