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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
REGO VINCENT A 1329 MILLWOOD RD. MCKINNEY, TX 75069 |
Chairman Emeritus |
/s/ Frank J. Bilban | 01/03/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | (1) The 1,055,477 shares of Common Stock held by Dorvin Partners, L.P., a family limited partnership, were transferred by the partnership to its limited partners upon the full liquidation of the partnership. Mr. Rego had no pecuniary interest in the shares of Common Stock held by Dorvin Partners, L.P. and previously reported beneficial ownership of such shares by reason of his sole power (as trustee of the trust that served as the sole general partner of Dorvin Partners, L.P.) to vote or to direct the vote and to dispose or direct the disposition of the shares of Common Stock held by the family limited partnership. |
(2) | (2) In connection with settling the estate of the late Dorothy T. Rego, the spouse of Vincent A. Rego, 192,814 shares of Common Stock, which represented Mrs. Rego's community interest in the 385,627 shares of Common Stock owned beneficially by Mr. Rego, were transferred pursuant to Mrs. Rego's will to the Marital Trust under the Rego Family Trust Agreement. Mr. Rego no longer has or shares investment control with respect to the 192,814 shares of Common Stock transferred to the Marital Trust. After giving effect to this transfer, Mr. Rego continues to have direct beneficial ownership of 192,813 shares of Common Stock. |
Remarks: See attached footnotes (1) and (2). |