1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
|
Â
(1)
|
07/14/2007 |
Common Stock
|
7,500
|
$
2.5
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(1)
|
06/15/2008 |
Common Stock
|
6,500
|
$
3.25
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(1)
|
06/11/2009 |
Common Stock
|
7,500
|
$
3.3125
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(1)
|
06/23/2010 |
Common Stock
|
10,000
|
$
3.375
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(1)
|
06/01/2011 |
Common Stock
|
6,250
|
$
3.65
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(1)
|
07/23/2012 |
Common Stock
|
5,000
|
$
4.16
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(2)
|
06/17/2013 |
Common Stock
|
6,000
|
$
2.17
|
D
|
Â
|
Restricted Stock Units
|
Â
(3)
|
12/31/2011 |
Common Stock
|
5,000
|
$
(4)
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(5)
|
09/16/2015 |
Common Stock
|
10,000
|
$
5.57
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The option is fully vested and exercisable. |
(2) |
One-third of 6,000 options granted vested and became exercisable on each of the first and second anniversary of the 06/17/2003 date of grant, and the remaining one-third of the 6,000 options granted shall vest and become exercisable on the third anniversary of the date of grant. |
(3) |
50% of the restricted stock units shall vest on 12/31/2005 and the remaining 50% of the restricted stock units shall vest on 12/31/2006. |
(4) |
The restricted stock units are exercisable 1-for-1. |
(5) |
One-third of the total number of options granted shall vest and become exercisable on each of the first, second, and third anniversary of the date of grant. |