|
1
|
NAME OF REPORTING PERSON
Mitsubishi UFJ Financial Group, Inc.
|
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
107,962,716
|
|
6
|
SHARED VOTING POWER
-0-
|
|
|
7
|
SOLE DISPOSITIVE POWER
107,962,716
|
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
107,962,716
|
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.2%
|
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
|
1
|
NAME OF REPORTING PERSON
Mitsubishi UFJ Trust and Banking Corporation
|
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
95,411,100
|
|
6
|
SHARED VOTING POWER
-0-
|
|
|
7
|
SOLE DISPOSITIVE POWER
95,411,100
|
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
95,411,100
|
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.6%
|
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
|
1
|
NAME OF REPORTING PERSON
Mitsubishi UFJ Securities Holdings Co., Ltd.
|
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
4,565,731
|
|
6
|
SHARED VOTING POWER
-0-
|
|
|
7
|
SOLE DISPOSITIVE POWER
4,565,731
|
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,565,731
|
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.2%
|
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
|
1
|
NAME OF REPORTING PERSON
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.
|
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
4,565,731
|
|
6
|
SHARED VOTING POWER
-0-
|
|
|
7
|
SOLE DISPOSITIVE POWER
4,565,731
|
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,565,731
|
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.2%
|
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
|
1
|
NAME OF REPORTING PERSON
Mitsubishi UFJ Asset Management Co., Ltd.
|
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
6,907,800
|
|
6
|
SHARED VOTING POWER
-0-
|
|
|
7
|
SOLE DISPOSITIVE POWER
6,907,800
|
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,907,800
|
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.3%
|
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
|
1
|
NAME OF REPORTING PERSON
Mitsubishi UFJ Asset Management (UK) Ltd.
|
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
London, United Kingdom
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
57,000
|
|
6
|
SHARED VOTING POWER
-0-
|
|
|
7
|
SOLE DISPOSITIVE POWER
57,000
|
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
57,000
|
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
|
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
|
1
|
NAME OF REPORTING PERSON
MU Investments Co., Ltd.
|
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
225,600
|
|
6
|
SHARED VOTING POWER
-0-
|
|
|
7
|
SOLE DISPOSITIVE POWER
225,600
|
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
225,600
|
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
|
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
|
1
|
NAME OF REPORTING PERSON
kabu.com Securities Co., Ltd.
|
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
661,080
|
|
6
|
SHARED VOTING POWER
-0-
|
|
|
7
|
SOLE DISPOSITIVE POWER
661,080
|
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
661,080
|
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
|
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
|
1
|
NAME OF REPORTING PERSON
KOKUSAI Asset Management Co., Ltd.
|
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
191,300
|
|
6
|
SHARED VOTING POWER
-0-
|
|
|
7
|
SOLE DISPOSITIVE POWER
191,300
|
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
191,300
|
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
|
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
|
1
|
NAME OF REPORTING PERSON
Mitsubishi UFJ NICOS Co., Ltd.
|
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tokyo, Japan
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING PERSON
WITH
|
5
|
SOLE VOTING POWER
105
|
|
6
|
SHARED VOTING POWER
-0-
|
|
|
7
|
SOLE DISPOSITIVE POWER
105
|
|
|
8
|
SHARED DISPOSITIVE POWER
-0-
|
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
105
|
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
o |
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.0%
|
|
|
12
|
TYPE OF REPORTING PERSON (See Instructions)
FI
|
|
ITEM 3
|
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
|
|
MUFG:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
|
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
|
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
|
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
|
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
|
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
|
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
|
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
|
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
|
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
|
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Parent holding company
|
||||
|
MUTB:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
|
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
|
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
|
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
|
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
|
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
|
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
|
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
|
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
|
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
|
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Bank
|
||||
|
MUSHD:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
|
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
|
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
|
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
|
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
|
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
|
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
|
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
|
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
|
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
|
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Broker-dealer
|
||||
|
MUMSS:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
|
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
|
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
|
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
|
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
|
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
|
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
|
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
|
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
|
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
|
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Broker-dealer
|
||||
|
MUAM:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
|
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
|
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
|
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
|
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
|
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
|
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
|
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
|
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
|
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
|
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Investment adviser
|
||||
|
MUAMUK:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
|
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
|
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
|
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
|
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
|
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
|
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
|
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
|
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
|
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
|
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Investment adviser
|
||||
|
MUI:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
|
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
|
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
|
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
|
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
|
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
|
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
|
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
|
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
|
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
|
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Investment adviser
|
||||
|
KC:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
|
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
|
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
|
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
|
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
|
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
|
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
|
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
|
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
|
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
|
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Broker-dealer
|
||||
|
KAM:
|
(a)
|
[ ]
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
|
|
|
(b)
|
[ ]
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
||
|
(c)
|
[ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
||
|
(d)
|
[ ]
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
||
|
(e)
|
[ ]
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
|
||
|
(f)
|
[ ]
|
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
|
||
|
(g)
|
[ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
||
|
(h)
|
[ ]
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
||
|
(i)
|
[ ]
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
||
|
(j)
|
[ü]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
||
|
(k)
|
[ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
||
|
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Investment adviser
|
||||
|
|
NICOS:
|
NICOS is a subsidiary of MUFG, which is a parent holding company in accordance with § 240.13d-1(b)(1)(ii)(G), and holds less than 1% of the total outstanding securities of the issuer.
