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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Purchase) | $ 3.65 | (2) | 12/06/2010 | Class A Common Stock | 25,000 | 25,000 | I | See Footnote (3) | |||||||
Stock Option (Right to Purchase) | $ 14.34 | (2) | 12/14/2011 | Class A Common Stock | 5,000 | 5,000 | I | See Footnote (3) | |||||||
Stock Option (Right to Purchase) | $ 10.46 | (2) | 12/04/2012 | Class A Common Stock | 5,000 | 5,000 | D | ||||||||
Stock Option (Right to Purchase) | $ 11.18 | (2) | 12/02/2013 | Class A Common Stock | 5,000 | 5,000 | I | See Footnote (4) | |||||||
Stock Option (Right to Purchase) | $ 8.78 | (2) | 12/10/2014 | Class A Common Stock | 10,000 | 10,000 | I | See Footnote (3) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
J P MORGAN PARTNERS SBIC LLC C/O J.P. MORGAN PARTNERS, LLC 270 PARK AVENUE, 39TH FLOOR NEW YORK, NY 10017 |
X |
J.P. Morgan Partners, (SBIC), LLC | 12/27/2006 | |
**Signature of Reporting Person | Date | |
/s/ John C. Wilmot, Managing Director | 12/27/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares of Class A Common Stock were granted to Jeffrey Walker, a director of the Issuer as part of his director compensation package. |
(2) | These stock options are immediately exercisable. |
(3) | The stock options were granted to Jeffrey Walker. Mr. Walker is obligated to exercise the options, and to transfer any shares issued under the stock options to JPM SBIC, at the request of JPM SBIC. In July 2002, these shares were transferred to JPM SBIC. |
(4) | These stock options were issued to J.P. Morgan Partners, LLC, the investment advisor to JPM SBIC. |
Remarks: This filing is being amended to include 2,500 shares of Class A Common Stock which were issued to Jeff Walker on December 2, 2005 and previously reported which were inadvertently excluded from the initial submission of this filing. |