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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | $ 12.7 | 01/20/2005 | A | 15,000 | (2) | 01/20/2015 | COMMON STOCK | 15,000 | (2) | 340,000 | D | ||||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | $ 12.7 | 01/20/2005 | A | 12,000 | (2) | 01/20/2015 | COMMON STOCK | 12,000 | (2) | 82,000 | D | ||||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | $ 12.7 | 01/20/2005 | A | 9,000 | (2) | 01/20/2015 | COMMON STOCK | 9,000 | (2) | 41,000 | D | ||||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | $ 12.7 | 01/20/2005 | A | 9,000 | (2) | 01/20/2015 | COMMON STOCK | 9,000 | (2) | 97,000 | D | ||||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | $ 12.7 | 01/20/2005 | A | 9,000 | (2) | 01/20/2015 | COMMON STOCK | 9,000 | (2) | 91,000 | D | ||||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | $ 12.7 | 01/20/2005 | A | 9,000 | (2) | 01/20/2015 | COMMON STOCK | 9,000 | (2) | 48,000 | D | ||||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | $ 12.7 | 01/20/2005 | A | 9,000 | (2) | 01/20/2015 | COMMON STOCK | 9,000 | (2) | 39,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KURZ GERHARD E 2200 ELLER DRIVE P.O. BOX 13038 FT. LAUDERDALE, FL 33316 |
X | CHAIRMAN, CEO & PRESIDENT | ||
DESOSTOA VINCENT J 2200 ELLER DRIVE P.O. BOX 13038 FT. LAUDERDALE, FL 33316 |
CFO, SVP | |||
ROGERS KENNETH M 2200 ELLER DRIVE P.O. BOX 13038 FT. LAUDERDALE, FL 33316 |
SVP, PRES-SEABULK TOWING | |||
THYSSEN HUBERT E M 14, AVENUE REVERDIL NYON SWITZERLAND 1260 |
VP-SEABULK OFFSHORE | |||
TWAITS ALAN R 2200 ELLER DRIVE P.O. BOX 13038 FT. LAUDERDALE, FL 33316 |
SVP,CORP.SECY. & GEN. COUNSEL | |||
WILLRICH L STEPHEN 2200 ELLER DRIVE P.O. BOX 13038 FT. LAUDERDALE, FL 33316 |
SVP,PRES-SEABULK TANKERS | |||
PELLICCI MICHAEL J 2200 ELLER DRIVE P.O. BOX 13038 FT. LAUDERDALE, FL 33316 |
SVP,TREASURER |
ALAN R. TWAITS, ATTORNY-IN-FACT FOR GERHARD E. KURZ | 01/24/2005 | |
**Signature of Reporting Person | Date | |
ALAN R. TWAITS, ATTORNEY-IN-FACT FOR VINCENT J. DESOSTOA | 01/24/2005 | |
**Signature of Reporting Person | Date | |
ALAN R. TWAITS, ATTORNY-IN-FACT FOR KENNETH M. ROGERS | 01/24/2005 | |
**Signature of Reporting Person | Date | |
ALAN R. TWAITS, ATTORNEY-IN-FACT FOR HUBERT E. THYSSEN | 01/24/2005 | |
**Signature of Reporting Person | Date | |
ALAN R. TWAITS | 01/24/2005 | |
**Signature of Reporting Person | Date | |
ALAN R. TWAITS, ATTONEY-IN-FACT FOR L. STEPHEN WILLRICH | 01/24/2005 | |
**Signature of Reporting Person | Date | |
ALAN R. TWAITS, ATTORNEY-IN-FACT FOR MICHAEL J. PELLICCI | 01/24/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The restricted stock was granted to the Reporting Person pursuant to the terms of the Issuer's Amended and Restated Equity Ownership Plan. Forfeiture restrictions lapse in five equal annual installments commencing one (1) year from the grant date. |
(2) | The options were granted to the Reporting Person pursuant to the terms of the Issuer's Amended and Restated Equity Ownership Plan and vest in three equal annual installments commencing one (1) year from the date of grant. |