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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (1) | 03/08/2013 | M | 873 | (2) | (3) | Common Stock | 873 | $ 0 | 0 | D | ||||
Restricted Stock Units | (1) | 03/08/2013 | M | 920 | (4) | (3) | Common Stock | 920 | $ 0 | 920 | D | ||||
Restricted Stock Units | (1) | 03/08/2013 | M | 646 | (5) | (3) | Common Stock | 646 | $ 0 | 1,294 | D | ||||
Restricted Stock Units | (1) | 03/08/2013(6) | A | 3,600 | (7) | (3) | Common Stock | 3,600 | $ 0 | 3,600 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Hallgren Matthew HEIDRICK & STRUGGLES INTERNATIONAL, INC. 233 S. WACKER DRIVE, SUITE 4200 CHICAGO, IL 60606 |
Chief Accounting Officer |
Stephen W. Beard, Attorney-in-Fact | 03/12/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each restricted stock unit represents a contingent right to receive one share of Heidrick & Struggles International, Inc. (the "Company") common stock. |
(2) | This award has fully vested. |
(3) | Since restricted stock units automatically convert to common stock upon vesting, there is no expiration date for this award. |
(4) | The remaining portion of this award vests on March 8, 2014. |
(5) | The remaining portion of this award vests in two equal installments on March 8, 2014 and March 8, 2015. |
(6) | The award of restricted stock units was approved by the Human Resources and Compensation Committee on February 7, 2013, and granted on March 8 2013, the next date of the six pre-established dates for granting equity awards. |
(7) | This award vests in three equal installments on March 8, 2014, March 8, 2015 and March 8, 2016. |