1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
|
Â
(1)
|
12/31/2018 |
Common Stock
|
20,000
|
$
1.37
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(2)
|
07/31/2019 |
Common Stock
|
2,000
|
$
1.51
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(3)
|
01/31/2021 |
Common Stock
|
3,000
|
$
2.75
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(4)
|
01/31/2022 |
Common Stock
|
2,500
|
$
3
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(5)
|
12/11/2022 |
Common Stock
|
50,000
|
$
2.77
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(6)
|
01/31/2023 |
Common Stock
|
2,500
|
$
2.56
|
D
|
Â
|
Performance Restricted Stock Units
|
Â
(7)
|
Â
(7)
|
Common Stock
|
16,000
|
$
(7)
|
D
|
Â
|
Restricted Stock Units
|
Â
(8)
|
Â
(8)
|
Common Stock
|
20,000
|
$
(8)
|
D
|
Â
|
Restricted Stock Units
|
Â
(9)
|
Â
(9)
|
Common Stock
|
3,333
|
$
(9)
|
D
|
Â
|
Restricted Stock Units
|
Â
(10)
|
Â
(10)
|
Common Stock
|
4,833
|
$
(10)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
This option is 100% vested as of December 31, 2012 |
(2) |
This option is 100% vested as of July 31, 2013. |
(3) |
This option is 100% vested as of January 1, 2011. |
(4) |
This option is 100% vested as of January 8, 2012. |
(5) |
This option vests and becomes exercisable according to the following schedule: 1/48 at the end of each full calendar month from December 31, 2012 through December 31, 2016. |
(6) |
This option is 100% vested as of January 13, 2013. |
(7) |
Deemed acquired pursuant to a grant on February 4, 2013 of performance restricted stock units. Each performance restricted stock unit represents a contingent right to receive one (1) share of issuer's common stock. The performance restricted stock units may be earned in annual installments based on the issuer's stock price performance over each of the three calendar years 2013, 2014 and 2015. Upon vesting, shares of the issuer's common stock will be delivered to the reporting person, provided the reporting person continues to provide services to the issuer as of such date. |
(8) |
Deemed acquired pursuant to a grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one (1) share of issuer's common stock. The restricted stock units vest in three annual installments as follows: February 4, 2014, February 4, 2015 and February 4, 2016. Vested shares of the issuer's common stock will be delivered to the reporting person on each such date, provided the reporting person continues to provide services to the issuer as of each such dates. |
(9) |
Deemed acquired pursuant to a grant on February 9, 2011 of restricted stock units. Each restricted stock unit represents a contingent right to receive one (1) share of issuer's common stock. This amount represents the last of 3 annual installments which will be earned on February 9, 2014. Vested shares of the issuer's common stock will be delivered to the reporting person on such date, provided the reporting person continues to provide services to the issuer as of such date. |
(10) |
Deemed acquired pursuant to a grant on April 10, 2012 of restricted stock units. Each restricted stock unit represents a contingent right to receive one (1) share of issuer's common stock. This amount represents the last 2 of 3 annual installments which will be earned on April 30, 2014 and April 30, 2015. Vested shares of the issuer's common stock will be delivered to the reporting person on each such date, provided the reporting person continues to provide services to the issuer as of each such date. |