1. Name and Address of Reporting Person * |
Â
VYAS MEETA |
|
2. Date of Event Requiring Statement (Month/Day/Year) 05/13/2013 |
3. Issuer Name and Ticker or Trading Symbol NANOVIRICIDES, INC. [NNVC]
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C/O NANOVIRICIDES, INC., 135 WOOD STREET, SUITE 205 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director |
_____ 10% Owner |
__X__ Officer (give title below) |
_____ Other (specify below) |
Chief Financial Officer |
|
5. If Amendment, Date Original Filed(Month/Day/Year) 07/02/2013 |
WEST HAVEN, CT 06516 |
6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
|
Table I - Non-Derivative Securities Beneficially Owned |
|
1.Title of Security (Instr. 4) |
2. Amount of Securities Beneficially Owned (Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) |
4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, par value $0.001 per share
|
423,570
(1)
|
D
|
Â
|
Common Stock, par value $0.001 per share
|
16,000
(1)
|
I
|
Held by Connect Capital Partners, LLC
(2)
|
|
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Warrants to purchase Common Stock
|
Â
(2)
|
06/30/2014 |
Common Stock, par value $0.001 per share
|
152,500
(1)
|
$
1
|
I
|
Held by Connect Capital Partners, LLC
(3)
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Warrants to purchase Common Stock
|
Â
(2)(3)
|
06/30/2014 |
Common Stock, par value $0.001 per share
|
75,000
(1)
|
$
1
|
I
|
Held by Connect Capital Partners, LLC
(3)
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The original Form 3 filed on July 2, 2013, inadvertently omitted the shares owned by the Reporting Person directly. The number of securities and exercise prices on this Form 3/A do not reflect the Issuer's reverse stock split on a 1 for 3.5 basis effective September 10, 2013 or the extension of the warrants in Table II to August 15, 2014. |
(2) |
The 16,000 shares of common stock are held in the name of Connect Capital Partners, LLC, of which Ms. Vyas holds voting and dispositive power. |
(3) |
The warrants are exercisable at $1.00 per share. |