1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
(3)
|
Â
(4)
|
10/29/2022 |
Common Stock
|
17,188
|
$
23.49
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(3)
|
Â
(4)
|
10/30/2023 |
Common Stock
|
16,300
|
$
26.3
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(3)
|
Â
(5)
|
10/29/2024 |
Common Stock
|
12,160
|
$
29.2
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(3)
|
Â
(6)
|
10/28/2025 |
Common Stock
|
17,007
|
$
23.45
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(3)
|
Â
(7)
|
11/01/2026 |
Common Stock
|
16,860
|
$
25.53
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(3)
|
Â
(8)
|
11/01/2027 |
Common Stock
|
15,765
|
$
17.42
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 4,718 shares of restricted stock granted pursuant to the Sally Beauty Holdings, Inc. 2010 Amended and Restated Omnibus Incentive Plan. |
(2) |
Includes 1,876 shares of restricted stock of which restrictions shall lapse on September 30, 2018; 1,421 shares of restricted stock of which restrictions shall lapse on September 30, 2019 and 1,421 shares of restricted stock of which restrictions shall lapse on September 30, 2020. |
(3) |
Grant of options under the Sally Beauty Holdings, Inc. Amended and Restated 2010 Omnibus Incentive Plan. |
(4) |
The option is curently exercisable in full. |
(5) |
The option is currently exercisable as to 9,120 shares and as to 3,040 shares on September 30, 2018. |
(6) |
The option is currently exercisable as to 11,338 shares and as to 5,669 shares on September 30, 2018. |
(7) |
The option is currently exercisable as to 5,620 shares, as to 5,620 shares on September 30, 2018 and as to 5,620 on September 30, 2019. |
(8) |
The options vest in three equal annual installments beginning on September 30, 2018. |