UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Unit | Â (2) | Â (2) | common stock | 14,875 | $ (2) | D | Â |
Phantom Stock Unit | Â (3) | Â (3) | common stock | 7,550 | $ (3) | D | Â |
Restricted Stock Unit | Â (2) | Â (2) | common stock | 14,560 | $ (2) | D | Â |
Phantom Stock Unit | Â (4) | Â (4) | common stock | 11,087 | $ (4) | D | Â |
Phantom Stock Unit | Â (5) | Â (5) | common stock | 8,003 | $ (5) | D | Â |
Restricted Stock Unit | Â (2) | Â (2) | common stock | 24,008 | $ (2) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Donaldson W Allen 4 WATERWAY SQUARE PLACE, STE 100 THE WOODLANDS, TX 77380 |
 |  |  Sr Vice President-Exploration |  |
/s/ Timothy D. Yang as attorney-in-fact for W. Allen Donaldson | 05/08/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The amount of securities beneficially owned (column 2), includes: (a) 8,003 shares subject to a stock-settled restricted stock unit award that vests in equal installments on August 15, 2018, August 15, 2019, and August 15, 2020 and February 15, 2021; (b) 11,087 shares subject to a stock-settled restricted stock unit award that vests in equal installments on August 15, 2018, August 15, 2019 and February 15, 2020; and (c) 7,550 shares subject to a stock-settled restricted stock unit award that vests in equal installments on August 15, 2018 and February 15, 2019. |
(2) | The shares subject to this award have the possibility of vesting following the end of the applicable performance period, but will only vest if and to the extent certain total shareholder return and other criteria are met. |
(3) | Cash-settled Phantom Stock Units vest in equal installments on August 15, 2018 and February 15, 2019. Each share of Phantom Stock is the economic equivalent of one share of Company common stock. |
(4) | Cash-settled Phantom Stock Units vest in equal installments on August 15, 2018, August 15, 2019 and February 15, 2020. Each share of Phantom Stock is the economic equivalent of one share of Company common stock. |
(5) | Cash-settled Phantom Stock Units vest in equal installments on August 15, 2018, 2019 and 2020 and February 15, 2021. Each share of Phantom Stock is the economic equivalent of one share of Company common stock. |
 Remarks: Exhibit List: Exhibit 24 - Power of Attorney |