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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Thanopoulos George ONE DAUCH DRIVE DETROIT, MI 48211 |
X |
/s/ Laura L. Douglas, attorney in fact | 04/10/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Received in exchange for 2,120,580 shares of Metaldyne Performance Group Inc. (MPG) common stock in connection with the acquisition of MPG by the Issuer under the Agreement and Plan of Merger, dated as of November 3, 2016, among the Issuer, MPG, and a wholly-owned subsidiary of the Issuer (the Merger). At the effective time of the Merger, each outstanding share of MPG common stock (as well as each outstanding restricted stock award of MPG and each share underlying outstanding restricted stock units with respect to MPG) held by the reporting person was converted into the right to receive (i) $13.50 in cash, without interest, and (ii) 0.5 of a share of Issuer common stock. On the effective date of the Merger, the closing price of the Issuer's common stock was $17.00. All outstanding restricted stock awards of MPG and restricted stock units with respect to MPG held by the reporting person vested in connection with the Merger. |