|
|
ITEM 4
|
Ownership
|
|
|
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
|
|
For MUFG
|
|||
|
(a)
|
Amount beneficially owned:
|
107,962,716
|
|
|
(b)
|
Percent of class:
|
5.21%
|
|
|
(c)
|
Number of shares as to which the person has:
|
||
|
(i) Sole power to vote or to direct the vote:
|
107,962,716
|
||
|
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
|
(iii) Sole power to dispose or to direct the disposition of:
|
107,962,716
|
||
|
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
||
|
For MUTB
|
|||
|
(a)
|
Amount beneficially owned:
|
95,411,100
|
|
|
(b)
|
Percent of class:
|
4.61%
|
|
|
(c)
|
Number of shares as to which the person has:
|
||
|
(i) Sole power to vote or to direct the vote:
|
95,411,100
|
||
|
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
|
(iii) Sole power to dispose or to direct the disposition of:
|
95,411,100
|
||
|
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
||
|
For MUSHD
|
|||
|
(a)
|
Amount beneficially owned:
|
4,565,731
|
|
|
(b)
|
Percent of class:
|
0.22%
|
|
|
(c)
|
Number of shares as to which the person has:
|
||
|
(i) Sole power to vote or to direct the vote:
|
4,565,731
|
||
|
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
|
(iii) Sole power to dispose or to direct the disposition of:
|
4,565,731
|
||
|
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
||
|
For MUMSS
|
|||
|
(a)
|
Amount beneficially owned:
|
4,565,731
|
|
|
(b)
|
Percent of class:
|
0.22%
|
|
|
(c)
|
Number of shares as to which the person has:
|
||
|
(i) Sole power to vote or to direct the vote:
|
4,565,731
|
||
|
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
|
(iii) Sole power to dispose or to direct the disposition of:
|
4,565,731
|
||
|
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
||
|
For MUAM
|
|||
|
(a)
|
Amount beneficially owned:
|
6,907,800
|
|
|
(b)
|
Percent of class:
|
0.33%
|
|
|
(c)
|
Number of shares as to which the person has:
|
||
|
(i) Sole power to vote or to direct the vote:
|
6,907,800
|
||
|
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
|
(iii) Sole power to dispose or to direct the disposition of:
|
6,907,800
|
||
|
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
||
|
For MUAMUK
|
|||
|
(a)
|
Amount beneficially owned:
|
57,000
|
|
|
(b)
|
Percent of class:
|
0.00%
|
|
|
(c)
|
Number of shares as to which the person has:
|
||
|
(i) Sole power to vote or to direct the vote:
|
57,000
|
||
|
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
|
(iii) Sole power to dispose or to direct the disposition of:
|
57,000
|
||
|
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
||
|
For MUI
|
|||
|
(a)
|
Amount beneficially owned:
|
225,600
|
|
|
(b)
|
Percent of class:
|
0.01%
|
|
|
(c)
|
Number of shares as to which the person has:
|
||
|
(i) Sole power to vote or to direct the vote:
|
225,600
|
||
|
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
|
(iii) Sole power to dispose or to direct the disposition of:
|
225,600
|
||
|
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
||
|
For KC
|
|||
|
(a)
|
Amount beneficially owned:
|
661,080
|
|
|
(b)
|
Percent of class:
|
0.03%
|
|
|
(c)
|
Number of shares as to which the person has:
|
||
|
(i) Sole power to vote or to direct the vote:
|
661,080
|
||
|
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
|
