SC 13G
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
(Name of Issuer)
Class A Common Stock
(Title of Class of Securities)
858155 20 3
(CUSIP Number)
December 31, 2008
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
o Rule 13d-1(c)
þ Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting persons initial filing on
this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for
the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to
the liabilities of that section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
Persons who respond to the collection of information contained in this form are not required to
respond unless the form displays a currently valid OMB control number.
Page 1 of 6 pages
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1 |
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NAMES OF REPORTING PERSONS
IRS Identification Nos. of the above persons (entities only)
Kate P. Wolters |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY |
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4 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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United States of America |
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5 |
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SOLE VOTING POWER |
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NUMBER OF |
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4,914,106 |
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SHARES |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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0 |
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EACH |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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1,982,678 |
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WITH: |
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SHARED DISPOSITIVE POWER |
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2,931,428 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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4,914,106 |
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10 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
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5.9% |
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12 |
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
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IN |
Page 2 of 6 Pages
Item 1.
(a) Name of Issuer.
Steelcase Inc.
(b) Address of Issuers Principal Executive Offices.
901 44th Street, SE
Grand Rapids, Michigan 49508
Item 2.
(a) Name of Person Filing.
Kate P. Wolters
(b) Address of Principal Business Office or, if none, Residence.
901 44th Street, SE
Grand Rapids, Michigan 49508
(c) Citizenship.
United States of America
(d) Title of Class of Securities.
Class A Common Stock
(e) CUSIP Number.
858155 20 3
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Item 3. |
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If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check
whether the person filing is a: |
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(a)
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). |
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(b)
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
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(c)
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). |
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(d)
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Investment company registered under section 8 of the Investment Company Act
of 1940 (15 U.S.C. 80a-8). |
Page 3 of 6 pages
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(e)
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An investment advisor in accordance with §240.13d-1(b)(1)(ii)(E); |
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(f)
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An employee benefit plan or endowment fund in accordance with §240.13d-
1(b)(1)(ii)(F); |
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(g)
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A parent holding company or control person in accordance with §240.13d-
1(b)(1)(ii)(G); |
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(h)
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A savings association as defined in Section 3(b) of the Federal Deposit
Insurance Act (12 U.S.C. 1813); |
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(i)
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A church plan that is excluded from the definition of an investment company
under section 3(c)(14) of the Investment Company Act of 1940
(15 U.S.C. 80a-3); |
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(j)
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Group, in accordance with §240.13d-1(b)(1)(ii)(J). |
Item 4. Ownership.
(a) Amount beneficially owned:
4,914,106
(b) Percent of class:
5.9%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote
4,914,106
(ii) Shared power to vote or to direct the vote
0
(iii) Sole power to dispose or to direct the disposition of
1,982,678
(iv) Shared power to dispose or to direct the disposition of
2,931,428
Page 4 of 6 pages
The number of shares reported above includes (i) 4,891,283 shares of Class B Common Stock of
the Issuer which are immediately convertible into an equal number of shares of Class A Common Stock
at the option of the holder and (ii) 22,823 shares of Class A Common Stock, 8,888 of which are
subject to issuance pursuant to options which are exercisable within 60 days of December 31, 2008.
If shares of Class B Common Stock are transferred to any person other than a Permitted Transferee
(as defined in the Issuers Second Restated Articles of Incorporation), such shares are
automatically converted on a share-for-share basis into shares of Class A Common Stock. Shares of
Class B Common Stock of the Issuer have the same attributes as shares of Class A Common Stock of
the Issuer except that each share of Class B Common Stock entitles the holder thereof to ten votes
on all matters upon which Shareholders have a right to vote and each share of Class A Common Stock
entitles the holder thereof to one vote on such matters.
If all the outstanding shares of Class B Common Stock of the Issuer were converted into shares
of Class A Common Stock, Ms. Wolters would be deemed to be the beneficial owner of 3.7% of the
Class A Common Stock.
Item 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting
person has ceased to be the beneficial owner of more than five percent of the class of securities,
check the following o.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Of the shares reported in Item 4 above, (i) 4,796,283 shares are held by trusts for the
benefit of Ms. Wolters, of which trusts Ms. Wolters serves as a co-trustee with Fifth Third Bank
and (ii) 100,000 shares are held by a foundation of which Ms. Wolters is president.
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Item 7. |
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Identification and Classification of the Subsidiary Which Acquired the Security Being
Reported on By the Parent Holding Company |
N/A
Item 8. Identification and Classification of Members of the Group
N/A
Item 9. Notice of Dissolution of Group
N/A
Item 10. Certification
N/A
Page 5 of 6 pages
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the
information set forth in this statement is true, complete and correct.
Dated:
January 27, 2009
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/s/ Liesl A. Maloney
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Kate P. Wolters |
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By:
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Liesl A. Maloney |
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Attorney-in-Fact * |
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* |
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Pursuant to the Power of Attorney, dated March 7, 2006 filed as Exhibit 24.1 to the Form 4
filed by Kate Pew Wolters with the Securities and Exchange Commission on March 14, 2006, which
is hereby incorporated by reference. |
Page 6 of 6 pages