UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MURDOCK DAVID H C/O DOLE FOOD COMPANY, INC. ONE DOLE DRIVE WESTLAKE VILLAGE, CA 91362 |
 X |  X |  Chairman |  |
David H. Murdock Living Trust, dated May 28, 1986, as amended C/O DOLE FOOD COMPANY, INC. ONE DOLE DRIVE WESTLAKE VILLAGE, CA 91362 |
 |  X |  |  |
DHM Holding Company, Inc. C/O DOLE FOOD COMPANY, INC. ONE DOLE DRIVE WESTLAKE VILLAGE, CA 91362 |
 |  X |  |  |
Castle & Cooke Holdings, Inc. C/O DOLE FOOD COMPANY, INC. ONE DOLE DRIVE WESTLAKE VILLAGE, CA 91362 |
 |  X |  |  |
/s/ C. Michael Carter, attorney-in-fact for David H. Murdock | 10/22/2009 | |
**Signature of Reporting Person | Date | |
/s/ C. Michael Carter, attorney-in-fact for David H. Murdock Living Trust, dated May 28, 1986, as amended | 10/22/2009 | |
**Signature of Reporting Person | Date | |
/s/ C. Michael Carter, attorney-in-fact for DHM Holding Company, Inc. | 10/22/2009 | |
**Signature of Reporting Person | Date | |
/s/ C. Michael Carter, attorney-in-fact for Castle & Cooke Holdings, Inc. | 10/22/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares are owned directly by DHM Holding Company, Inc. ("DHM") and indirectly by Mr. Murdock, the David H. Murdock Living Trust, dated May 28, 1986, as amended (the "Trust"), and Castle & Cooke Holdings, Inc. ("C&C). Mr. Murdock is the sole trustee and beneficiary of the Trust, which (1) owns a majority interest in DHM, and (2) is the sole stockholder of C&C, which owns the remaining minority interest in DHM. |
(2) | C&C disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein, and the inclusions of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purpose. |
 Remarks: Exhibit 24.1 - David H. Murdock Power of Attorney. Exhibit 24.2 - David H. Murdock Living Trust, dated May 28, 1986 as amended, Power of Attorney. Exhibit 24.3 - DHM Holding Company, Inc. Power of Attorney. Exhibit 24.4 - Castle & Cooke Holdings, Inc. Power of Attorney. |