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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Woestemeyer Ronald F 3100 MAIN STREET SUITE 900 HOUSTON, TX 77002 |
X | X |
Damian Olthoff, attorney-in-fact for Ronald F. Woestemeyer | 08/25/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares were issued to Mr. and Mrs. Woestemeyer by PROS Strategic Solutions, Inc., a predecessor-in-interest to PROS Holdings, Inc. In 1999 Mr. and Mrs. Woestemeyer gifted 1,000,000 shares to The Woestemeyer 1999 Gift Trust. |
(2) | The entire lot of 50,000 shares was sold at this price in one transaction. |
(3) | Includes: (i) 721,834 shares held by Mr. and Mrs. Woestemeyer; (ii) 950,000 shares held by The Woestemeyer 1999 Gift Trust, of which Deutsche Bank Trust Company Delaware is sole trustee; (iii) 603,548 shares held by Mariette Woestemeyer 2007 Irrevocable Trust (iv) 419,351 shares held by the 2007 ILIT; (v) 690,619 shares held by MAROKA, LLC of which Mr. and Mrs. Woestemeyer are the sole managers; (vi) 800,000 shares held in Mrs. Woestemeyer's 2010 GRAT to Retained Annuity Trust; (vii) 226,522 shares held by Mrs. Woestemeyer's Dynasty Trust; (viii) 236,266 shares held by Mr. Woestemeyer's Dynasty Trust; and (ix) 131,934 shares held by Mr. Woestemeyer's 2007 Irrevocable Trust. |