UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Phantom Units (1) | 12/30/2014 | Â (2) | Common Units | 3,265 | $ (1) | D | Â |
Phantom Units (3) | Â (4) | Â (5) | Common Units | 6,522 | $ (3) | D | Â |
Phantom Units (6) | Â (7) | Â (8) | Common Units | 15,244 | $ (6) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
White William L C/O CVR PARTNERS, LP 2277 PLAZA DRIVE, SUITE 500 SUGAR LAND, TX 77479 |
 |  |  EVP, Marketing and Operations |  |
/s/ Susan M. Ball, Attorney-in-fact | 07/02/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each Phantom Unit reported herein represents the right to receive upon vesting, a cash payment equal to the fair market value of one common unit of CVR Partners, LP as of the vesting date. |
(2) | The Phantom Units expire immediately following payment within 30 days after their vesting. |
(3) | Each Phantom Unit reported herein represents the right to receive upon vesting, one common unit of CVR Partners, LP. |
(4) | The Phantom Units vest in two equal installments on December 28, 2014 and December 28, 2015. |
(5) | The Phantom Units expire immediately following issuance of the Common Units upon vesting. |
(6) | Each Phantom Unit reported herein represents the right to receive upon vesting, a cash payment equal to the average closing price of one common unit of CVR Partners, LP for the first 10 business days of the month in which vesting occurs. |
(7) | The Phantom Units vest in three installments on December 27, 2014, December 27, 2015 and December 27, 2016. |
(8) | The Phantom Units expire immediately following payment within 10 days after their vesting. |