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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $ 71.2 | 03/24/2017 | M | 30,000 | 03/02/2012(4) | 03/02/2021 | Common Stock | 30,000 | $ 0 | 0 | D | ||||
Stock Option (Right to Buy) | $ 67.63 | 03/24/2017 | M | 37,500 | 02/28/2013(5) | 02/28/2022 | Common Stock | 37,500 | $ 0 | 0 | D | ||||
Stock Option (Right to Buy) | $ 61.6 | 03/24/2017 | M | 25,000 | 03/03/2011(6) | 03/03/2020 | Common Stock | 25,000 | $ 0 | 0 | D | ||||
Stock Option (Right to Buy) | $ 50.07 | 03/24/2017 | M | 20,000 | 03/01/2017(7) | 03/01/2026 | Common Stock | 20,000 | $ 0 | 210,000 | D | ||||
Stock Options (Right to buy) | $ 51.61 | 03/24/2017 | M | 4,500 | 03/13/2010(8) | 03/13/2019 | Common Stock | 4,500 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Schroder Soren C/O BUNGE LTD. 50 MAIN STREET, 6TH FLOOR WHITE PLAINS, NY 10606 |
Chief Executive Officer |
/s/ John Tropeano, Attorney-in-Fact | 03/28/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | All of the transactions reported on this Form 4 were effected pursuant to a written 10b5-1 trading plan entered into on March 10, 2017 in accordance with SEC rule 10b5-1. As of the date of this filing, the insider has 675,525 outstanding stock options. |
(2) | This price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $80.00 to $80.13, inclusive. The reporting person undertakes to provide to Bunge Limited, any security holder of Bunge Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote. |
(3) | Shares sold for the purpose of the payment of tax liability incident to the exercise of stock options. |
(4) | This option was exercisable in three substantially equal installments beginning on March 2, 2012. |
(5) | This option was exercisable in three substantially equal installments beginning on February 28, 2013. |
(6) | This option was exercisable in three substantially equal installments beginning on March 3, 2011. |
(7) | This option was exercisable in three substantially equal installments beginning on March 1, 2017. |
(8) | This option was exercisable in three substantially equal installments beginning on March 13, 2010. |