FORM 6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
For the month of February 2018
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
9-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Information furnished on this form:
| Exhibit Number | ||
| 1. | (English Translation) Share Buyback Report for the reporting month from January 1, 2018 to January 31, 2018. | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NOMURA HOLDINGS, INC. | ||||||
| Date: February 9, 2018 | By: | /s/ Hajime Ikeda | ||||
| Hajime Ikeda | ||||||
| Senior Managing Director | ||||||
[Translation of Share Buyback Report for the reporting month from January 1, 2018 to January 31, 2018
filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on February 9, 2018]
Class of Shares: Common Stock
| 1. | Status of repurchase |
| (1) | Status of a repurchase pursuant to a resolution at a general meeting of shareholders |
Not applicable
| (2) | Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”) |
as of January 31, 2018
| Number of Shares | Total Repurchase Amount (JPY) |
|||||||||||
| Authorization pursuant to the resolution of the Board (October 30, 2017) (Period of repurchase: from November 15, 2017 to March 30, 2018 (excluding the ten business days following the announcement of each quarterly financial results)) |
70,000,000 | 50,000,000,000 | ||||||||||
| Repurchases during this reporting month (Date of repurchase) |
|
(Date) January 4 January 5 January 9 January 10 January 11 January 12 January 15 January 16 January 17 |
|
|
1,480,000 1,400,000 1,200,000 1,200,000 1,180,000 1,200,000 1,280,000 1,270,600 640,000 |
|
|
1,011,051,450 987,011,670 863,767,750 869,226,280 856,626,440 874,611,000 948,348,220 942,335,980 470,350,600 |
| |||
|
|
|
|
|
|||||||||
| Total |
— | 10,850,600 | 7,823,329,390 | |||||||||
|
|
|
|
|
|||||||||
| Aggregate shares repurchased as of the end of this reporting month | 70,000,000 | 46,728,784,860 | ||||||||||
|
|
|
|
|
|||||||||
| Progress of share repurchase (%) |
100.0 | 93.5 | ||||||||||
| 2. | Status of disposition |
as of January 31, 2018
| Number of shares disposed in the reporting month |
Aggregate amount of disposition (JPY) |
|||||||||
| Treasury shares disposed subject to procedures for issuance of new shares | (Date) | — | — | |||||||
| Subtotal |
— | — | — | |||||||
| Treasury shares canceled | (Date) | — | — | |||||||
| Subtotal |
— | — | — | |||||||
| Treasury shares transferred upon merger, share exchange or demerger | (Date) | — | — | |||||||
| Subtotal |
— | — | — | |||||||
| Other (upon request for purchasing “less-than-a-full-unit shares”) | (Date) | — | — | |||||||
| Subtotal |
— | — | — | |||||||
| Other (exercise of stock acquisition rights) |
(Date) January 4 January 5 January 9 January 10 January 11 January 12 January 15 January 17 January 18 January 19 January 22 January 23 January 24 January 25 January 26 January 29 January 30 January 31 |
|
1,000 16,100 2,000 58,900 49,700 31,500 5,700 69,900 23,300 3,000 7,100 9,200 12,200 10,700 17,800 87,400 6,000 12,100 |
|
|
298,000 16,100 598,000 949,900 5,999,700 1,516,500 1,195,700 960,900 320,300 897,000 7,100 1,199,200 607,200 1,497,700 910,800 87,400 1,794,000 2,544,600 |
| |||
|
|
|
|
|
|||||||
| Subtotal |
— | 423,600 | 21,400,100 | |||||||
|
|
|
|
|
|||||||
| Total |
— | 423,600 | 21,400,100 | |||||||
|
|
|
|
|
|||||||
| 3. | Status of shares held in treasury |
| as of January 31, 2018
|
| As of the end of the reporting month |
Number of Shares | |||
| Total number of issued shares | 3,643,562,601 | |||
| Number of shares held in treasury |
253,340,571 | |||