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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Deferred Stock Unit Award (Right to Receive) | (4) | 05/31/2013(1) | M | 7,123 (3) | 05/31/2013 | 05/31/2013 | Class A Ordinary Shares | 7,123 (3) | $ 0 | 0 | D | ||||
Phantom Stock | (4) | 05/31/2013(1) | M | 13,022.83 (3) | 05/31/2013 | 05/31/2013 | Class A Ordinary Shares | 13,022.83 (3) | (6) | 0 | D | ||||
Phantom Stock | (4) | 05/31/2013(1) | M | 21,043 (3) | 05/31/2013 | 05/31/2013 | Class A Ordinary Shares | 21,043 (3) | (7) | 0 | D | ||||
Phantom Stock | (4) | 05/31/2013(1) | M | 6,782 | 05/31/2013 | 05/31/2013 | Class A Ordinary Shares | 6,782 | (8) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
JANNOTTA EDGAR D AON CORPORATION - CORPORATE LAW DEPT 200 EAST RANDOLPH STREET, 8TH FLOOR CHICAGO, IL 60601 |
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/s/ Matthew M. Rice - by Matthew M. Rice pursuant to a power of attorney from Edgar D. Jannotta | 06/04/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On May 31, 2013, as a result of the termination of deferred compensation plans, all remaining deferred stock units and phantom stock units held by the reporting person were settled in accordance with the terms of the plans. |
(2) | Class A Ordinary Shares acquired upon conversion of award. |
(3) | Includes shares acquired pursuant to dividend reinvestment. |
(4) | The award converts to Class A Ordinary Shares on a 1-for-1 basis. |
(5) | Phantom stock units converted to cash. |
(6) | The phantom stock units represent an outside director fee that was deferred into a directors' deferred compensation arrangement. |
(7) | The phantom stock units represent an outside director award granted annually to each non-employee director on or before May 20, 2005. |
(8) | The phantom stock units represent amounts credited to a directors' retirement account on behalf of each outside director on or before May 20, 2005. |