(iii) Sole power to dispose or to direct the disposition of:
|
661,080
|
||
|
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
||
|
For KAM
|
|||
|
(a)
|
Amount beneficially owned:
|
191,300
|
|
|
(b)
|
Percent of class:
|
0.01%
|
|
|
(c)
|
Number of shares as to which the person has:
|
||
|
(i) Sole power to vote or to direct the vote:
|
191,300
|
||
|
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
|
(iii) Sole power to dispose or to direct the disposition of:
|
191,300
|
||
|
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
||
|
For NICOS
|
|||
|
(a)
|
Amount beneficially owned:
|
105
|
|
|
(b)
|
Percent of class:
|
0.00%
|
|
|
(c)
|
Number of shares as to which the person has:
|
||
|
(i) Sole power to vote or to direct the vote:
|
105
|
||
|
(ii) Shared power to vote or to direct the vote:
|
-0-
|
||
|
(iii) Sole power to dispose or to direct the disposition of:
|
105
|
||
|
(iv) Shared power to dispose or to direct the disposition of:
|
-0-
|
||
|
ITEM 5
|
Ownership of Five Percent or Less of a Class
|
|
ITEM 6
|
Ownership of More than Five Percent on Behalf of Another Person
|
|
ITEM 7
|
Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
|
|
ITEM 8
|
Identification and Classification of Members of the Group
|
|
ITEM 9
|
Notice of Dissolution of Group
|
|
ITEM 10
|
Certifications
|
| Date: February 8, 2011 | |||
|
MITSUBISHI UFJ FINANCIAL GROUP, INC.
|
|||
|
|
By:
|
/s/ Hironori Kamezawa | |
|
Name:
|
Hironori Kamezawa
|
||
|
Title:
|
General Manager, Credit & Investment Management Division
|
||
| Date: February 8, 2011 | |||
|
MITSUBISHI UFJ TRUST AND BANKING CORPORATION
|
|||
|
|
By:
|
/s/ Hiroki Masuoka | |
|
Name:
|
Hiroki Masuoka
|
||
|
Title:
|
Deputy General Manager of Trust Assets Planning Division
|
||
| Date: February 8, 2011 | |||
|
MITSUBISHI UFJ SECURITIES HOLDINGS CO., LTD.
|
|||
|
|
By:
|
/s/ Shingo Sumimoto | |
|
Name:
|
Shingo Sumimoto
|
||
|
Title:
|
General Manager, Corporate Planning Division
|
||
| Date: February 8, 2011 | |||
|
MITSUBISHI UFJ MORGAN STANLEY SECURITIES CO., LTD.
|
|||
|
|
By:
|
/s/ Koji Nishimoto | |
|
Name:
|
Koji Nishimoto
|
||
|
Title:
|
Executive Officer, General Manager, Corporate Planning Division
|
||
| Date: February 8, 2011 | |||
|
MITSUBISHI UFJ ASSET MANAGEMENT CO., LTD.
|
|||
|
|
By:
|
/s/ Katsutoshi Edamura | |
|
Name:
|
Katsutoshi Edamura
|
||
|
Title:
|
General Manager of Risk Management Division
|
||
| Date: February 8, 2011 | |||
|
MITSUBISHI UFJ ASSET MANAGEMENT (UK) LTD.
|
|||
|
|
By:
|
/s/ Shojiro Ueda | |
|
Name:
|
Shojiro Ueda
|
||
|
Title:
|
Managing Director & CE
|
||
| Date: February 8, 2011 | |||
|
MU INVESTMENTS CO., LTD.
|
|||
|
|
By:
|
/s/ Yuya Saijo | |
|
Name:
|
Yuya Saijo
|
||
|
Title:
|
Senior Managing Director
|
||
| Date: February 8, 2011 | |||
|
KABU.COM SECURITIES CO., LTD.
|
|||
|
|
By:
|
/s/ Takeshi Amemiya | |
|
Name:
|
Takeshi Amemiya
|
||
|
Title:
|
General Manager of Corporate Administration
|
||
| Date: February 8, 2011 | |||
|
KOKUSAI ASSET MANAGEMENT CO., LTD.
|
|||
|
|
By:
|
/s/ Takeshi Dohi | |
|
Name:
|
Takeshi Dohi
|
||
|
Title:
|
General Manager, Investment Management Planning Dept.
|
||
| Date: February 8, 2011 | |||
|
MITSUBISHI UFJ NICOS CO., LTD.
|
|||
|
|
By:
|
/s/ Tomoo Sawada | |
|
Name:
|
Tomoo Sawada
|
||
|
Title:
|
General Manager, General Administration Dept.
|
||